UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+20.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$496M
AUM Growth
-$9.87B
Cap. Flow
-$9.87B
Cap. Flow %
-1,990.1%
Top 10 Hldgs %
100%
Holding
928
New
3
Increased
–
Reduced
–
Closed
865

Top Buys

1
ATVI
Activision Blizzard Inc.
ATVI
$354M
2
TGNA icon
TEGNA Inc
TGNA
$74.5M
3
TSEM icon
Tower Semiconductor
TSEM
$67.8M

Top Sells

1
INFO
IHS Markit Ltd. Common Shares
INFO
$1.62B
2
NUAN
Nuance Communications, Inc.
NUAN
$1.61B
3
XLNX
Xilinx Inc
XLNX
$638M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$465M
5
CONE
CyrusOne Inc Common Stock
CONE
$464M

Sector Composition

1 Technology 85%
2 Communication Services 15%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MTVC.U
501
DELISTED
Motive Capital Corp II Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
MTVC.U
– –
-353,974
Closed -$3.53M
RONI.WS
502
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
– –
-128,942
Closed -$194K
SCUA.U
503
DELISTED
Sculptor Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
SCUA.U
– –
-404,541
Closed -$4.05M
AVAC
504
DELISTED
Avalon Acquisition Inc. Class A Common Stock
AVAC
– –
-257,885
Closed -$2.55M
STET.U
505
DELISTED
ST Energy Transition I Ltd. SAIL securities, each consisting of one Class A ordinary share and one-half of one redeemable warrant
STET.U
– –
-303,406
Closed -$3.04M
BPACU
506
DELISTED
Bullpen Parlay Acquisition Company Unit
BPACU
– –
-404,541
Closed -$4.11M
EOCW.WS
507
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
– –
-193,414
Closed -$205K
PNTM.WS
508
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
– –
-252,838
Closed -$225K
PNTM
509
DELISTED
Pontem Corporation
PNTM
– –
-512,544
Closed -$5.02M
FOXO.WS
510
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
– –
-256,881
Closed -$131K
VMGAU
511
DELISTED
VMG Consumer Acquisition Corp. Unit
VMGAU
– –
-438,405
Closed -$4.45M
BNNRW
512
DELISTED
Banner Acquisition Corp. Warrants
BNNRW
– –
-29,244
Closed -$15K
BNNR
513
DELISTED
Banner Acquisition Corp. Class A Common Stock
BNNR
– –
-39,794
Closed -$388K
MIMO.WS
514
DELISTED
Airspan Networks Holdings Inc. Redeemable Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $11.50
MIMO.WS
– –
-156,489
Closed -$113K
PGRWW
515
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
– –
-128,440
Closed -$64K
GVCIU
516
DELISTED
Green Visor Financial Technology Acquisition Corp. I Units
GVCIU
– –
-412,616
Closed -$4.17M
SVNAU
517
DELISTED
7 Acquisition Corporation Unit
SVNAU
– –
-412,616
Closed -$4.18M
BRIV
518
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
– –
-178,499
Closed -$1.74M
VLATW
519
DELISTED
Valor Latitude Acquisition Corp. Warrant
VLATW
– –
-34,383
Closed -$25K
VLAT
520
DELISTED
Valor Latitude Acquisition Corp. Class A Ordinary Shares
VLAT
– –
-103,154
Closed -$1M
ADALU
521
DELISTED
Anthemis Digital Acquisitions I Corp Unit
ADALU
– –
-556,723
Closed -$5.64M
TRAQ.U
522
DELISTED
Trine II Acquisition Corp. Units, each consisting of one Class A Ordinary Share and one-half of one redeemable warrant
TRAQ.U
– –
-1,805,196
Closed -$18.3M
CIIG
523
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
– –
-618,924
Closed -$6.11M
ORIA
524
DELISTED
Orion Biotech Opportunities Corp. Class A Ordinary Share
ORIA
– –
-256,880
Closed -$2.51M
SKYA
525
DELISTED
Skydeck Acquisition Corp. Class A Ordinary Shares
SKYA
– –
-175,056
Closed -$1.7M
19 20
21
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