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UBS O'Connor

UBS O'Connor Portfolio holdings

AUM $3.76B Turnover 54.76%
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
0.4 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.3 years
Avg Time Held Equity only
0.4 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.3 years

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SFT
476
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$436K 0.01%
5,274
-18,164
-77% -$1.68M
2019 Q3
5 quarters
GWH icon
477
CALL
DELISTED
ESS Tech
GWH
$432K 0.01%
+17,236
New +$2.62M
2020 Q4
0 quarters
ENDP
478
DELISTED
Endo International plc
ENDP
$431K 0.01%
60,009
-500,000
-89% -$2.61M
2019 Q2
6 quarters
YAC
479
CALL
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$427K 0.01%
+304,167
New +$3.02M
2020 Q4
0 quarters
HYZN icon
480
CALL
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$420K 0.01%
+4,563
New +$2.38M
2020 Q4
0 quarters
HIGA
481
CALL
DELISTED
H.I.G. Acquisition Corp.
HIGA
$411K 0.01%
+304,166
New +$3.05M
2020 Q4
0 quarters
ASTR icon
482
CALL
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
$406K 0.01%
+20,278
New +$3.03M
2020 Q4
0 quarters
FST
483
CALL
DELISTED
FAST Acquisition Corp.
FST
$405K 0.01%
+228,125
New +$2.24M
2020 Q4
0 quarters
PDAC
484
CALL
DELISTED
Peridot Acquisition Corp.
PDAC
$403K 0.01%
+228,125
New +$2.28M
2020 Q4
0 quarters
BTWN
485
CALL
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$400K 0.01%
+91,249
New +$1.23M
2020 Q4
0 quarters
PIAI
486
CALL
DELISTED
Prime Impact Acquisition I
PIAI
$386K 0.01%
+243,333
New +$2.41M
2020 Q4
0 quarters
VMAC
487
CALL
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
$383K 0.01%
+456,250
New +$4.51M
2020 Q4
0 quarters
HLMN icon
488
CALL
Hillman Solutions
HLMN
$1.41B
$381K 0.01%
+167,291
New +$1.69M
2020 Q4
0 quarters
CRC icon
489
CALL
California Resources
CRC
$4.72B
$380K 0.01%
+90,396
New +$1.66M
2020 Q4
0 quarters
IGAC icon
490
CALL
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$379K 0.01%
+228,125
New +$2.28M
2020 Q4
0 quarters
OPFI icon
491
CALL
OppFi
OPFI
$492M
$370K 0.01%
+250,937
New +$2.52M
2020 Q4
0 quarters
VIEW
492
CALL
DELISTED
View, Inc. Class A Common Stock
VIEW
$369K 0.01%
+2,535
New +$1.57M
2020 Q4
0 quarters
RKLB icon
493
CALL
Rocket Lab Corp
RKLB
$35.3B
$365K 0.01%
+243,333
New +$2.48M
2020 Q4
0 quarters
ABX icon
494
CALL
Abacus Global Management
ABX
$775M
$362K 0.01%
+319,374
New +$3.14M
2020 Q4
0 quarters
RCHG
495
CALL
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$362K 0.01%
+228,125
New +$2.28M
2020 Q4
0 quarters
MLAC
496
CALL
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$361K 0.01%
+328,007
New +$3.22M
2020 Q4
0 quarters
ENDP
497
CALL
DELISTED
Endo International plc
ENDP
$358K 0.01%
275,000
-200,000
-42% -$1.04M
2020 Q3
1 quarter
ETAC
498
CALL
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$352K 0.01%
+228,125
New +$2.24M
2020 Q4
0 quarters
FTOC
499
CALL
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
$343K 0.01%
+182,500
New +$1.8M
2020 Q4
0 quarters
UP icon
500
CALL
Wheels Up
UP
$129M
$341K 0.01%
+1,361
New +$2.7M
2020 Q4
0 quarters
18 19
20
21 22

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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.