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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$536M
Cap. Flow %
9.53%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 34.82%
2 Healthcare 28.77%
3 Real Estate 5.15%
4 Financials 4.39%
5 Consumer Discretionary 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DKNG icon
526
PUT
DraftKings
DKNG
$11.5B
$4.13K ﹤0.01%
82,500
– –
CSTA.WS
527
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$3.91K ﹤0.01%
139,600
– –
FAASW
528
DELISTED
DigiAsia Corp Warrant
FAASW
$3.84K ﹤0.01%
138,661
– –
FICVW
529
DELISTED
Frontier Investment Corp Warrants
FICVW
$3.71K ﹤0.01%
32,524
– –
SFRWW
530
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$2.88K ﹤0.01%
230,109
– –
BLUA.WS
531
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$2.65K ﹤0.01%
49,521
– –
MORF
532
CALL
DELISTED
Morphic Holding, Inc. Common Stock
MORF
$2.63K ﹤0.01%
+15,000
New +$787K
RDZNW icon
533
Roadzen Inc Warrants
RDZNW
$8.64M
$2.6K ﹤0.01%
68,781
– –
CSLMW
534
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$2.59K ﹤0.01%
68,781
– –
MRT.WS
535
DELISTED
Marti Technologies, Inc. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
MRT.WS
$2.39K ﹤0.01%
+115,551
New +$6.75K
CBAY
536
PUT
DELISTED
Cymabay Therapeutics
CBAY
$2.25K ﹤0.01%
+90,000
New +$1.19M
OPTXW icon
537
Syntec Optics Holdings Warrant
OPTXW
$16.2M
$2.24K ﹤0.01%
47,932
– –
AENTW icon
538
Alliance Entertainment Holding Corp Warrants
AENTW
$4.27M
$2.22K ﹤0.01%
116,781
– –
ALORW
539
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
$2.15K ﹤0.01%
62,909
– –
BOAC.WS
540
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
$1.97K ﹤0.01%
226,519
– –
CRNX icon
541
PUT
Crinetics Pharmaceuticals
CRNX
$8.91B
$875 ﹤0.01%
+35,000
New +$721K
SILK
542
CALL
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$750 ﹤0.01%
+30,000
New +$624K
WINVW
543
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$276 ﹤0.01%
18,392
– –
SDSTW
544
Stardust Power Inc Warrant
SDSTW
$5.67M
$120 ﹤0.01%
37,521
– –
AAOI icon
545
CALL
Applied Optoelectronics
AAOI
$11.4B
– –
-100,000
Closed -$165K
AAT
546
American Assets Trust
AAT
$1.39B
– –
-93,281
Closed -$1.79M
ACI icon
547
Albertsons Companies
ACI
$5.89B
– –
-4,300,000
Closed -$93.8M
ADI icon
548
Analog Devices
ADI
$189B
– –
-15,000
Closed -$2.92M
AGIO icon
549
CALL
Agios Pharmaceuticals
AGIO
$1.9B
– –
-50,000
Closed -$23.8K
AMC icon
550
PUT
AMC Entertainment Holdings
AMC
$2.23B
– –
-35,000
Closed -$811K
20 21
22
23 24

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $536M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 16% a quarter earlier, followed by Healthcare and Real Estate.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.