UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+7.72%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$4.73B
AUM Growth
+$538M
Cap. Flow
+$103M
Cap. Flow %
2.17%
Top 10 Hldgs %
48.18%
Holding
712
New
102
Increased
142
Reduced
245
Closed
144

Top Buys

1
SGEN
Seagen Inc. Common Stock
SGEN
$245M
2
ISEE
IVERIC bio, Inc. Common Stock
ISEE
$230M
3
PDCE
PDC Energy, Inc.
PDCE
$221M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
$141M
5
LSI
Life Storage, Inc.
LSI
$87.5M

Top Sells

1
FHN icon
First Horizon
FHN
$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
$46.1M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
$45.3M

Sector Composition

1 Healthcare 32.5%
2 Technology 15.54%
3 Financials 12.09%
4 Real Estate 8.52%
5 Materials 5.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MNTV
526
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-1,378,663
Closed -$12.8M
PSPC
527
DELISTED
Post Holdings Partnering Corporation
PSPC
– –
-231,686
Closed -$2.34M
AQUA
528
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
– –
-2,926,514
Closed -$146M
VMGA
529
DELISTED
VMG Consumer Acquisition Corp. Class A Common Stock
VMGA
– –
-501,729
Closed -$5.2M
LVAC
530
DELISTED
LAVA Medtech Acquisition Corp. Class A Common Stock
LVAC
– –
-283,573
Closed -$2.96M
GVCIW
531
DELISTED
Green Visor Financial Technology Acquisition Corp. I Warrants
GVCIW
– –
-99,444
Closed -$8.45K
GVCI
532
DELISTED
Green Visor Financial Technology Acquisition Corp. I Class A Ordinary Shares
GVCI
– –
-378,097
Closed -$3.99M
SVNA
533
DELISTED
7 Acquisition Corporation Class A Ordinary Shares
SVNA
– –
-378,097
Closed -$3.95M
SVNAW
534
DELISTED
7 Acquisition Corporation Warrant
SVNAW
– –
-144,941
Closed -$11.6K
TGR
535
DELISTED
Kimbell Tiger Acquisition Corporation
TGR
– –
-273,069
Closed -$2.88M
BRIV
536
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
– –
-163,565
Closed -$1.66M
MAXR
537
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
-2,799,509
Closed -$14.3M
VLAT
538
DELISTED
Valor Latitude Acquisition Corp. Class A Ordinary Shares
VLAT
– –
-458,617
Closed -$4.7M
ADALW
539
DELISTED
Anthemis Digital Acquisitions I Corp Warrant
ADALW
– –
-111,292
Closed -$4.4K
ADAL
540
DELISTED
Anthemis Digital Acquisitions I Corp Class A Ordinary Shares
ADAL
– –
-510,148
Closed -$5.33M
OSH
541
DELISTED
Oak Street Health, Inc.
OSH
– –
-6,537,297
Closed -$25.3M
TRAQ.WS
542
DELISTED
Trine II Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRAQ.WS
– –
-455,115
Closed -$11.4K
TRAQ
543
DELISTED
Trine II Acquisition Corp.
TRAQ
– –
-1,654,175
Closed -$17.3M
CIIG
544
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
– –
-567,145
Closed -$5.9M
ORIA
545
DELISTED
Orion Biotech Opportunities Corp. Class A Ordinary Share
ORIA
– –
-235,390
Closed -$2.41M
SKYA
546
DELISTED
Skydeck Acquisition Corp. Class A Ordinary Shares
SKYA
– –
-160,410
Closed -$1.64M
PRVB
547
DELISTED
Provention Bio, Inc. Common Stock
PRVB
– –
-2,925,000
Closed -$70.5M
NHIC
548
DELISTED
NewHold Investment Corp. II Class A Common Stock
NHIC
– –
-1,732,500
Closed -$17.6M
NHICW
549
DELISTED
NewHold Investment Corp. II Warrant
NHICW
– –
-891,915
Closed -$113K
IPVI
550
DELISTED
InterPrivate IV InfraTech Partners Inc. Class A Common Stock
IPVI
– –
-25,878
Closed -$267K
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