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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEON icon
501
VEON
VEON
$3.87B
– –
-22,961
Closed -$4.82M
VZ icon
502
Verizon
VZ
$195B
– –
-71,526
Closed -$3.5M
WBS icon
503
Webster Financial
WBS
$12.8B
– –
-36,696
Closed -$1.16M
WCN
504
Waste Connections
WCN
$42.2B
– –
-54,401
Closed -$1.76M
WFC icon
505
Wells Fargo
WFC
$265B
– –
-67,024
Closed -$3.52M
WY icon
506
Weyerhaeuser
WY
$18.3B
– –
-1,300,000
Closed -$43M
WY icon
507
PUT
Weyerhaeuser
WY
$18.3B
– –
-1,000,000
Closed -$5.05M
XLE icon
508
PUT
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
– –
-50,000
Closed -$18K
XOP icon
509
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
– –
-18,750
Closed -$74K
GAP
510
The Gap Inc
GAP
$7.39B
– –
-123,080
Closed -$5.12M
TBCH
511
Turtle Beach Corp
TBCH
$249M
– –
-6,250
Closed -$231K
QVCGA
512
DELISTED
QVC Group Inc Series A
QVCGA
– –
-15,555
Closed -$18.8M
PACW
513
DELISTED
PacWest Bancorp
PACW
– –
-158,558
Closed -$6.84M
RAD
514
DELISTED
Rite Aid Corporation
RAD
– –
-12,500
Closed -$1.79M
BBBY
515
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-81,226
Closed -$4.66M
RSX
516
PUT
DELISTED
VanEck Russia ETF
RSX
– –
-30,000
Closed -$1K
QTNT
517
CALL
DELISTED
Quotient Limited Ordinary Shares
QTNT
– –
-1,530
Closed -$67K
QTNT
518
DELISTED
Quotient Limited Ordinary Shares
QTNT
– –
-250
Closed -$83K
CTXS
519
CALL
DELISTED
Citrix Systems Inc
CTXS
– –
-62,790
Closed -$42K
CDR
520
DELISTED
Cedar Realty Trust, Inc
CDR
– –
-51,515
Closed -$2.13M
PSB
521
DELISTED
PS Business Parks, Inc.
PSB
– –
-9,454
Closed -$789K
ATRS
522
DELISTED
Antares Pharma, Inc.
ATRS
– –
-150,000
Closed -$400K
ISBC
523
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-14,224
Closed -$157K
FMBI
524
DELISTED
First Midwest Bancorp Inc/IL
FMBI
– –
-48,729
Closed -$830K
QTS
525
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-295,161
Closed -$8.45M
19 20
21
22 23

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.