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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
476
Pfizer
PFE
$150B
– –
-6,269,077
Closed -$167M
PFE icon
477
PUT
Pfizer
PFE
$150B
– –
-6,062,081
Closed -$40M
PFX icon
478
PhenixFIN
PFX
$91.8M
– –
-16,476
Closed -$4.47M
POST icon
479
Post Holdings
POST
$3.54B
– –
-789,889
Closed -$22.6M
PPG icon
480
PPG Industries
PPG
$26.5B
– –
-132,906
Closed -$9.73M
PPLT
481
abrdn Physical Platinum Shares ETF
PPLT
$2.03B
– –
-40,000
Closed -$524K
PTEN icon
482
CALL
Patterson-UTI
PTEN
$3.83B
– –
-50,000
Closed -$5K
BCIC
483
BCP Investment Corp
BCIC
$91.5M
– –
-59,069
Closed -$6.65M
REGN icon
484
Regeneron Pharmaceuticals
REGN
$79.8B
– –
-8,900
Closed -$2M
RS icon
485
Reliance Steel & Aluminium
RS
$21.5B
– –
-105,933
Closed -$6.95M
RVTY icon
486
Revvity
RVTY
$12.8B
– –
-12,212
Closed -$397K
SCHW
487
PUT
Charles Schwab
SCHW
$186B
– –
-180,900
Closed -$95K
SKT icon
488
Tanger
SKT
$4.51B
– –
-95,275
Closed -$3.19M
SLB icon
489
SLB Ltd
SLB
$76.6B
– –
-339,326
Closed -$24.3M
SLB icon
490
PUT
SLB Ltd
SLB
$76.6B
– –
-12,800
Closed -$2K
SLG icon
491
SL Green Realty
SLG
$3.98B
– –
-174,226
Closed -$14.9M
SON icon
492
Sonoco
SON
$5.67B
– –
-301,580
Closed -$10.4M
SPY icon
493
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$823B
– –
-1,640,000
Closed -$1.79M
SRE icon
494
CALL
Sempra
SRE
$55.9B
– –
-100,000
Closed -$12K
SSNC icon
495
SS&C Technologies
SSNC
$18.8B
– –
-26,066
Closed -$429K
STWD icon
496
Starwood Property Trust
STWD
$6B
– –
-138,057
Closed -$2.75M
SWKS icon
497
Skyworks Solutions
SWKS
$10.3B
– –
-19,016
Closed -$416K
TECK icon
498
Teck Resources
TECK
$32.6B
– –
-350,002
Closed -$7.48M
TGT icon
499
PUT
Target
TGT
$66.9B
– –
-103,500
Closed -$187K
TLT icon
500
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
– –
-85,000
Closed -$9.01M
18 19
20
21 22

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.