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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CZZ
526
DELISTED
Cosan Limited
CZZ
– –
-25,750
Closed -$349K
S
527
DELISTED
Sprint Corporation
S
– –
-324,075
Closed -$2.76M
DF
528
DELISTED
Dean Foods Company
DF
– –
-570,813
Closed -$10M
TFCFA
529
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-222,538
Closed -$7.82M
CORI
530
DELISTED
Corium International, Inc.
CORI
– –
-49,303
Closed -$383K
CPN
531
DELISTED
Calpine Corporation
CPN
– –
-549,715
Closed -$13.1M
SNI
532
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-48,278
Closed -$3.92M
POT
533
PUT
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-50,000
Closed -$15K
DD
534
CALL
DELISTED
Du Pont De Nemours E I
DD
– –
-52,650
Closed -$30K
RAI
535
DELISTED
Reynolds American Inc
RAI
– –
-170,954
Closed -$5.16M
PPS
536
DELISTED
Post Properties
PPS
– –
-220,000
Closed -$11.8M
LDRH
537
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
– –
-65,000
Closed -$1.63M
WY.PRA
538
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– –
-4,189
Closed -$241K
NSPH
539
DELISTED
NANOSPHERE INC. COM NEW
NSPH
– –
-10,000
Closed -$316K
BTU
540
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-33,665
Closed -$8.26M
PCP
541
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-11,937
Closed -$3.01M
OVTI
542
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
– –
-119,759
Closed -$2.63M
BMR
543
DELISTED
BIOMED REALTY TRUST INC
BMR
– –
-370,302
Closed -$8.08M
TC
544
CALL
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
– –
-333,900
Closed -$42K
CYN
545
DELISTED
CITY NATIONAL CORPORATION
CYN
– –
-67,539
Closed -$5.12M
VTG
546
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
– –
-275,000
Closed -$528K
BZT
547
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
– –
-265,000
Closed -$8.58M
XLS
548
DELISTED
EXELIS INC COM STK
XLS
– –
-228,980
Closed -$3.63M
CBST
549
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
– –
-42,400
Closed -$2.96M
MCRS
550
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-250,000
Closed -$17M
19 20 21
22
23

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.