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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.28%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.49B
AUM Growth
+$308M
Cap. Flow
-$9.33M
Cap. Flow %
-0.27%
Top 10 Hldgs %
56.89%
Holding
645
New
145
Increased
110
Reduced
156
Closed
135

Top Buys

Rank Stock Value
1
JNPR
Juniper Networks
JNPR
+$162M
2
AXNX
Axonics, Inc. Common Stock
AXNX
+$128M
3
ANSS
Ansys
ANSS
+$119M
4
X
US Steel
X
+$104M
5
CTLT
CATALENT, INC.
CTLT
+$93.3M

Top Sells

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$561M
2
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$120M
3
IMGN
Immunogen Inc
IMGN
+$56.8M
4
CPRI icon
Capri Holdings
CPRI
+$44.2M
5
PXD
Pioneer Natural Resource Co.
PXD
+$34M

Sector Composition

Rank Sector Weight
1 Energy 34.28%
2 Technology 15.43%
3 Healthcare 14.7%
4 Industrials 8%
5 Materials 6.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVCAW
476
DELISTED
Investcorp AI Acquisition Corp. Warrant
IVCAW
$10.7K ﹤0.01%
214,435
– –
CSLMW
477
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$8.98K ﹤0.01%
68,781
– –
RMGCW
478
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$8.87K ﹤0.01%
126,755
– –
OCUL icon
479
CALL
Ocular Therapeutix
OCUL
$1.92B
$8.75K ﹤0.01%
+50,000
New +$355K
SEDA.WS
480
DELISTED
SDCL EDGE Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A ordinary share at an exercise price of $11.50
SEDA.WS
$6.86K ﹤0.01%
49,013
– –
FAASW
481
DELISTED
DigiAsia Corp Warrant
FAASW
$6.35K ﹤0.01%
138,661
– –
BMRN icon
482
CALL
BioMarin Pharmaceuticals
BMRN
$11.9B
$6.25K ﹤0.01%
25,000
-18,000
-42% -$1.61M
RDZNW icon
483
Roadzen Inc Warrants
RDZNW
$10.1M
$6.25K ﹤0.01%
67,181
– –
SPECW
484
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
$5.78K ﹤0.01%
231,101
– –
TRONW
485
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$5.69K ﹤0.01%
116,665
– –
AENTW icon
486
Alliance Entertainment Holding Corp Warrants
AENTW
$4.27M
$5.3K ﹤0.01%
116,781
– –
NTLA icon
487
CALL
Intellia Therapeutics
NTLA
$1.57B
$5.25K ﹤0.01%
+25,000
New +$694K
INCY icon
488
CALL
Incyte
INCY
$24B
$5K ﹤0.01%
+40,000
New +$2.4M
MSAIW icon
489
MultiSensor AI Holdings Warrant
MSAIW
$755K
$4.66K ﹤0.01%
145,732
– –
OPTXW icon
490
Syntec Optics Holdings Warrant
OPTXW
$16.1M
$4.39K ﹤0.01%
33,069
– –
BLUA.WS
491
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$3.68K ﹤0.01%
49,521
– –
PUCKW
492
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$3.46K ﹤0.01%
283,281
– –
BA icon
493
CALL
Boeing
BA
$184B
$2.6K ﹤0.01%
+20,000
New +$4.11M
FNVTW
494
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
$2.28K ﹤0.01%
130,406
– –
LRMR icon
495
CALL
Larimar Therapeutics
LRMR
$436M
$2K ﹤0.01%
+40,000
New +$312K
IONS icon
496
CALL
Ionis Pharmaceuticals
IONS
$9.06B
$1.2K ﹤0.01%
+20,000
New +$953K
WINVW
497
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$285 ﹤0.01%
18,392
– –
ABBV icon
498
CALL
AbbVie
ABBV
$431B
– –
-10,000
Closed -$21.6K
ABNB icon
499
Airbnb
ABNB
$90B
– –
-5,000
Closed -$681K
ABT icon
500
Abbott
ABT
$187B
– –
-5,769
Closed -$635K
18 19
20
21 22

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SAG
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ACI
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TCOV
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UBS O'Connor's Q1 2024 Portfolio in Review

As of Q1 2024, UBS O'Connor held 645 positions worth $3.49B, up 9.7% from $3.18B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor's Q1 2024 filing shows 145 new, 110 increased, 156 reduced and 135 closed positions. Its largest new stake was Juniper Networks: 4,428,704 shares worth $164M. The largest sale was Splunk Inc, an estimated $561M.

By sector, the portfolio is most concentrated in Energy at 34% of assets, up from 30% a quarter earlier, followed by Technology and Healthcare.

  • UBS O'Connor's largest Q1 2024 buy was Juniper Networks: 4,428,704 shares worth $164M.
  • UBS O'Connor added most to Axonics, Inc. Common Stock in Q1 2024, an estimated $128M increase.
  • UBS O'Connor's biggest Q1 2024 reduction was Pioneer Natural Resource Co., cutting an estimated $34M.
  • UBS O'Connor fully exited Splunk Inc in Q1 2024, selling an estimated $561M.
  • UBS O'Connor's ten largest holdings make up 57% of its $3.49B portfolio in Q1 2024.
  • UBS O'Connor opened 145 new positions and closed 135 in Q1 2024.
  • UBS O'Connor's portfolio value rose 9.7% quarter-over-quarter to $3.49B.

Based on UBS O'Connor's 13F filing for Q1 2024, filed 15 May 2024.