UOC

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.59%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR icon
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG icon
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Technology 26.55%
2 Financials 21.56%
3 Communication Services 16.89%
4 Real Estate 8.6%
5 Healthcare 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DOCS icon
501
Doximity
DOCS
$5.33B
$2.51M 0.02%
50,000
+35,000
+233% +$2.28M
2021 Q2
2 quarters
ORIA
502
DELISTED
Orion Biotech Opportunities Corp. Class A Ordinary Share
ORIA
$2.51M 0.02%
256,880
+6,880
+3% +$67.5K
2021 Q3
1 quarter
COLI
503
DELISTED
Colicity Inc. Class A Common Stock
COLI
$2.5M 0.02%
256,890
+6,890
+3% +$67.2K
2021 Q2
2 quarters
OPAL icon
504
OPAL Fuels
OPAL
$47.6M
$2.5M 0.02%
250,866
-249,134
-50% -$2.46M
2021 Q2
2 quarters
VEEA
505
Veea Inc
VEEA
$15.9M
$2.5M 0.02%
12,894
-7,119
-36% -$1.39M
2021 Q2
2 quarters
PFTA icon
506
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$2.5M 0.02%
257,885
+6,906
+3% +$67.2K
2021 Q3
1 quarter
FRW
507
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$2.5M 0.02%
257,048
+6,884
+3% +$67.1K
2021 Q2
2 quarters
JCIC
508
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
$2.5M 0.02%
256,475
+6,880
+3% +$67.2K
2021 Q1
3 quarters
ACII icon
509
DELISTED
Atlas Crest Investment Corp. II
ACII
$2.5M 0.02%
257,280
-42,313
-14% -$413K
2021 Q1
3 quarters
SPGS
510
DELISTED
Simon Property Group Acquisition Holdings, Inc.
SPGS
$2.5M 0.02%
256,890
+6,890
+3% +$67.3K
2021 Q2
2 quarters
PMGM icon
511
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$2.5M 0.02%
252,838
-79,458
-24% -$782K
2021 Q3
1 quarter
FTEV
512
DELISTED
FinTech Evolution Acquisition Group
FTEV
$2.5M 0.02%
257,048
+6,884
+3% +$67.1K
2021 Q2
2 quarters
SCOB
513
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
$2.5M 0.02%
256,881
+6,890
+3% +$67.2K
2021 Q2
2 quarters
DNZ
514
DELISTED
D and Z Media Acquisition Corp.
DNZ
$2.5M 0.02%
256,271
+6,873
+3% +$67K
2021 Q2
2 quarters
EPHY
515
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
$2.5M 0.02%
255,865
+6,862
+3% +$67.1K
2021 Q1
3 quarters
FICV
516
DELISTED
Frontier Investment Corp Class A Ordinary Shares
FICV
$2.5M 0.02%
257,885
+6,906
+3% +$67.1K
2021 Q3
1 quarter
AEAC
517
DELISTED
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
$2.5M 0.02%
255,866
-143,725
-36% -$1.4M
2021 Q1
3 quarters
LCAA
518
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$2.5M 0.02%
256,713
+6,876
+3% +$67K
2021 Q2
2 quarters
POND
519
DELISTED
Angel Pond Holdings Corporation
POND
$2.49M 0.02%
257,885
+6,906
+3% +$67.1K
2021 Q3
1 quarter
EPWR
520
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
$2.49M 0.02%
256,068
+6,868
+3% +$67K
2021 Q1
3 quarters
PARA icon
521
Banzai International
PARA
$2.45M
$2.49M 0.02%
26
+1
+4% +$97.7K
2021 Q1
3 quarters
GXII
522
DELISTED
GX Acquisition Corp. II Class A Common Stock
GXII
$2.49M 0.02%
256,679
+6,875
+3% +$66.8K
2021 Q2
2 quarters
BSKY
523
DELISTED
Big Sky Growth Partners, Inc. Class A Common Stock
BSKY
$2.49M 0.02%
256,679
+6,875
+3% +$67K
2021 Q3
1 quarter
FSSI
524
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
$2.49M 0.02%
256,678
+6,885
+3% +$67.2K
2021 Q1
3 quarters
MITA icon
525
DELISTED
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
$2.49M 0.02%
257,885
+6,906
+3% +$67.1K
2021 Q3
1 quarter
19 20
21
22 23

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CGL
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.