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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+7.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.75B
AUM Growth
+$529M
(+13%)
Cap. Flow
+$146M
Cap. Flow
% of AUM
3.08%
Top 10 Holdings %
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162
Avg Time Held Equity + Options
3.8
quarters
Top 10 Avg Time Held Equity + Options
1.1
quarters
Top 20 Avg Time Held Equity + Options
1.1
quarters
Avg Time Held Equity only
3.9
quarters
Top 10 Avg Time Held Equity only
1.1
quarters
Top 20 Avg Time Held Equity only
1.1
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SGEN
Seagen Inc. Common Stock
SGEN
|
+$253M |
| 2 |
PDCE
PDC Energy, Inc.
PDCE
|
+$210M |
| 3 |
ISEE
IVERIC bio, Inc. Common Stock
ISEE
|
+$206M |
| 4 |
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
|
+$135M |
| 5 |
LSI
Life Storage, Inc.
LSI
|
+$87.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Horizon
FHN
|
+$179M |
| 2 |
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
|
+$146M |
| 3 |
PRVB
Provention Bio, Inc. Common Stock
PRVB
|
+$70.5M |
| 4 |
Tower Semiconductor
TSEM
|
+$50.8M |
| 5 |
XM
Qualtrics International Inc. Class A Common Stock
XM
|
+$45.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 32.35% |
| 2 | Technology | 15.68% |
| 3 | Financials | 11.99% |
| 4 | Miscellaneous | 10.5% |
| 5 | Real Estate | 8.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
551
DELISTED
SEP Acquisition Corp Warrants
SEPAW
| $4.19K | ﹤0.01% |
117,263
-3,816
| -3% | -$206 |
2022 Q4
2 quarters
|
|
552
DELISTED
DigiAsia Corp Warrant
FAASW
| $3.76K | ﹤0.01% |
138,661
-4,513
| -3% | -$193 |
2023 Q1
1 quarter
|
|
553
Syntec Optics Holdings Warrant
OPTXW
$27.4M
| $2.67K | ﹤0.01% |
47,932
-1,559
| -3% | -$95 |
2022 Q1
5 quarters
|
|
554
Roadzen Inc Warrants
RDZNW
| $2.66K | ﹤0.01% |
68,781
-2,239
| -3% | -$74 |
2022 Q2
4 quarters
|
|
555
CALL
Biomea Fusion
BMEA
$103M
| $2.63K | ﹤0.01% |
+15,000
| New | +$470K |
2023 Q2
0 quarters
|
|
|
ALORW
556
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
| $1.98K | ﹤0.01% |
62,909
-2,047
| -3% | -$62 |
2022 Q1
5 quarters
|
|
557
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
| $1.95K | ﹤0.01% |
77,588
-1,752
| -2% | -$136 |
2021 Q1
9 quarters
|
|
558
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
| $1.81K | ﹤0.01% |
68,781
-2,239
| -3% | -$59 |
2023 Q1
1 quarter
|
|
559
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
| $1.67K | ﹤0.01% |
49,521
-1,617
| -3% | -$56 |
2022 Q1
5 quarters
|
|
560
Stardust Power Inc Warrant
SDSTW
$4.92M
| $1.4K | ﹤0.01% |
37,521
-463
| -1% | -$26 |
2021 Q1
9 quarters
|
|
|
BLNGW
561
DELISTED
Belong Acquisition Corp. Warrant
BLNGW
| $1.35K | ﹤0.01% |
69,821
-2,273
| -3% | -$70 |
2021 Q3
7 quarters
|
|
562
CALL
uniQure
QURE
$1.57B
| $975 | ﹤0.01% |
+39,000
| New | +$739K |
2023 Q2
0 quarters
|
|
563
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
| $515 | ﹤0.01% |
18,392
-598
| -3% | -$14 |
2023 Q1
1 quarter
|
|
564
CALL
DELISTED
BioXcel Therapeutics
BTAI
| $400 | ﹤0.01% |
+1,000
| New | +$333K |
2023 Q2
0 quarters
|
|
565
PUT
Peabody Energy
BTU
$3.06B
| $210 | ﹤0.01% |
14,000
-1,000
| -7% | -$22.2K |
2022 Q3
3 quarters
|
|
566
Arbor Realty Trust
ABR
$535M
| – | – |
-124,176
| Closed | -$1.43M | – |
|
567
PUT
Affirm
AFRM
$27.2B
| – | – |
-60,000
| Closed | -$84.3K | – |
|
568
Acadia Realty Trust
AKR
$2.5B
| – | – |
-82,368
| Closed | -$1.15M | – |
|
569
Albemarle
ALB
$12B
| – | – |
-5,616
| Closed | -$1.24M | – |
|
570
Bandwidth Inc
BAND
$1.71B
| – | – |
-15,000
| Closed | -$228K | – |
|
|
571
PUT
Bandwidth Inc
BAND
$1.71B
| – | – |
-50,000
| Closed | -$109K | – |
|
572
Baxter International
BAX
$12.6B
| – | – |
-16,097
| Closed | -$653K | – |
|
573
Biogen
BIIB
$33.3B
| – | – |
-8,610
| Closed | -$2.39M | – |
|
574
Booking.com
BKNG
$120B
| – | – |
-17,500
| Closed | -$1.86M | – |
|
575
CALL
Beyond Meat
BYND
$132M
| – | – |
-1,667
| Closed | -$25K | – |
|
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UBS O'Connor's Q2 2023 Portfolio in Review
As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.
UBS O'Connor deployed $146M of net new capital in Q2 2023, opening 128 new positions and adding to 150 existing holdings. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M.
By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was Tower Semiconductor, an estimated $50.8M trimmed.
- UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
- UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
- UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
- UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
- UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
- UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
- UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.
Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.