UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+9.22%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.18B
Cap. Flow %
-30.63%
Top 10 Hldgs %
56.73%
Holding
1,172
New
258
Increased
423
Reduced
171
Closed
230

Top Buys

1
CONE
CyrusOne Inc Common Stock
CONE
$464M
2
COHR
Coherent Inc
COHR
$240M
3
CERN
Cerner Corp
CERN
$142M
4
VG
Vonage Holdings Corporation
VG
$109M
5
ROG icon
Rogers Corp
ROG
$101M

Top Sells

1
KSU
Kansas City Southern
KSU
$954M
2
PPD
PPD, Inc. Common Stock
PPD
$742M
3
VER
VEREIT, Inc.
VER
$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$251M

Sector Composition

1 Financials 21.54%
2 Technology 20.4%
3 Communication Services 16.93%
4 Healthcare 6.22%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FPAC
26
DELISTED
Far Peak Acquisition Corporation
FPAC
$39.1M 0.38%
3,886,068
-1,179,963
-23% -$11.9M
FBC
27
DELISTED
Flagstar Bancorp, Inc. New
FBC
$35.3M 0.34%
737,105
+64,074
+10% +$3.07M
STFC
28
DELISTED
State Auto Financial Corp
STFC
$31.4M 0.3%
608,156
-211,932
-26% -$11M
CPAA
29
DELISTED
Conyers Park III Acquisition Corp. Class A Common Stock
CPAA
$31.3M 0.3%
+3,205,991
New +$31.3M
RYAAY icon
30
Ryanair
RYAAY
$32B
$28.5M 0.27%
695,988
+60,218
+9% +$2.46M
AES icon
31
AES
AES
$9.05B
$28.4M 0.27%
1,167,031
+955,858
+453% +$23.2M
CSX icon
32
CSX Corp
CSX
$60.5B
$28M 0.27%
745,842
+50,309
+7% +$1.89M
RDS.A
33
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$26.1M 0.25%
+600,853
New +$26.1M
GM icon
34
General Motors
GM
$55.2B
$25.8M 0.25%
439,887
-194,950
-31% -$11.4M
NPABU
35
DELISTED
New Providence Acquisition Corp. II Unit
NPABU
$22.3M 0.21%
+2,227,500
New +$22.3M
FOE
36
DELISTED
Ferro Corporation
FOE
$22M 0.21%
+1,005,495
New +$22M
ATC
37
DELISTED
Atotech Limited
ATC
$21.6M 0.21%
+846,408
New +$21.6M
AMYT
38
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
$21.5M 0.21%
1,990,000
– –
MTZ icon
39
MasTec
MTZ
$14.1B
$21.3M 0.21%
231,118
+67,883
+42% +$6.26M
LICY
40
DELISTED
Li-Cycle Holdings Corp.
LICY
$20.4M 0.2%
255,866
-14,678
-5% -$1.17M
WLK icon
41
Westlake Corp
WLK
$10.9B
$20.3M 0.2%
209,346
+43,815
+26% +$4.26M
MAT icon
42
Mattel
MAT
$5.87B
$20.1M 0.19%
930,753
+126,533
+16% +$2.73M
HPLT
43
DELISTED
Home Plate Acquisition Corporation Class A Common Stock
HPLT
$19.1M 0.18%
+1,980,000
New +$19.1M
TRAQ.U
44
DELISTED
Trine II Acquisition Corp. Units, each consisting of one Class A Ordinary Share and one-half of one redeemable warrant
TRAQ.U
$18.3M 0.18%
+1,805,196
New +$18.3M
TGP
45
DELISTED
Teekay LNG Partners L.P.
TGP
$17.6M 0.17%
+1,040,778
New +$17.6M
DMTK
46
DELISTED
DermTech, Inc. Common Stock
DMTK
$17.4M 0.17%
1,100,000
+1,000,000
+1,000% +$15.8M
OXY.WS icon
47
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$22.8B
$17.3M 0.17%
1,379,705
+226,733
+20% +$2.84M
SPGI icon
48
S&P Global
SPGI
$166B
$17M 0.16%
36,000
+7,000
+24% +$3.3M
SHAC
49
DELISTED
SCP & CO Healthcare Acquisition Company Class A Common Stock
SHAC
$17M 0.16%
1,732,445
– –
NHIC
50
DELISTED
NewHold Investment Corp. II Class A Common Stock
NHIC
$16.9M 0.16%
+1,732,500
New +$16.9M
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