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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.64B
Cap. Flow %
-83.08%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169

Top Buys

Rank Stock Value
1
PXD
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK
Splunk Inc
SPLK
+$446M
3
HES
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Real Estate 7.26%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIN icon
551
Linde
LIN
$226B
– –
-6,800
Closed -$2.53M
LYFT icon
552
Lyft
LYFT
$6.42B
– –
-10,000
Closed -$105K
MELI icon
553
Mercado Libre
MELI
$92.3B
– –
-4,000
Closed -$5.07M
MFA
554
MFA Financial
MFA
$932M
– –
-226,894
Closed -$2.18M
MRK icon
555
Merck
MRK
$316B
– –
-5,790
Closed -$596K
MTZ icon
556
MasTec
MTZ
$20.9B
– –
-26,295
Closed -$1.89M
NAMS icon
557
NewAmsterdam Pharma
NAMS
$3.35B
– –
-45,000
Closed -$416K
NKE icon
558
Nike
NKE
$62.4B
– –
-80,000
Closed -$7.65M
NRDY icon
559
Nerdy
NRDY
$97.2M
– –
-50,000
Closed -$185K
NTR icon
560
Nutrien
NTR
$31B
– –
-150,600
Closed -$9.3M
NVCR icon
561
CALL
NovoCure
NVCR
$1.84B
– –
-25,000
Closed -$19.4K
NVO
562
CALL
Novo Nordisk
NVO
$207B
– –
-20,000
Closed -$30K
OMF icon
563
CALL
OneMain Financial
OMF
$7.45B
– –
-32,500
Closed -$14.6K
ORIC icon
564
PUT
Oric Pharmaceuticals
ORIC
$1.33B
– –
-100,000
Closed -$285K
PRQR icon
565
ProQR Therapeutics
PRQR
$275M
– –
-189,328
Closed -$246K
QCOM icon
566
Qualcomm
QCOM
$173B
– –
-72,500
Closed -$8.05M
REPL icon
567
CALL
Replimune Group
REPL
$989M
– –
-40,000
Closed -$115K
RLAY icon
568
CALL
Relay Therapeutics
RLAY
$4.21B
– –
-80,000
Closed -$40K
RNG icon
569
RingCentral
RNG
$5.32B
– –
-9,155
Closed -$271K
ROKU icon
570
Roku
ROKU
$22.5B
– –
-43,972
Closed -$3.1M
RYTM icon
571
CALL
Rhythm Pharmaceuticals
RYTM
$7.94B
– –
-45,000
Closed -$49.5K
RYTM icon
572
Rhythm Pharmaceuticals
RYTM
$7.94B
– –
-30,000
Closed -$946K
SLRN
573
CALL
DELISTED
ACELYRIN
SLRN
– –
-14,500
Closed -$4.71K
SMH icon
574
PUT
VanEck Semiconductor ETF
SMH
$72.6B
– –
-105,000
Closed -$287K
SNOW icon
575
Snowflake
SNOW
$114B
– –
-3,098
Closed -$473K
21 22
23
24 25

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.64B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.