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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSH
551
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-575,000
Closed -$35.8M
QCOR
552
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-197,700
Closed -$18.3M
IDIX
553
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
– –
-170,000
Closed -$4.1M
OPEN
554
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
– –
-42,800
Closed -$4.43M
FIO
555
DELISTED
FUSION-IO INC COM
FIO
– –
-300,000
Closed -$3.39M
RDA
556
DELISTED
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
– –
-156,622
Closed -$2.68M
FRX
557
DELISTED
FOREST LABORATORIES INC
FRX
– –
-861,918
Closed -$85.3M
AMZG
558
DELISTED
AMERICAN EAGLE ENERGY CORP NEW COM STK (NV)
AMZG
– –
-114,306
Closed -$685K
CAM
559
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
– –
-39,836
Closed -$2.7M
HOT
560
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-133,975
Closed -$10.8M
REGI
561
DELISTED
Renewable Energy Group, Inc.
REGI
– –
-64,482
Closed -$740K
WR
562
DELISTED
Westar Energy Inc
WR
– –
-486,753
Closed -$18.6M
WWAV
563
PUT
DELISTED
The WhiteWave Foods Company
WWAV
– –
-266,900
Closed -$17K
MWW
564
DELISTED
Monster Worldwide Inc
MWW
– –
-75,000
Closed -$490K
SWFT
565
DELISTED
Swift Transportation Company
SWFT
– –
-370,315
Closed -$9.34M
TCF
566
DELISTED
TCF Financial Corporation
TCF
– –
-70,890
Closed -$1.16M
19 20 21 22
23

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.