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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
-$138M
Cap. Flow %
-2.91%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.53%
3 Financials 11.99%
4 Real Estate 8.48%
5 Materials 5.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEPAW
551
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$4.19K ﹤0.01%
117,263
-3,816
-3% -$206
FAASW
552
DELISTED
DigiAsia Corp Warrant
FAASW
$3.76K ﹤0.01%
138,661
-4,513
-3% -$193
OPTXW icon
553
Syntec Optics Holdings Warrant
OPTXW
$16.6M
$2.67K ﹤0.01%
47,932
-1,559
-3% -$95
RDZNW icon
554
Roadzen Inc Warrants
RDZNW
$8.64M
$2.66K ﹤0.01%
68,781
-2,239
-3% -$74
BMEA icon
555
CALL
Biomea Fusion
BMEA
$89.9M
$2.63K ﹤0.01%
+15,000
New +$470K
ALORW
556
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
$1.98K ﹤0.01%
62,909
-2,047
-3% -$62
PMGMW
557
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$1.95K ﹤0.01%
77,588
-1,752
-2% -$136
CSLMW
558
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$1.81K ﹤0.01%
68,781
-2,239
-3% -$59
BLUA.WS
559
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$1.67K ﹤0.01%
49,521
-1,617
-3% -$56
SDSTW
560
Stardust Power Inc Warrant
SDSTW
$5.67M
$1.4K ﹤0.01%
37,521
-463
-1% -$26
BLNGW
561
DELISTED
Belong Acquisition Corp. Warrant
BLNGW
$1.35K ﹤0.01%
69,821
-2,273
-3% -$70
QURE icon
562
CALL
uniQure
QURE
$3.19B
$975 ﹤0.01%
+39,000
New +$739K
WINVW
563
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$515 ﹤0.01%
18,392
-598
-3% -$14
BTAI icon
564
CALL
BioXcel Therapeutics
BTAI
$27.2M
$400 ﹤0.01%
+1,000
New +$333K
BTU icon
565
PUT
Peabody Energy
BTU
$2.83B
$210 ﹤0.01%
14,000
-1,000
-7% -$22.2K
ABR icon
566
Arbor Realty Trust
ABR
$987M
– –
-124,176
Closed -$1.43M
AFRM icon
567
PUT
Affirm
AFRM
$25.8B
– –
-60,000
Closed -$84.3K
AKR icon
568
Acadia Realty Trust
AKR
$2.88B
– –
-82,368
Closed -$1.15M
ALB icon
569
Albemarle
ALB
$15.2B
– –
-5,616
Closed -$1.24M
BAND
570
Bandwidth Inc
BAND
$1.7B
– –
-15,000
Closed -$228K
BAND
571
PUT
Bandwidth Inc
BAND
$1.7B
– –
-50,000
Closed -$109K
BAX icon
572
Baxter International
BAX
$14.1B
– –
-16,097
Closed -$653K
BIIB icon
573
Biogen
BIIB
$30.3B
– –
-8,610
Closed -$2.39M
BKNG icon
574
Booking.com
BKNG
$162B
– –
-17,500
Closed -$1.86M
BYND icon
575
CALL
Beyond Meat
BYND
$285M
– –
-50,000
Closed -$25K
21 22
23
24 25

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor's Q2 2023 filing shows 128 new, 150 increased, 259 reduced and 162 closed positions. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M. The largest sale was First Horizon, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.