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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
+$146M
Cap. Flow %
3.08%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162
Avg Time Held Equity + Options
3.8 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.1 quarters
Avg Time Held Equity only
3.9 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.1 quarters

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.68%
3 Financials 11.99%
4 Miscellaneous 10.5%
5 Real Estate 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NAVI icon
526
PUT
Navient
NAVI
$854M
$10.5K ﹤0.01%
60,000
– –
2021 Q2
8 quarters
TRONW icon
527
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$10.3K ﹤0.01%
116,665
-1,321
-1% -$110
2021 Q3
7 quarters
AKTS icon
528
CALL
DELISTED
Akoustis Technologies Inc
AKTS
$10K ﹤0.01%
100,000
– –
2023 Q1
1 quarter
JTAIW icon
529
DELISTED
Jet.AI Inc. Warrant
JTAIW
$9.57K ﹤0.01%
197,427
-6,425
-3% -$306
2022 Q3
3 quarters
BOAC.WS
530
DELISTED
Bluescape Opportunities Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
BOAC.WS
$9.56K ﹤0.01%
226,519
-5,112
-2% -$372
2021 Q1
9 quarters
AEON.WS icon
531
DELISTED
AEON Biopharma Inc
AEON.WS
$9.26K ﹤0.01%
108,918
-3,555
-3% -$267
2021 Q2
8 quarters
JWSM.WS icon
532
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$9.2K ﹤0.01%
172,581
-3,898
-2% -$229
2021 Q2
8 quarters
MCAAW icon
533
DELISTED
Mountain & Co. I Acquisition Corp. Warrant
MCAAW
$9.07K ﹤0.01%
136,155
-4,432
-3% -$311
2022 Q1
5 quarters
ENERR
534
DELISTED
Accretion Acquisition Corp Right
ENERR
$9.01K ﹤0.01%
97,876
-3,213
-3% -$357
2021 Q4
6 quarters
FSRXW
535
DELISTED
FinServ Acquisition Corp. II Warrant
FSRXW
$8.45K ﹤0.01%
305,055
-1,194
-0.4% -$40
2022 Q1
5 quarters
CSTA.WS
536
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$8.18K ﹤0.01%
139,600
-4,556
-3% -$398
2022 Q1
5 quarters
TVGNW icon
537
Tevogen Inc Warrant
TVGNW
$1.25M
$7.74K ﹤0.01%
186,593
-6,072
-3% -$328
2022 Q1
5 quarters
SEDA.WS icon
538
DELISTED
SDCL EDGE Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A ordinary share at an exercise price of $11.50
SEDA.WS
$7.51K ﹤0.01%
71,043
-1,601
-2% -$175
2022 Q1
5 quarters
APXIW icon
539
DELISTED
APx Acquisition Corp. I Warrant
APXIW
$7.25K ﹤0.01%
91,439
-2,975
-3% -$235
2022 Q1
5 quarters
DISAW
540
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
$7.15K ﹤0.01%
84,138
-2,738
-3% -$229
2021 Q2
8 quarters
PUCKW icon
541
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$7.08K ﹤0.01%
283,281
-3,485
-1% -$111
2021 Q2
8 quarters
BSLKW
542
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$6.49K ﹤0.01%
165,963
-5,401
-3% -$231
2022 Q1
5 quarters
SFRWW
543
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$6.37K ﹤0.01%
230,109
-7,510
-3% -$285
2021 Q1
9 quarters
GLTA.WS
544
DELISTED
Galata Acquisition Corp. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
GLTA.WS
$6.37K ﹤0.01%
115,551
-3,761
-3% -$277
2021 Q3
7 quarters
FICVW
545
DELISTED
Frontier Investment Corp Warrants
FICVW
$6.26K ﹤0.01%
32,524
-1,058
-3% -$162
2021 Q3
7 quarters
SDACW
546
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$6.1K ﹤0.01%
116,160
-3,791
-3% -$172
2021 Q2
8 quarters
IFIN.WS icon
547
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
$6.03K ﹤0.01%
115,551
-2,604
-2% -$148
2022 Q1
5 quarters
ARBGW
548
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$4.68K ﹤0.01%
153,405
-5,006
-3% -$442
2021 Q1
9 quarters
AENTW icon
549
Alliance Entertainment Holding Corp Warrants
AENTW
$1.53M
$4.61K ﹤0.01%
+116,781
New +$5.49K
2023 Q2
0 quarters
FNVTW icon
550
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
$4.58K ﹤0.01%
130,406
-4,245
-3% -$181
2021 Q4
6 quarters
20 21
22
23 24

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CGL
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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor deployed $146M of net new capital in Q2 2023, opening 128 new positions and adding to 150 existing holdings. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Tower Semiconductor, an estimated $50.8M trimmed.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.