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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.64B
Cap. Flow %
-83.08%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169

Top Buys

Rank Stock Value
1
PXD
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK
Splunk Inc
SPLK
+$446M
3
HES
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Real Estate 7.26%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IR icon
26
Ingersoll Rand
IR
$34.2B
$10.2M 0.32%
132,518
-90,300
-41% -$6.17M
MSFT icon
27
Microsoft
MSFT
$3.71T
$9.45M 0.3%
25,133
+11,500
+84% +$4.09M
BMBL icon
28
Bumble
BMBL
$371M
$9.21M 0.29%
625,000
+65,000
+12% +$922K
NVDA icon
29
NVIDIA
NVDA
$5.3T
$8.9M 0.28%
179,710
-98,000
-35% -$4.54M
BALL icon
30
Ball Corp
BALL
$16.7B
$8.47M 0.27%
147,340
-44,800
-23% -$2.31M
PPG icon
31
PPG Industries
PPG
$26B
$8.39M 0.26%
+56,100
New +$7.59M
PNR icon
32
Pentair
PNR
$11.2B
$8.11M 0.26%
+111,600
New +$7.2M
AAL icon
33
PUT
American Airlines Group
AAL
$10.6B
$7.8M 0.25%
18,667,200
+3,120,000
+20% +$39.2M
OKTA icon
34
Okta
OKTA
$24.9B
$7.7M 0.24%
85,000
-17,500
-17% -$1.33M
MU icon
35
Micron Technology
MU
$996B
$7.68M 0.24%
+90,000
New +$6.69M
ECL icon
36
Ecolab
ECL
$79.5B
$7.24M 0.23%
36,500
-3,100
-8% -$557K
WCN
37
Waste Connections
WCN
$42.2B
$7.22M 0.23%
+48,355
New +$6.64M
TCOM icon
38
Trip.com Group
TCOM
$29.1B
$6.84M 0.22%
190,000
+140,000
+280% +$4.77M
AVGO icon
39
Broadcom
AVGO
$2T
$6.79M 0.21%
60,830
-16,400
-21% -$1.55M
ESTC icon
40
Elastic
ESTC
$7.27B
$6.76M 0.21%
60,000
-62,500
-51% -$5.55M
CVII
41
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$6.68M 0.21%
635,761
-285,762
-31% -$2.99M
SKGR
42
DELISTED
SK Growth Opportunities Corporation Class A Common Stock
SKGR
$6.64M 0.21%
614,130
-276,037
-31% -$2.98M
MEOH icon
43
Methanex
MEOH
$4.21B
$6.6M 0.21%
139,400
-12,000
-8% -$522K
NVR icon
44
NVR
NVR
$16.8B
$6.57M 0.21%
938
-1,703
-64% -$10.5M
BKNG icon
45
Booking.com
BKNG
$156B
$6.56M 0.21%
+46,250
New +$5.77M
HUBB icon
46
Hubbell
HUBB
$26.8B
$6.41M 0.2%
19,500
-800
-4% -$241K
AMZN icon
47
Amazon
AMZN
$2.94T
$6.31M 0.2%
41,526
-81,000
-66% -$11.4M
GDX icon
48
VanEck Gold Miners ETF
GDX
$25.6B
$6.2M 0.19%
200,000
+150,000
+300% +$4.39M
SNY icon
49
Sanofi
SNY
$103B
$6.14M 0.19%
123,423
+16,492
+15% +$806K
BEKE icon
50
KE Holdings
BEKE
$18.7B
$6.12M 0.19%
377,242
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1
2
3 4 5

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.64B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.