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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CZZ
526
DELISTED
Cosan Limited
CZZ
– –
-25,750
Closed -$349K –
S icon
527
DELISTED
Sprint Corporation
S
– –
-324,075
Closed -$2.76M –
DF
528
DELISTED
Dean Foods Company
DF
– –
-570,813
Closed -$10M –
TFCFA
529
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-222,538
Closed -$7.82M –
CORI
530
DELISTED
Corium International, Inc.
CORI
– –
-49,303
Closed -$383K –
CPN
531
DELISTED
Calpine Corporation
CPN
– –
-549,715
Closed -$13.1M –
SNI
532
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-48,278
Closed -$3.92M –
POT
533
PUT
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-50,000
Closed -$15K –
DD icon
534
CALL
DELISTED
Du Pont De Nemours E I
DD
– –
-52,650
Closed -$30K –
RAI
535
DELISTED
Reynolds American Inc
RAI
– –
-170,954
Closed -$5.16M –
PPS
536
DELISTED
Post Properties
PPS
– –
-220,000
Closed -$11.8M –
LDRH icon
537
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
– –
-65,000
Closed -$1.63M –
WY.PRA icon
538
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– –
-4,189
Closed -$241K –
NSPH
539
DELISTED
NANOSPHERE INC. COM NEW
NSPH
– –
-10,000
Closed -$316K –
BTU icon
540
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-33,665
Closed -$8.26M –
PCP
541
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-11,937
Closed -$3.01M –
OVTI
542
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
– –
-119,759
Closed -$2.63M –
BMR icon
543
DELISTED
BIOMED REALTY TRUST INC
BMR
– –
-370,302
Closed -$8.08M –
TC icon
544
CALL
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
– –
-333,900
Closed -$42K –
CYN icon
545
DELISTED
CITY NATIONAL CORPORATION
CYN
– –
-67,539
Closed -$5.12M –
VTG icon
546
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
– –
-275,000
Closed -$528K –
BZT
547
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
– –
-265,000
Closed -$8.58M –
XLS
548
DELISTED
EXELIS INC COM STK
XLS
– –
-228,980
Closed -$3.63M –
CBST
549
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
– –
-42,400
Closed -$2.96M –
MCRS
550
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-250,000
Closed -$17M –
19 20 21
22
23

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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.