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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.64B
Cap. Flow %
-83.08%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169

Top Buys

Rank Stock Value
1
PXD
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK
Splunk Inc
SPLK
+$446M
3
HES
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Real Estate 7.26%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APLS
501
PUT
DELISTED
Apellis Pharmaceuticals
APLS
– –
-15,000
Closed -$91.5K
APTV icon
502
Aptiv
APTV
$10.2B
– –
-70,150
Closed -$6.92M
ARVN icon
503
CALL
Arvinas
ARVN
$572M
– –
-60,000
Closed -$48K
AVTR icon
504
Avantor
AVTR
$9.1B
– –
-14,470
Closed -$305K
BA icon
505
Boeing
BA
$183B
– –
-41,700
Closed -$7.99M
BNL icon
506
Broadstone Net Lease
BNL
$3.96B
– –
-155,900
Closed -$2.23M
BWXT icon
507
BWX Technologies
BWXT
$15.5B
– –
-51,700
Closed -$3.88M
CABA icon
508
Cabaletta Bio
CABA
$452M
– –
-48,332
Closed -$736K
CC icon
509
Chemours
CC
$2.39B
– –
-39,671
Closed -$1.11M
CCI icon
510
Crown Castle
CCI
$32.2B
– –
-5,700
Closed -$525K
CF icon
511
CF Industries
CF
$17.4B
– –
-42,500
Closed -$3.64M
CHH icon
512
Choice Hotels
CHH
$4.84B
– –
-83,274
Closed -$10.2M
CRNX icon
513
PUT
Crinetics Pharmaceuticals
CRNX
$8.91B
– –
-35,000
Closed -$875
CTMX icon
514
CytomX Therapeutics
CTMX
$731M
– –
-259,965
Closed -$335K
CTRE icon
515
CareTrust REIT
CTRE
$9.65B
– –
-18,800
Closed -$385K
CXM icon
516
Sprinklr
CXM
$1.61B
– –
-150,000
Closed -$2.08M
CZR icon
517
CALL
Caesars Entertainment
CZR
$6.13B
– –
-10,000
Closed -$11.6K
DECK icon
518
Deckers Outdoor
DECK
$13.3B
– –
-43,680
Closed -$3.74M
DKNG icon
519
DraftKings
DKNG
$11.5B
– –
-350,000
Closed -$11.7M
EA
520
DELISTED
Electronic Arts
EA
– –
-25,000
Closed -$3.01M
ELAN icon
521
Elanco Animal Health
ELAN
$11.7B
– –
-54,176
Closed -$609K
EMN icon
522
Eastman Chemical
EMN
$8.46B
– –
-74,950
Closed -$5.75M
EPR icon
523
EPR Properties
EPR
$4.71B
– –
-151,439
Closed -$6.29M
EPRT icon
524
Essential Properties Realty Trust
EPRT
$6.62B
– –
-25,000
Closed -$541K
ETSY icon
525
Etsy
ETSY
$7.83B
– –
-23,500
Closed -$1.52M
19 20
21
22 23

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.64B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.