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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
+$146M
Cap. Flow %
3.08%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162
Avg Time Held Equity + Options
3.8 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.1 quarters
Avg Time Held Equity only
3.9 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.1 quarters

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.68%
3 Financials 11.99%
4 Miscellaneous 10.5%
5 Real Estate 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DISH
501
CALL
DELISTED
DISH Network Corp.
DISH
$30K ﹤0.01%
100,000
– –
2023 Q1
1 quarter
GAQ.WS icon
502
DELISTED
Generation Asia I Acquisition Limited Redeemable Warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GAQ.WS
$29.4K ﹤0.01%
+938,800
New +$85.7K
2023 Q2
0 quarters
OMF icon
503
PUT
OneMain Financial
OMF
$6.45B
$28.1K ﹤0.01%
20,100
– –
2022 Q3
3 quarters
CVIIW icon
504
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$28.1K ﹤0.01%
193,548
-6,299
-3% -$766
2021 Q2
8 quarters
NIRWW
505
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$26.5K ﹤0.01%
225,128
-2,777
-1% -$435
2021 Q1
9 quarters
BIOSW
506
DELISTED
BioPlus Acquisition Corp. Warrants
BIOSW
$25.4K ﹤0.01%
182,071
-4,104
-2% -$425
2022 Q1
5 quarters
RSP icon
507
PUT
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$24.8K ﹤0.01%
+55,000
New +$7.92M
2023 Q2
0 quarters
DAL icon
508
PUT
Delta Air Lines
DAL
$54B
$24.4K ﹤0.01%
27,900
– –
2021 Q2
8 quarters
AGIO icon
509
CALL
Agios Pharmaceuticals
AGIO
$1.9B
$23.8K ﹤0.01%
+50,000
New +$1.24M
2023 Q2
0 quarters
RMGCW icon
510
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$23K ﹤0.01%
184,086
-6,008
-3% -$653
2021 Q2
8 quarters
SPECW icon
511
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
$22.8K ﹤0.01%
231,101
-7,521
-3% -$794
2022 Q1
5 quarters
RARE icon
512
CALL
Ultragenyx Pharmaceutical
RARE
$1.53B
$21.3K ﹤0.01%
+10,000
New +$464K
2023 Q2
0 quarters
SLACW
513
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$21.1K ﹤0.01%
128,141
-2,888
-2% -$458
2022 Q1
5 quarters
BHVN icon
514
CALL
Biohaven
BHVN
$1.82B
$18K ﹤0.01%
+20,000
New +$344K
2023 Q2
0 quarters
RDN icon
515
PUT
Radian Group
RDN
$4.49B
$17.8K ﹤0.01%
54,900
– –
2021 Q2
8 quarters
TBCPW
516
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$17.8K ﹤0.01%
138,065
-3,118
-2% -$384
2021 Q2
8 quarters
CCL icon
517
PUT
Carnival Corporation Ltd
CCL
$35.4B
$17.5K ﹤0.01%
250,000
-125,000
-33% -$1.46M
2021 Q3
7 quarters
CCVI.WS
518
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
$17K ﹤0.01%
92,080
-2,997
-3% -$393
2022 Q1
5 quarters
DKNG icon
519
PUT
DraftKings
DKNG
$9.72B
$16.9K ﹤0.01%
82,500
-47,500
-37% -$1.09M
2022 Q1
5 quarters
PRPC.WS
520
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$14K ﹤0.01%
73,635
-2,403
-3% -$472
2022 Q1
5 quarters
COOLW icon
521
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$13.8K ﹤0.01%
109,287
-3,568
-3% -$223
2021 Q1
9 quarters
ALTUW
522
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$13.1K ﹤0.01%
231,102
-5,209
-2% -$315
2021 Q1
9 quarters
CHEAW
523
DELISTED
Chenghe Acquisition Co. Warrant
CHEAW
$12.4K ﹤0.01%
+222,541
New +$9.57K
2023 Q2
0 quarters
SUAC.WS
524
DELISTED
ShoulderUp Technology Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SUAC.WS
$11.1K ﹤0.01%
+288,877
New +$8.52K
2023 Q2
0 quarters
BURU.WS icon
525
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$10.7K ﹤0.01%
230,109
-5,198
-2% -$259
2021 Q1
9 quarters
19 20
21
22 23

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CGL
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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor deployed $146M of net new capital in Q2 2023, opening 128 new positions and adding to 150 existing holdings. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Tower Semiconductor, an estimated $50.8M trimmed.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.