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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTS icon
526
Zoetis
ZTS
$31.9B
– –
-188,003
Closed -$5.81M
SWN
527
DELISTED
Southwestern Energy Company
SWN
– –
-66,896
Closed -$2.44M
SLCA
528
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-37,187
Closed -$773K
LBAI
529
DELISTED
Lakeland Bancorp Inc
LBAI
– –
-525,630
Closed -$5.22M
AEL
530
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-202,397
Closed -$3.18M
MDC
531
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-467,019
Closed -$10.9M
HT
532
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-221,937
Closed -$5.01M
INFI
533
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-175,500
Closed -$2.85M
BBBY
534
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-103,500
Closed -$98K
ALBO
535
DELISTED
Albireo Pharma Inc
ALBO
– –
-9,000
Closed -$1.13M
DRE
536
DELISTED
Duke Realty Corp.
DRE
– –
-64,497
Closed -$1.01M
MTOR
537
DELISTED
MERITOR, Inc.
MTOR
– –
-39,600
Closed -$279K
FMBI
538
DELISTED
First Midwest Bancorp Inc/IL
FMBI
– –
-658,235
Closed -$9.03M
LORL
539
DELISTED
Loral Space and Communications, Inc.
LORL
– –
-15,652
Closed -$939K
CSOD
540
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-118,000
Closed -$5.11M
XEC
541
DELISTED
CIMAREX ENERGY CO
XEC
– –
-76,460
Closed -$4.97M
WRI
542
DELISTED
Weingarten Realty Investors
WRI
– –
-562,321
Closed -$17.3M
NAV
543
DELISTED
Navistar International
NAV
– –
-84,001
Closed -$2.33M
HCAP
544
DELISTED
Harvest Capital Credit Corporation
HCAP
– –
-84,608
Closed -$1.28M
GWPH
545
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-35,060
Closed -$304K
TCO
546
DELISTED
Taubman Centers Inc.
TCO
– –
-210,824
Closed -$15.8M
TTPH
547
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
– –
-1,550
Closed -$218K
CHK
548
CALL
DELISTED
Chesapeake Energy Corporation
CHK
– –
-159
Closed -$3K
PGNX
549
DELISTED
Progenics Pharmaceuticals Inc
PGNX
– –
-318,191
Closed -$1.42M
AGN
550
DELISTED
Allergan plc
AGN
– –
-29,000
Closed -$3.66M
20 21
22
23 24

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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CGL
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UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.