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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$636M
Cap. Flow %
-11.06%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.85%
2 Consumer Discretionary 11.63%
3 Consumer Staples 10.69%
4 Industrials 10.3%
5 Technology 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRCD
501
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$292K 0.01%
24,627
-181,526
-88% -$1.97M
LITS
502
Lite Strategy Inc
LITS
$32.1M
$287K 0.01%
+3,355
New +$442K
ON icon
503
ON Semiconductor
ON
$19.3B
$287K 0.01%
28,307
+16,435
+138% +$144K
STJ
504
DELISTED
St Jude Medical
STJ
$280K ﹤0.01%
+4,306
New +$277K
WWAV
505
CALL
DELISTED
The WhiteWave Foods Company
WWAV
$279K ﹤0.01%
+100,600
New +$3.57M
EHC icon
506
Encompass Health
EHC
$12.5B
$277K ﹤0.01%
+9,060
New +$282K
NTBL
507
DELISTED
Notable Labs, Ltd. Ordinary Shares
NTBL
$277K ﹤0.01%
+1,338
New +$289K
VIAB
508
DELISTED
Viacom Inc. Class B
VIAB
$276K ﹤0.01%
3,663
-5,261
-59% -$385K
BHE icon
509
Benchmark Electronics
BHE
$2.95B
$275K ﹤0.01%
+10,791
New +$253K
OCGN icon
510
Ocugen
OCGN
$427M
$275K ﹤0.01%
+417
New +$275K
CAA
511
DELISTED
CalAtlantic Group, Inc.
CAA
$274K ﹤0.01%
7,525
+5,150
+217% +$191K
LXK
512
DELISTED
Lexmark Intl Inc
LXK
$273K ﹤0.01%
+6,617
New +$275K
AES icon
513
AES
AES
$10.5B
$267K ﹤0.01%
+19,381
New +$265K
OGE icon
514
OGE Energy
OGE
$9.77B
$266K ﹤0.01%
+7,509
New +$271K
IVZ icon
515
Invesco
IVZ
$14B
$265K ﹤0.01%
6,704
-95,815
-93% -$3.78M
TMH
516
DELISTED
Team Health Holdings Inc
TMH
$264K ﹤0.01%
+4,588
New +$264K
NFG icon
517
National Fuel Gas
NFG
$7.65B
$263K ﹤0.01%
+3,776
New +$261K
TUP
518
DELISTED
Tupperware Brands Corporation
TUP
$263K ﹤0.01%
+4,174
New +$273K
THG icon
519
Hanover Insurance
THG
$7.99B
$257K ﹤0.01%
+3,599
New +$243K
HT
520
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$257K ﹤0.01%
9,141
+4,341
+90% +$123K
HTS
521
DELISTED
HATTERAS FINANCIAL CORP
HTS
$257K ﹤0.01%
+13,937
New +$263K
UHS icon
522
Universal Health Services
UHS
$10.4B
$256K ﹤0.01%
+2,300
New +$242K
UNH icon
523
UnitedHealth
UNH
$370B
$255K ﹤0.01%
+2,527
New +$239K
CBT icon
524
Cabot Corp
CBT
$4.49B
$254K ﹤0.01%
+5,799
New +$262K
BRLI
525
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$253K ﹤0.01%
+7,883
New +$228K
19 20
21
22 23

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SAG
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CGL
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JCM
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $636M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.