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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.52B
AUM Growth
-$7.28B
Cap. Flow
-$6.76B
Cap. Flow %
-444.29%
Top 10 Hldgs %
100%
Holding
929
New
–
Increased
6
Reduced
3
Closed
920

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
FHN icon
First Horizon
FHN
+$107M
3
SGFY
Signify Health, Inc.
SGFY
+$54.9M
4
VMW
VMware, Inc
VMW
+$34.9M
5
ONEM
1Life Healthcare
ONEM
+$29.7M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
ROG icon
Rogers Corp
ROG
+$432M
4
AVLR
Avalara, Inc.
AVLR
+$373M
5
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M

Sector Composition

Rank Sector Weight
1 Technology 45.54%
2 Healthcare 36.97%
3 Financials 14.43%
4 Communication Services 3.06%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENER
526
DELISTED
Accretion Acquisition Corp
ENER
– –
-238,623
Closed -$2.37M
DISAW
527
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
– –
-86,876
Closed -$4K
DISA
528
DELISTED
Disruptive Acquisition Corporation I Class A Ordinary Shares
DISA
– –
-398,501
Closed -$3.96M
ACRO
529
DELISTED
Acropolis Infrastructure Acquisition Corp
ACRO
– –
-570,827
Closed -$5.54M
NIRWW
530
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
– –
-227,905
Closed -$29K
NETC
531
DELISTED
Nabors Energy Transition Corp.
NETC
– –
-477,246
Closed -$4.8M
CD
532
DELISTED
Chindata Group Holdings Limited American Depositary Shares
CD
– –
-589,094
Closed -$4.76M
SGEN
533
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-5,000
Closed -$684K
BURU.WS
534
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
– –
-237,619
Closed -$16K
FRXB
535
DELISTED
Forest Road Acquisition Corp. II
FRXB
– –
-380,556
Closed -$3.74M
TBCP
536
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
– –
-474,298
Closed -$4.67M
TBCPW
537
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
– –
-142,571
Closed -$15K
BRD
538
DELISTED
Beard Energy Transition Acquisition Corp.
BRD
– –
-491,302
Closed -$4.94M
IPVF
539
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
– –
-666,809
Closed -$6.56M
MBAC
540
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
– –
-827,117
Closed -$8.11M
BMAC
541
DELISTED
Black Mountain Acquisition Corp.
BMAC
– –
-429,521
Closed -$4.31M
FSRX
542
DELISTED
FinServ Acquisition Corp. II Class A Common Stock
FSRX
– –
-1,225,001
Closed -$12.1M
FSRXW
543
DELISTED
FinServ Acquisition Corp. II Warrant
FSRXW
– –
-306,249
Closed -$10K
CFIV
544
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
– –
-564,674
Closed -$5.62M
KNSW
545
DELISTED
KnightSwan Acquisition Corporation
KNSW
– –
-233,953
Closed -$2.34M
SUAC
546
DELISTED
ShoulderUp Technology Acquisition Corp.
SUAC
– –
-596,558
Closed -$5.99M
HWEL
547
DELISTED
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
– –
-95,450
Closed -$929K
SGII
548
DELISTED
Seaport Global Acquisition II Corp. Class A Common Stock
SGII
– –
-262,486
Closed -$2.63M
CCVI.WS
549
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
– –
-95,077
Closed -$17K
CCVI
550
DELISTED
Churchill Capital Corp VI
CCVI
– –
-797,085
Closed -$7.84M
20 21
22
23 24

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JCM
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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 929 positions worth $1.52B, down 83% from $8.8B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $6.76B in Q4 2022, closing 920 positions and reducing 3 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Technology at 46% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

Against the trend, UBS O'Connor added an estimated $184M to Horizon Therapeutics Public Limited Company Ordinary Shares.

  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Activision Blizzard, cutting an estimated $45.3M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.52B portfolio in Q4 2022.
  • UBS O'Connor opened 0 new positions and closed 920 in Q4 2022.
  • UBS O'Connor's portfolio value fell 83% quarter-over-quarter to $1.52B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.