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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$536M
Cap. Flow %
9.53%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 34.82%
2 Healthcare 28.77%
3 Real Estate 5.15%
4 Financials 4.39%
5 Consumer Discretionary 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARDX icon
476
CALL
Ardelyx
ARDX
$1.02B
$46.3K ﹤0.01%
+150,000
New +$585K
STWD icon
477
PUT
Starwood Property Trust
STWD
$6.01B
$41.3K ﹤0.01%
101,200
– –
RLAY icon
478
CALL
Relay Therapeutics
RLAY
$4.17B
$40K ﹤0.01%
+80,000
New +$860K
GAQ.WS
479
DELISTED
Generation Asia I Acquisition Limited Redeemable Warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GAQ.WS
$37.4K ﹤0.01%
938,800
– –
RDN icon
480
PUT
Radian Group
RDN
$4.91B
$34.3K ﹤0.01%
54,900
– –
FUBO icon
481
CALL
FuboTV Inc
FUBO
$274M
$32K ﹤0.01%
8,333
– –
ANNX icon
482
CALL
Annexon
ANNX
$893M
$30K ﹤0.01%
300,000
-50,000
-14% -$151K
NVO
483
CALL
Novo Nordisk
NVO
$208B
$30K ﹤0.01%
+20,000
New +$1.76M
DISH
484
CALL
DELISTED
DISH Network Corp.
DISH
$29.5K ﹤0.01%
100,000
– –
QURE icon
485
CALL
uniQure
QURE
$3.2B
$29.3K ﹤0.01%
90,000
+51,000
+131% +$459K
HLT icon
486
PUT
Hilton Worldwide
HLT
$72.1B
$27.3K ﹤0.01%
14,000
– –
XLV icon
487
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$26K ﹤0.01%
80,000
-20,000
-20% -$2.66M
RMGCW
488
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$25.8K ﹤0.01%
184,086
– –
INKT icon
489
MiNK Therapeutics
INKT
$54.3M
$25.3K ﹤0.01%
2,159
– –
DCPH
490
CALL
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$25.3K ﹤0.01%
+50,000
New +$690K
OMF icon
491
PUT
OneMain Financial
OMF
$7.43B
$24.6K ﹤0.01%
20,100
– –
SPECW
492
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
$23.2K ﹤0.01%
231,101
– –
ALNY icon
493
CALL
Alnylam Pharmaceuticals
ALNY
$28.8B
$21.3K ﹤0.01%
+14,000
New +$2.67M
MCAAW
494
DELISTED
Mountain & Co. I Acquisition Corp. Warrant
MCAAW
$20.5K ﹤0.01%
136,155
– –
NVCR icon
495
CALL
NovoCure
NVCR
$1.89B
$19.4K ﹤0.01%
25,000
+3,000
+14% +$86.5K
AEON.WS
496
DELISTED
AEON Biopharma Inc
AEON.WS
$17.4K ﹤0.01%
108,918
– –
TRONW
497
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$16.4K ﹤0.01%
116,665
– –
PRPC.WS
498
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$15.1K ﹤0.01%
73,635
– –
OMF icon
499
CALL
OneMain Financial
OMF
$7.43B
$14.6K ﹤0.01%
+32,500
New +$1.39M
CCVI.WS
500
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
$14.3K ﹤0.01%
92,080
– –
18 19
20
21 22

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SAG
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ACI
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UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $536M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 16% a quarter earlier, followed by Healthcare and Real Estate.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.