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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$536M
Cap. Flow %
9.53%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 34.82%
2 Healthcare 28.77%
3 Real Estate 5.15%
4 Financials 4.39%
5 Consumer Discretionary 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
551
Advanced Micro Devices
AMD
$784B
– –
-27,897
Closed -$3.18M
ARCB icon
552
ArcBest
ARCB
$3.02B
– –
-19,540
Closed -$1.93M
ARE icon
553
Alexandria Real Estate Equities
ARE
$8.43B
– –
-8,150
Closed -$925K
BBIO icon
554
CALL
BridgeBio Pharma
BBIO
$16.3B
– –
-93,900
Closed -$247K
BBIO icon
555
PUT
BridgeBio Pharma
BBIO
$16.3B
– –
-36,000
Closed -$126K
BDN
556
Brandywine Realty Trust
BDN
$565M
– –
-486,115
Closed -$2.26M
BHVN icon
557
CALL
Biohaven
BHVN
$2.2B
– –
-20,000
Closed -$18K
BLDR icon
558
Builders FirstSource
BLDR
$8.2B
– –
-18,975
Closed -$2.58M
BMEA icon
559
CALL
Biomea Fusion
BMEA
$89.2M
– –
-15,000
Closed -$2.63K
BMEA icon
560
PUT
Biomea Fusion
BMEA
$89.2M
– –
-45,000
Closed -$243K
BNZI icon
561
Banzai International
BNZI
$6.33M
– –
-23
Closed -$2.41M
BOX icon
562
Box
BOX
$4.56B
– –
-75,000
Closed -$2.2M
BRX icon
563
Brixmor Property Group
BRX
$9.32B
– –
-177,155
Closed -$3.9M
BTAI icon
564
CALL
BioXcel Therapeutics
BTAI
$27.2M
– –
-1,000
Closed -$400
BTU icon
565
PUT
Peabody Energy
BTU
$2.82B
– –
-14,000
Closed -$210
CCK icon
566
Crown Holdings
CCK
$13.1B
– –
-19,224
Closed -$1.67M
CMG icon
567
Chipotle Mexican Grill
CMG
$42B
– –
-65,750
Closed -$2.81M
COOP
568
PUT
DELISTED
Mr. Cooper
COOP
– –
-150,000
Closed -$37.5K
CP icon
569
Canadian Pacific Kansas City
CP
$80B
– –
-12,985
Closed -$1.05M
CUBE icon
570
CubeSmart
CUBE
$9.51B
– –
-89,946
Closed -$4.02M
CW icon
571
Curtiss-Wright
CW
$25.5B
– –
-16,859
Closed -$3.1M
DHI icon
572
D.R. Horton
DHI
$41.9B
– –
-5,985
Closed -$728K
GTLS
573
DELISTED
Chart Industries
GTLS
– –
-3,856
Closed -$616K
GWRE icon
574
Guidewire Software
GWRE
$14.1B
– –
-15,000
Closed -$1.14M
HALO icon
575
CALL
Halozyme
HALO
$11.7B
– –
-30,000
Closed -$37.5K
21 22
23
24 25

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $536M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 16% a quarter earlier, followed by Healthcare and Real Estate.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.