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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VEON icon
501
VEON
VEON
$5.29B
– –
-22,961
Closed -$4.82M –
VZ icon
502
Verizon
VZ
$173B
– –
-71,526
Closed -$3.5M –
WBS icon
503
DELISTED
Webster Financial
WBS
– –
-36,696
Closed -$1.16M –
WCN icon
504
Waste Connections
WCN
$38.4B
– –
-54,401
Closed -$1.76M –
WFC icon
505
Wells Fargo
WFC
$253B
– –
-67,024
Closed -$3.52M –
WY icon
506
Weyerhaeuser
WY
$13.8B
– –
-1,300,000
Closed -$43M –
WY icon
507
PUT
Weyerhaeuser
WY
$13.8B
– –
-1,000,000
Closed -$5.05M –
XLE icon
508
PUT
State Street Energy Select Sector SPDR ETF
XLE
$41.9B
– –
-50,000
Closed -$18K –
XOP icon
509
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.13B
– –
-18,750
Closed -$74K –
GAP icon
510
The Gap Inc
GAP
$8.16B
– –
-123,080
Closed -$5.12M –
TBCH icon
511
Turtle Beach Corp
TBCH
$237M
– –
-6,250
Closed -$231K –
QVCGA
512
DELISTED
QVC Group Inc Series A
QVCGA
– –
-15,555
Closed -$18.8M –
PACW
513
DELISTED
PacWest Bancorp
PACW
– –
-158,558
Closed -$6.84M –
RAD
514
DELISTED
Rite Aid Corporation
RAD
– –
-12,500
Closed -$1.79M –
BBBY
515
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-81,226
Closed -$4.66M –
RSX
516
PUT
DELISTED
VanEck Russia ETF
RSX
– –
-30,000
Closed -$1K –
QTNT
517
CALL
DELISTED
Quotient Limited Ordinary Shares
QTNT
– –
-1,530
Closed -$67K –
QTNT
518
DELISTED
Quotient Limited Ordinary Shares
QTNT
– –
-250
Closed -$83K –
CTXS
519
CALL
DELISTED
Citrix Systems Inc
CTXS
– –
-62,790
Closed -$42K –
CDR
520
DELISTED
Cedar Realty Trust, Inc
CDR
– –
-51,515
Closed -$2.13M –
PSB
521
DELISTED
PS Business Parks, Inc.
PSB
– –
-9,454
Closed -$789K –
ATRS
522
DELISTED
Antares Pharma, Inc.
ATRS
– –
-150,000
Closed -$400K –
ISBC
523
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-14,224
Closed -$157K –
FMBI
524
DELISTED
First Midwest Bancorp Inc/IL
FMBI
– –
-48,729
Closed -$830K –
QTS
525
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-295,161
Closed -$8.45M –
19 20
21
22 23

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ACI
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RC
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A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.