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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.07%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$15.6B
AUM Growth
+$10.4B
Cap. Flow
+$9.88B
Cap. Flow %
63.2%
Top 10 Hldgs %
73.61%
Holding
622
New
190
Increased
74
Reduced
112
Closed
190

Top Buys

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$108M
2
DTV
DIRECTV COM STK (DE)
DTV
+$68.4M
3
TJX icon
TJX Companies
TJX
+$51M
4
VYX icon
NCR Voyix
VYX
+$49.1M
5
PL
PROTECTIVE LIFE CORP
PL
+$45.4M

Top Sells

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$48.3M
2
MAA icon
Mid-America Apartment Communities
MAA
+$48.2M
3
AVB icon
AvalonBay Communities
AVB
+$47.8M
4
MHFI
MCGRAW-HILL FINANCIAL INC COM
MHFI
+$46.2M
5
AAL icon
American Airlines Group
AAL
+$46.1M

Sector Composition

Rank Sector Weight
1 Technology 3.73%
2 Consumer Staples 3.72%
3 Healthcare 3.25%
4 Industrials 2.89%
5 Consumer Discretionary 2.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWA
551
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-210,542
Closed -$5.59M
IHS
552
DELISTED
IHS INC CL-A COM STK
IHS
– –
-251,373
Closed -$30.5M
NTI
553
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-9,000
Closed -$231K
PRGN
554
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
– –
-1,400
Closed -$364K
ARG
555
DELISTED
Airgas Inc
ARG
– –
-121,193
Closed -$12.9M
MHFI
556
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
– –
-605,261
Closed -$46.2M
JAH
557
DELISTED
JARDEN CORPORATION
JAH
– –
-101,400
Closed -$4.04M
DYAX
558
DELISTED
DYAX CORPORATION
DYAX
– –
-120,000
Closed -$1.08M
CMGE
559
DELISTED
CHINA MOBILE GAMES & ENTMT GRP LTD SPON ADR (CYM)
CMGE
– –
-50,000
Closed -$1.1M
RALY
560
DELISTED
RALLY SOFTWARE DEV CORP
RALY
– –
-109,974
Closed -$1.47M
TC.PRT
561
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
– –
-894,319
Closed -$11.4M
AMAP
562
DELISTED
AUTONAVI HLDGS LTD SPON ADR (CYM)
AMAP
– –
-275,000
Closed -$5.51M
BEAM
563
DELISTED
BEAM INC COM STK (DE)
BEAM
– –
-579,995
Closed -$48.3M
CSE
564
DELISTED
CAPITALSOURCE INC
CSE
– –
-180,866
Closed -$2.64M
EOX
565
CALL
DELISTED
EMERALD OIL INC (MT)
EOX
– –
-1,000
Closed -$2K
DLLR
566
PUT
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
– –
-200,000
Closed -$20K
DISH
567
CALL
DELISTED
DISH Network Corp.
DISH
– –
-50,000
Closed -$345K
PDLI
568
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-145,480
Closed -$1.21M
DSCI
569
DELISTED
Derma Sciences, Inc. Common Stock (DE)
DSCI
– –
-30,000
Closed -$380K
CKEC
570
DELISTED
Carmike Cinemas Inc
CKEC
– –
-83,494
Closed -$2.49M
LNKD
571
DELISTED
LinkedIn Corporation
LNKD
– –
-52,841
Closed -$9.77M
SCTY
572
DELISTED
SolarCity Corporation
SCTY
– –
-8,000
Closed -$501K
HK
573
DELISTED
Halcon Resources Corporation
HK
– –
-1,885
Closed -$1.41M
19 20 21 22
23

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q2 2014 Portfolio in Review

As of Q2 2014, UBS O'Connor held 622 positions worth $15.6B, up 196% from $5.28B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

UBS O'Connor deployed $9.88B of net new capital in Q2 2014, opening 190 new positions and adding to 74 existing holdings. Its largest new stake was COVIDIEN PLC COM SHS NEW (IRELAND): 1,450,000 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 3.7% of assets, down from 6.4% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Mid-America Apartment Communities, an estimated $48.2M trimmed.

  • UBS O'Connor's largest Q2 2014 buy was COVIDIEN PLC COM SHS NEW (IRELAND): 1,450,000 shares worth $131M.
  • UBS O'Connor added most to Philip Morris in Q2 2014, an estimated $40.6M increase.
  • UBS O'Connor's biggest Q2 2014 reduction was Mid-America Apartment Communities, cutting an estimated $48.2M.
  • UBS O'Connor fully exited BEAM INC COM STK (DE) in Q2 2014, selling an estimated $48.3M.
  • UBS O'Connor's ten largest holdings make up 74% of its $15.6B portfolio in Q2 2014.
  • UBS O'Connor opened 190 new positions and closed 190 in Q2 2014.
  • UBS O'Connor's portfolio value rose 196% quarter-over-quarter to $15.6B.

Based on UBS O'Connor's 13F filing for Q2 2014, filed 15 Aug 2014.