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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.52B
AUM Growth
-$7.28B
Cap. Flow
-$6.76B
Cap. Flow %
-444.29%
Top 10 Hldgs %
100%
Holding
929
New
–
Increased
6
Reduced
3
Closed
920

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
FHN icon
First Horizon
FHN
+$107M
3
SGFY
Signify Health, Inc.
SGFY
+$54.9M
4
VMW
VMware, Inc
VMW
+$34.9M
5
ONEM
1Life Healthcare
ONEM
+$29.7M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
ROG icon
Rogers Corp
ROG
+$432M
4
AVLR
Avalara, Inc.
AVLR
+$373M
5
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M

Sector Composition

Rank Sector Weight
1 Technology 45.54%
2 Healthcare 36.97%
3 Financials 14.43%
4 Communication Services 3.06%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAQC
501
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
– –
-750,438
Closed -$7.44M
WRAC
502
DELISTED
Williams Rowland Acquisition Corp.
WRAC
– –
-400,887
Closed -$4.04M
SZZL
503
DELISTED
Sizzle Acquisition Corp. Common stock
SZZL
– –
-238,623
Closed -$2.4M
LCA
504
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
– –
-475,387
Closed -$4.67M
SLAC
505
DELISTED
Social Leverage Acquisition Corp I Class A Common Stock
SLAC
– –
-474,455
Closed -$4.66M
SLACW
506
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
– –
-132,311
Closed -$33K
ACAH
507
DELISTED
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
– –
-93,581
Closed -$919K
FICVW
508
DELISTED
Frontier Investment Corp Warrants
FICVW
– –
-33,582
Closed -$4K
LCAA
509
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
– –
-471,491
Closed -$4.68M
FICV
510
DELISTED
Frontier Investment Corp Class A Ordinary Shares
FICV
– –
-238,623
Closed -$2.39M
CHEAU
511
DELISTED
Chenghe Acquisition Co. Unit
CHEAU
– –
-459,569
Closed -$4.64M
CPTK
512
DELISTED
Crown PropTech Acquisitions
CPTK
– –
-188,968
Closed -$1.88M
HHLA
513
DELISTED
HH&L Acquisition Co.
HHLA
– –
-167,609
Closed -$1.67M
QFTA
514
DELISTED
Quantum FinTech Acquisition Corporation
QFTA
– –
-120,392
Closed -$1.19M
RAIN
515
DELISTED
Rain Oncology Inc. Common Stock
RAIN
– –
-326,451
Closed -$1.59M
NCAC
516
DELISTED
Newcourt Acquisition Corp Class A Ordinary Share
NCAC
– –
-477,246
Closed -$4.84M
ORTX
517
DELISTED
Orchard Therapeutics plc American Depositary Shares
ORTX
– –
-43,298
Closed -$216K
OTEC
518
DELISTED
OceanTech Acquisitions I Corp. Class A Common Stock
OTEC
– –
-238,623
Closed -$2.43M
SRC
519
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-12,900
Closed -$466K
ELIQ
520
DELISTED
Electriq Power Holdings, Inc.
ELIQ
– –
-236,679
Closed -$2.33M
CSTA.WS
521
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
– –
-144,156
Closed -$5K
CSTA
522
DELISTED
Constellation Acquisition Corp I
CSTA
– –
-240,984
Closed -$2.39M
RPT
523
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-427,765
Closed -$3.23M
ENERR
524
DELISTED
Accretion Acquisition Corp Right
ENERR
– –
-101,089
Closed -$8K
JAQC
525
DELISTED
Jupiter Acquisition Corporation Common stock
JAQC
– –
-477,247
Closed -$4.62M
19 20
21
22 23

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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 929 positions worth $1.52B, down 83% from $8.8B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $6.76B in Q4 2022, closing 920 positions and reducing 3 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Technology at 46% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

Against the trend, UBS O'Connor added an estimated $184M to Horizon Therapeutics Public Limited Company Ordinary Shares.

  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Activision Blizzard, cutting an estimated $45.3M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.52B portfolio in Q4 2022.
  • UBS O'Connor opened 0 new positions and closed 920 in Q4 2022.
  • UBS O'Connor's portfolio value fell 83% quarter-over-quarter to $1.52B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.