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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSIB
526
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$2.49M 0.02%
255,524
+6,844
+3% +$67K
MTAL
527
DELISTED
Metals Acquisition
MTAL
$2.49M 0.02%
257,885
+6,906
+3% +$67.1K
ELIQ
528
DELISTED
Electriq Power Holdings, Inc.
ELIQ
$2.49M 0.02%
255,865
+6,862
+3% +$66.8K
FLNC icon
529
Fluence Energy
FLNC
$2.44B
$2.49M 0.02%
+70,000
New +$2.39M
AAC
530
DELISTED
Ares Acquisition Corporation
AAC
$2.49M 0.02%
255,460
+6,852
+3% +$67.1K
EQHA
531
DELISTED
EQ Health Acquisition Corp.
EQHA
$2.49M 0.02%
256,271
+6,873
+3% +$67K
OSI
532
DELISTED
Osiris Acquisition Corp.
OSI
$2.49M 0.02%
256,880
+6,880
+3% +$66.9K
TGVC
533
DELISTED
TG Venture Acquisition Corp. Class A Common Stock
TGVC
$2.48M 0.02%
+252,838
New +$2.49M
GATE
534
DELISTED
Marblegate Acquisition Corp. Class A Common Stock
GATE
$2.47M 0.02%
+252,838
New +$2.47M
PICC
535
DELISTED
Pivotal Investment Corporation III
PICC
$2.46M 0.02%
252,838
-51,661
-17% -$504K
AAL icon
536
American Airlines Group
AAL
$10.5B
$2.44M 0.02%
+136,067
New +$2.61M
WPCA
537
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
$2.43M 0.02%
248,330
+6,650
+3% +$65.3K
HCII
538
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$2.43M 0.02%
248,786
-101,597
-29% -$992K
TRCA
539
DELISTED
Twin Ridge Capital Acquisition Corp.
TRCA
$2.42M 0.02%
249,674
– –
NMG
540
Nouveau Monde Graphite
NMG
$457M
$2.4M 0.02%
343,806
-70,606
-17% -$529K
AMH icon
541
American Homes 4 Rent
AMH
$12.5B
$2.39M 0.02%
54,900
-199,200
-78% -$8.08M
FOUN
542
DELISTED
Founder SPAC Class A Ordinary Shares
FOUN
$2.36M 0.02%
+237,567
New +$2.35M
LSI
543
DELISTED
Life Storage, Inc.
LSI
$2.36M 0.02%
15,400
-30,805
-67% -$4.11M
DNAD
544
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$2.31M 0.02%
235,735
+6,313
+3% +$62.4K
FNVT
545
DELISTED
Finnovate Acquisition Corp. Class A Ordinary Shares
FNVT
$2.29M 0.02%
+232,097
New +$2.28M
WH icon
546
Wyndham Hotels & Resorts
WH
$5.48B
$2.29M 0.02%
25,500
-45,902
-64% -$3.84M
VST icon
547
Vistra
VST
$47.4B
$2.28M 0.02%
100,000
-1,596,099
-94% -$32M
LI icon
548
Li Auto
LI
$12.7B
$2.27M 0.02%
+70,847
New +$2.19M
PGRE
549
DELISTED
Paramount Group
PGRE
$2.16M 0.02%
259,300
-850,450
-77% -$7.53M
CF icon
550
CF Industries
CF
$17.3B
$2.12M 0.02%
30,000
-45,000
-60% -$2.82M
20 21
22
23 24

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SAG
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ACI
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CGL
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.