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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFT
476
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$436K 0.01%
5,274
-18,164
-77% -$1.68M
GWH icon
477
CALL
ESS Tech
GWH
$20.2M
$432K 0.01%
+17,236
New +$2.62M
ENDP
478
DELISTED
Endo International plc
ENDP
$431K 0.01%
60,009
-500,000
-89% -$2.61M
YAC
479
CALL
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$427K 0.01%
+304,167
New +$3.02M
HYZN
480
CALL
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$420K 0.01%
+4,563
New +$2.38M
HIGA
481
CALL
DELISTED
H.I.G. Acquisition Corp.
HIGA
$411K 0.01%
+304,166
New +$3.05M
ASTR
482
CALL
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
$406K 0.01%
+20,278
New +$3.03M
FST
483
CALL
DELISTED
FAST Acquisition Corp.
FST
$405K 0.01%
+228,125
New +$2.24M
PDAC
484
CALL
DELISTED
Peridot Acquisition Corp.
PDAC
$403K 0.01%
+228,125
New +$2.28M
BTWN
485
CALL
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$400K 0.01%
+91,249
New +$1.23M
PIAI
486
CALL
DELISTED
Prime Impact Acquisition I
PIAI
$386K 0.01%
+243,333
New +$2.41M
VMAC
487
CALL
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
$383K 0.01%
+456,250
New +$4.51M
HLMN icon
488
CALL
Hillman Solutions
HLMN
$1.78B
$381K 0.01%
+167,291
New +$1.69M
CRC icon
489
CALL
California Resources
CRC
$4.64B
$380K 0.01%
+90,396
New +$1.66M
IGAC
490
CALL
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$379K 0.01%
+228,125
New +$2.28M
OPFI icon
491
CALL
OppFi
OPFI
$813M
$370K 0.01%
+250,937
New +$2.52M
VIEW
492
CALL
DELISTED
View, Inc. Class A Common Stock
VIEW
$369K 0.01%
+2,535
New +$1.57M
RKLB icon
493
CALL
Rocket Lab Corp
RKLB
$50.3B
$365K 0.01%
+243,333
New +$2.48M
ABX
494
CALL
Abacus Global Management
ABX
$936M
$362K 0.01%
+319,374
New +$3.14M
RCHG
495
CALL
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$362K 0.01%
+228,125
New +$2.28M
MLAC
496
CALL
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$361K 0.01%
+328,007
New +$3.22M
ENDP
497
CALL
DELISTED
Endo International plc
ENDP
$358K 0.01%
275,000
-200,000
-42% -$1.04M
ETAC
498
CALL
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$352K 0.01%
+228,125
New +$2.24M
FTOC
499
CALL
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
$343K 0.01%
+182,500
New +$1.8M
UP icon
500
CALL
Wheels Up
UP
$198M
$341K 0.01%
+1,361
New +$2.7M
18 19
20
21 22

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.