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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOCS icon
501
Doximity
DOCS
$5.22B
$2.51M 0.02%
50,000
+35,000
+233% +$2.28M
ORIA
502
DELISTED
Orion Biotech Opportunities Corp. Class A Ordinary Share
ORIA
$2.51M 0.02%
256,880
+6,880
+3% +$67.5K
COLI
503
DELISTED
Colicity Inc. Class A Common Stock
COLI
$2.5M 0.02%
256,890
+6,890
+3% +$67.2K
OPAL icon
504
OPAL Fuels
OPAL
$70.1M
$2.5M 0.02%
250,866
-249,134
-50% -$2.46M
VEEA
505
Veea Inc
VEEA
$8.71M
$2.5M 0.02%
257,885
-142,376
-36% -$1.38M
PFTA
506
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$2.5M 0.02%
257,885
+6,906
+3% +$67.2K
FRW
507
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$2.5M 0.02%
257,048
+6,884
+3% +$67.1K
JCIC
508
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
$2.5M 0.02%
256,475
+6,880
+3% +$67.2K
ACII
509
DELISTED
Atlas Crest Investment Corp. II
ACII
$2.5M 0.02%
257,280
-42,313
-14% -$413K
SPGS
510
DELISTED
Simon Property Group Acquisition Holdings, Inc.
SPGS
$2.5M 0.02%
256,890
+6,890
+3% +$67.3K
PMGM
511
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$2.5M 0.02%
252,838
-79,458
-24% -$782K
FTEV
512
DELISTED
FinTech Evolution Acquisition Group
FTEV
$2.5M 0.02%
257,048
+6,884
+3% +$67.1K
SCOB
513
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
$2.5M 0.02%
256,881
+6,890
+3% +$67.2K
DNZ
514
DELISTED
D and Z Media Acquisition Corp.
DNZ
$2.5M 0.02%
256,271
+6,873
+3% +$67K
EPHY
515
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
$2.5M 0.02%
255,865
+6,862
+3% +$67.1K
FICV
516
DELISTED
Frontier Investment Corp Class A Ordinary Shares
FICV
$2.5M 0.02%
257,885
+6,906
+3% +$67.1K
AEAC
517
DELISTED
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
$2.5M 0.02%
255,866
-143,725
-36% -$1.4M
LCAA
518
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$2.5M 0.02%
256,713
+6,876
+3% +$67K
POND
519
DELISTED
Angel Pond Holdings Corporation
POND
$2.49M 0.02%
257,885
+6,906
+3% +$67.1K
EPWR
520
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
$2.49M 0.02%
256,068
+6,868
+3% +$67K
BNZI icon
521
Banzai International
BNZI
$6.33M
$2.49M 0.02%
26
+1
+4% +$97.7K
GXII
522
DELISTED
GX Acquisition Corp. II Class A Common Stock
GXII
$2.49M 0.02%
256,679
+6,875
+3% +$66.8K
BSKY
523
DELISTED
Big Sky Growth Partners, Inc. Class A Common Stock
BSKY
$2.49M 0.02%
256,679
+6,875
+3% +$67K
FSSI
524
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
$2.49M 0.02%
256,678
+6,885
+3% +$67.2K
MITA
525
DELISTED
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
$2.49M 0.02%
257,885
+6,906
+3% +$67.1K
19 20
21
22 23

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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.