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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.52B
AUM Growth
-$7.28B
Cap. Flow
-$6.76B
Cap. Flow %
-444.29%
Top 10 Hldgs %
100%
Holding
929
New
–
Increased
6
Reduced
3
Closed
920

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
FHN icon
First Horizon
FHN
+$107M
3
SGFY
Signify Health, Inc.
SGFY
+$54.9M
4
VMW
VMware, Inc
VMW
+$34.9M
5
ONEM
1Life Healthcare
ONEM
+$29.7M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
ROG icon
Rogers Corp
ROG
+$432M
4
AVLR
Avalara, Inc.
AVLR
+$373M
5
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M

Sector Composition

Rank Sector Weight
1 Technology 45.54%
2 Healthcare 36.97%
3 Financials 14.43%
4 Communication Services 3.06%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOCC
551
DELISTED
Live Oak Crestview Climate Acquisition Corp.
LOCC
– –
-505,322
Closed -$4.9M
IFIN.WS
552
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
– –
-119,311
Closed -$13K
APGB
553
DELISTED
Apollo Strategic Growth Capital II
APGB
– –
-474,298
Closed -$4.68M
MTRY
554
DELISTED
Monterey Innovation Acquisition Corp. Common Stock
MTRY
– –
-190,898
Closed -$2.03M
ROSE
555
DELISTED
Rose Hill Acquisition Corporation Class A Ordinary Shares
ROSE
– –
-238,623
Closed -$2.42M
LHC
556
DELISTED
Leo Holdings Corp. II
LHC
– –
-474,673
Closed -$4.73M
ALOR
557
DELISTED
ALSP Orchid Acquisition Corp I
ALOR
– –
-405,660
Closed -$4.08M
ALORW
558
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
– –
-64,956
Closed -$6K
PRPC
559
DELISTED
CC Neuberger Principal Holdings III
PRPC
– –
-413,435
Closed -$4.11M
PRPC.WS
560
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
– –
-76,038
Closed -$13K
AAC
561
DELISTED
Ares Acquisition Corporation
AAC
– –
-466,089
Closed -$4.63M
ARTE
562
DELISTED
Artemis Strategic Investment Corporation Class A Common Stock
ARTE
– –
-381,797
Closed -$3.82M
ITAQ
563
DELISTED
Industrial Tech Acquisitions II, Inc. Class A Common Stock
ITAQ
– –
-233,953
Closed -$2.34M
TRCA
564
DELISTED
Twin Ridge Capital Acquisition Corp.
TRCA
– –
-232,362
Closed -$2.31M
FRBN
565
DELISTED
Forbion European Acquisition Corp. Class A Ordinary Shares
FRBN
– –
-187,163
Closed -$1.9M
SFRWW
566
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
– –
-237,619
Closed -$33K
SFR
567
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
– –
-475,238
Closed -$4.73M
NFNT
568
DELISTED
Infinite Acquisition Corp.
NFNT
– –
-475,377
Closed -$4.75M
RVLP
569
DELISTED
RVL Pharmaceuticals plc Ordinary Shares
RVLP
– –
-276,428
Closed -$580K
ACAQ
570
DELISTED
Athena Consumer Acquisition Corp.
ACAQ
– –
-477,246
Closed -$4.8M
HPLT
571
DELISTED
Home Plate Acquisition Corporation Class A Common Stock
HPLT
– –
-1,980,000
Closed -$19.5M
FSNB
572
DELISTED
Fusion Acquisition Corp. II
FSNB
– –
-713,878
Closed -$7.04M
CCV
573
DELISTED
Churchill Capital Corp V
CCV
– –
-508,639
Closed -$5.04M
BTWN
574
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
– –
-339,067
Closed -$3.4M
JUN
575
DELISTED
Juniper II Corp.
JUN
– –
-572,695
Closed -$5.71M
21 22
23
24 25

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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 929 positions worth $1.52B, down 83% from $8.8B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $6.76B in Q4 2022, closing 920 positions and reducing 3 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Technology at 46% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

Against the trend, UBS O'Connor added an estimated $184M to Horizon Therapeutics Public Limited Company Ordinary Shares.

  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Activision Blizzard, cutting an estimated $45.3M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.52B portfolio in Q4 2022.
  • UBS O'Connor opened 0 new positions and closed 920 in Q4 2022.
  • UBS O'Connor's portfolio value fell 83% quarter-over-quarter to $1.52B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.