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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$536M
Cap. Flow %
9.53%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 34.82%
2 Healthcare 28.77%
3 Real Estate 5.15%
4 Financials 4.39%
5 Consumer Discretionary 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALNY icon
501
PUT
Alnylam Pharmaceuticals
ALNY
$28.8B
$14.3K ﹤0.01%
+10,000
New +$1.91M
ALTUW
502
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$12.7K ﹤0.01%
231,102
– –
BIOSW
503
DELISTED
BioPlus Acquisition Corp. Warrants
BIOSW
$12.7K ﹤0.01%
182,071
– –
SEPAW
504
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$11.7K ﹤0.01%
117,263
– –
CZR icon
505
CALL
Caesars Entertainment
CZR
$6.13B
$11.6K ﹤0.01%
+10,000
New +$531K
AMSC icon
506
CALL
American Superconductor
AMSC
$1.61B
$11.4K ﹤0.01%
+30,500
New +$253K
FSRXW
507
DELISTED
FinServ Acquisition Corp. II Warrant
FSRXW
$11.3K ﹤0.01%
305,055
– –
TVGNW icon
508
Tevogen Inc. Warrant
TVGNW
$814K
$8.99K ﹤0.01%
186,593
– –
TBCPW
509
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$8.92K ﹤0.01%
138,065
– –
JTAIW
510
DELISTED
Jet.AI Inc. Warrant
JTAIW
$8.9K ﹤0.01%
197,427
– –
SEDA.WS
511
DELISTED
SDCL EDGE Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A ordinary share at an exercise price of $11.50
SEDA.WS
$8.89K ﹤0.01%
71,043
– –
PUCKW
512
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$8.78K ﹤0.01%
283,281
– –
COOLW
513
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$8.75K ﹤0.01%
109,287
– –
ENERR
514
DELISTED
Accretion Acquisition Corp Right
ENERR
$8.49K ﹤0.01%
97,876
– –
BSLKW
515
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$7.47K ﹤0.01%
165,963
– –
SLACW
516
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$7.34K ﹤0.01%
128,141
– –
JWSM.WS
517
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$6.85K ﹤0.01%
172,581
– –
SUAC.WS
518
DELISTED
ShoulderUp Technology Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SUAC.WS
$5.92K ﹤0.01%
288,877
– –
FNVTW
519
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
$5.87K ﹤0.01%
130,406
– –
NIRWW
520
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$5.67K ﹤0.01%
225,128
– –
APXIW
521
DELISTED
APx Acquisition Corp. I Warrant
APXIW
$5.24K ﹤0.01%
91,439
– –
SLRN
522
CALL
DELISTED
ACELYRIN
SLRN
$4.71K ﹤0.01%
+14,500
New +$308K
DISAW
523
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
$4.62K ﹤0.01%
84,138
– –
BURU.WS
524
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$4.49K ﹤0.01%
230,109
– –
IFIN.WS
525
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
$4.36K ﹤0.01%
115,551
– –
19 20
21
22 23

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $536M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 16% a quarter earlier, followed by Healthcare and Real Estate.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.