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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLRD
476
DELISTED
Tailored Brands, Inc.
TLRD
– –
-400,000
Closed -$6.28M
DNR
477
DELISTED
Denbury Resources, Inc.
DNR
– –
-374,000
Closed -$1.21M
NE
478
CALL
DELISTED
Noble Corporation
NE
– –
-349,400
Closed -$50K
NE
479
DELISTED
Noble Corporation
NE
– –
-1,033,516
Closed -$6.55M
CHK
480
DELISTED
Chesapeake Energy Corporation
CHK
– –
-165
Closed -$207K
GASL
481
DELISTED
Direxion Daily Natural Gas Related Bull 3X Shares
GASL
– –
-42
Closed -$1.01M
CRZO
482
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-65,659
Closed -$2.67M
BMS
483
DELISTED
Bemis
BMS
– –
-183,286
Closed -$9.35M
WFT
484
DELISTED
Weatherford International plc
WFT
– –
-3,661,324
Closed -$19.2M
ULTI
485
DELISTED
Ultimate Software Group Inc
ULTI
– –
-15,000
Closed -$3.07M
RDC
486
DELISTED
Rowan Companies Plc
RDC
– –
-223,000
Closed -$3.38M
EGN
487
DELISTED
Energen
EGN
– –
-19,000
Closed -$1.1M
WEB
488
PUT
DELISTED
Web.com Group, Inc.
WEB
– –
-200,000
Closed -$25K
MON
489
CALL
DELISTED
Monsanto Co
MON
– –
-75,000
Closed -$31K
DYN
490
DELISTED
Dynegy, Inc.
DYN
– –
-556,095
Closed -$6.89M
TIME
491
DELISTED
Time Inc.
TIME
– –
-253,881
Closed -$3.68M
POT
492
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-32,514
Closed -$531K
DFT
493
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-60,300
Closed -$2.49M
INNL
494
DELISTED
Innocoll Holdings plc Ordinary Shares
INNL
– –
-70,380
Closed -$414K
INVN
495
DELISTED
Invensense Inc
INVN
– –
-155,522
Closed -$1.15M
PLKI
496
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
– –
-17,211
Closed -$915K
LGF
497
DELISTED
Lions Gate Entertainment
LGF
– –
-2,851,385
Closed -$57M
IM
498
DELISTED
Ingram Micro
IM
– –
-2,648,319
Closed -$94.4M
BLOX
499
DELISTED
Infoblox Inc
BLOX
– –
-500,000
Closed -$13.2M
FLTX
500
DELISTED
Fleetmatics Group PLC
FLTX
– –
-500,000
Closed -$30M
17 18 19
20
21

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.