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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$401M
Cap. Flow %
7.12%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149
Avg Time Held Equity + Options
3.9 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
1.3 quarters
Avg Time Held Equity only
4.1 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
1.3 quarters

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 39.86%
2 Healthcare 28.77%
3 Miscellaneous 7.24%
4 Real Estate 5.15%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AMD icon
551
Advanced Micro Devices
AMD
$993B
– –
-27,897
Closed -$3.18M –
ARCB icon
552
ArcBest
ARCB
$2.89B
– –
-19,540
Closed -$1.93M –
ARE icon
553
Alexandria Real Estate Equities
ARE
$7.83B
– –
-8,150
Closed -$925K –
BBIO icon
554
CALL
BridgeBio Pharma
BBIO
$12.8B
– –
-93,900
Closed -$247K –
BBIO icon
555
PUT
BridgeBio Pharma
BBIO
$12.8B
– –
-36,000
Closed -$126K –
BDN icon
556
Brandywine Realty Trust
BDN
$461M
– –
-486,115
Closed -$2.26M –
BHVN icon
557
CALL
Biohaven
BHVN
$1.82B
– –
-20,000
Closed -$18K –
BLDR icon
558
Builders FirstSource
BLDR
$5.69B
– –
-18,975
Closed -$2.58M –
BMEA icon
559
CALL
Biomea Fusion
BMEA
$103M
– –
-15,000
Closed -$2.63K –
BMEA icon
560
PUT
Biomea Fusion
BMEA
$103M
– –
-45,000
Closed -$243K –
PARA icon
561
Banzai International
PARA
$2.98M
– –
-23
Closed -$2.41M –
BOX icon
562
Box
BOX
$4.99B
– –
-75,000
Closed -$2.2M –
BRX icon
563
Brixmor Property Group
BRX
$8.38B
– –
-177,155
Closed -$3.9M –
BTAI icon
564
CALL
DELISTED
BioXcel Therapeutics
BTAI
– –
-1,000
Closed -$400 –
BTU icon
565
PUT
Peabody Energy
BTU
$3.06B
– –
-14,000
Closed -$210 –
CCK icon
566
Crown Holdings
CCK
$11.8B
– –
-19,224
Closed -$1.67M –
CMG icon
567
Chipotle Mexican Grill
CMG
$40B
– –
-65,750
Closed -$2.81M –
COOP icon
568
PUT
DELISTED
Mr. Cooper
COOP
– –
-150,000
Closed -$37.5K –
CP icon
569
Canadian Pacific Kansas City
CP
$74.2B
– –
-12,985
Closed -$1.05M –
CUBE icon
570
CubeSmart
CUBE
$8.55B
– –
-89,946
Closed -$4.02M –
CW icon
571
Curtiss-Wright
CW
$18.9B
– –
-16,859
Closed -$3.1M –
DHI icon
572
D.R. Horton
DHI
$37.7B
– –
-5,985
Closed -$728K –
GTLS icon
573
DELISTED
Chart Industries
GTLS
– –
-3,856
Closed -$616K –
GWRE icon
574
Guidewire Software
GWRE
$13.7B
– –
-15,000
Closed -$1.14M –
HALO icon
575
CALL
Halozyme
HALO
$12.5B
– –
-30,000
Closed -$37.5K –
21 22
23
24 25

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ACI
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RC
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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $401M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 40% of assets, up from 16% a quarter earlier, followed by Healthcare and Miscellaneous.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.