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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
-$138M
Cap. Flow %
-2.91%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.53%
3 Financials 11.99%
4 Real Estate 8.48%
5 Materials 5.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DISH
501
CALL
DELISTED
DISH Network Corp.
DISH
$30K ﹤0.01%
100,000
– –
GAQ.WS
502
DELISTED
Generation Asia I Acquisition Limited Redeemable Warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GAQ.WS
$29.4K ﹤0.01%
+938,800
New +$85.7K
OMF icon
503
PUT
OneMain Financial
OMF
$7.43B
$28.1K ﹤0.01%
20,100
– –
CVIIW
504
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$28.1K ﹤0.01%
193,548
-6,299
-3% -$766
NIRWW
505
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$26.5K ﹤0.01%
225,128
-2,777
-1% -$435
BIOSW
506
DELISTED
BioPlus Acquisition Corp. Warrants
BIOSW
$25.4K ﹤0.01%
182,071
-4,104
-2% -$425
RSP icon
507
PUT
Invesco S&P 500 Equal Weight ETF
RSP
$99.4B
$24.8K ﹤0.01%
+55,000
New +$7.92M
DAL icon
508
PUT
Delta Air Lines
DAL
$60.2B
$24.4K ﹤0.01%
27,900
– –
AGIO icon
509
CALL
Agios Pharmaceuticals
AGIO
$1.9B
$23.8K ﹤0.01%
+50,000
New +$1.24M
RMGCW
510
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$23K ﹤0.01%
184,086
-6,008
-3% -$653
SPECW
511
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
$22.8K ﹤0.01%
231,101
-7,521
-3% -$794
RARE icon
512
CALL
Ultragenyx Pharmaceutical
RARE
$2.52B
$21.3K ﹤0.01%
+10,000
New +$464K
SLACW
513
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$21.1K ﹤0.01%
128,141
-2,888
-2% -$458
BHVN icon
514
CALL
Biohaven
BHVN
$2.19B
$18K ﹤0.01%
+20,000
New +$344K
RDN icon
515
PUT
Radian Group
RDN
$4.91B
$17.8K ﹤0.01%
54,900
– –
TBCPW
516
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$17.8K ﹤0.01%
138,065
-3,118
-2% -$384
CCL icon
517
PUT
Carnival Corporation Ltd
CCL
$39.1B
$17.5K ﹤0.01%
250,000
-125,000
-33% -$1.46M
CCVI.WS
518
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
$17K ﹤0.01%
92,080
-2,997
-3% -$393
DKNG icon
519
PUT
DraftKings
DKNG
$11.8B
$16.9K ﹤0.01%
82,500
-47,500
-37% -$1.09M
PRPC.WS
520
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$14K ﹤0.01%
73,635
-2,403
-3% -$472
COOLW
521
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$13.8K ﹤0.01%
109,287
-3,568
-3% -$223
ALTUW
522
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$13.1K ﹤0.01%
231,102
-5,209
-2% -$315
CHEAW
523
DELISTED
Chenghe Acquisition Co. Warrant
CHEAW
$12.4K ﹤0.01%
+222,541
New +$9.57K
SUAC.WS
524
DELISTED
ShoulderUp Technology Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SUAC.WS
$11.1K ﹤0.01%
+288,877
New +$8.52K
BURU.WS
525
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$10.7K ﹤0.01%
230,109
-5,198
-2% -$259
19 20
21
22 23

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor's Q2 2023 filing shows 128 new, 150 increased, 259 reduced and 162 closed positions. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M. The largest sale was First Horizon, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.