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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HSH
551
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-575,000
Closed -$35.8M –
QCOR
552
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-197,700
Closed -$18.3M –
IDIX
553
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
– –
-170,000
Closed -$4.1M –
OPEN icon
554
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
– –
-42,800
Closed -$4.43M –
FIO
555
DELISTED
FUSION-IO INC COM
FIO
– –
-300,000
Closed -$3.39M –
RDA
556
DELISTED
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
– –
-156,622
Closed -$2.68M –
FRX
557
DELISTED
FOREST LABORATORIES INC
FRX
– –
-861,918
Closed -$85.3M –
AMZG icon
558
DELISTED
AMERICAN EAGLE ENERGY CORP NEW COM STK (NV)
AMZG
– –
-114,306
Closed -$685K –
CAM icon
559
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
– –
-39,836
Closed -$2.7M –
HOT
560
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-133,975
Closed -$10.8M –
REGI
561
DELISTED
Renewable Energy Group, Inc.
REGI
– –
-64,482
Closed -$740K –
WR icon
562
DELISTED
Westar Energy Inc
WR
– –
-486,753
Closed -$18.6M –
WWAV
563
PUT
DELISTED
The WhiteWave Foods Company
WWAV
– –
-266,900
Closed -$17K –
MWW
564
DELISTED
Monster Worldwide Inc
MWW
– –
-75,000
Closed -$490K –
SWFT
565
DELISTED
Swift Transportation Company
SWFT
– –
-370,315
Closed -$9.34M –
TCF
566
DELISTED
TCF Financial Corporation
TCF
– –
-70,890
Closed -$1.16M –
19 20 21 22
23

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ACI
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RC
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A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.