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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+9.26%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.4B
AUM Growth
-$2.35B
(-18%)
Cap. Flow
-$3.18B
Cap. Flow
% of AUM
-30.59%
Top 10 Holdings %
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
444
Reduced
178
Closed
245
Avg Time Held Equity + Options
2
quarters
Top 10 Avg Time Held Equity + Options
0.9
quarters
Top 20 Avg Time Held Equity + Options
0.9
quarters
Avg Time Held Equity only
2
quarters
Top 10 Avg Time Held Equity only
0.9
quarters
Top 20 Avg Time Held Equity only
0.9
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CONE
CyrusOne Inc Common Stock
CONE
|
+$439M |
| 2 |
Coherent Inc
COHR
|
+$232M |
| 3 |
CERN
Cerner Corp
CERN
|
+$116M |
| 4 |
Vonage Holdings Corporation
VG
|
+$95.6M |
| 5 |
MIME
Mimecast Limited
MIME
|
+$92.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
KSU
Kansas City Southern
KSU
|
+$954M |
| 2 |
PPD
PPD, Inc. Common Stock
PPD
|
+$742M |
| 3 |
VER
VEREIT, Inc.
VER
|
+$701M |
| 4 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$315M |
| 5 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$247M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 26.55% |
| 2 | Financials | 21.56% |
| 3 | Communication Services | 16.89% |
| 4 | Real Estate | 8.6% |
| 5 | Healthcare | 7.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
FPAC
26
DELISTED
Far Peak Acquisition Corporation
FPAC
| $39.1M | 0.38% |
3,886,068
-1,179,963
| -23% | -$12.2M |
2021 Q1
3 quarters
|
|
|
FBC
27
DELISTED
Flagstar Bancorp, Inc. New
FBC
| $35.3M | 0.34% |
737,105
+64,074
| +10% | +$3.18M |
2021 Q2
2 quarters
|
|
|
STFC
28
DELISTED
State Auto Financial Corp
STFC
| $31.4M | 0.3% |
608,156
-211,932
| -26% | -$10.9M |
2021 Q3
1 quarter
|
|
|
CPAA
29
DELISTED
Conyers Park III Acquisition Corp. Class A Common Stock
CPAA
| $31.3M | 0.3% |
+3,205,991
| New | +$31.5M |
2021 Q4
0 quarters
|
|
30
Ryanair
RYAAY
$28.1B
| $28.5M | 0.27% |
695,988
+60,218
| +9% | +$2.62M |
2020 Q1
7 quarters
|
|
31
AES
AES
$10.7B
| $28.4M | 0.27% |
1,167,031
+955,858
| +453% | +$23.2M |
2021 Q3
1 quarter
|
|
32
CSX Corp
CSX
$87.5B
| $28M | 0.27% |
745,842
+50,309
| +7% | +$1.77M |
2021 Q1
3 quarters
|
|
|
RDS.A
33
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $26.1M | 0.25% |
+600,853
| New | +$27.1M |
2021 Q4
0 quarters
|
|
34
General Motors
GM
$72.6B
| $25.8M | 0.25% |
439,887
-194,950
| -31% | -$11.4M |
2020 Q2
6 quarters
|
|
35
DELISTED
New Providence Acquisition Corp. II Unit
NPABU
| $22.3M | 0.21% |
+2,227,500
| New | +$22.5M |
2021 Q4
0 quarters
|
|
|
FOE
36
DELISTED
Ferro Corporation
FOE
| $21.9M | 0.21% |
+1,005,495
| New | +$21.4M |
2021 Q4
0 quarters
|
|
37
DELISTED
Atotech Limited
ATC
| $21.6M | 0.21% |
+846,408
| New | +$20.7M |
2021 Q4
0 quarters
|
|
|
AMYT
38
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
| $21.5M | 0.21% |
1,990,000
| – | – |
2020 Q4
4 quarters
|
|
39
MasTec
MTZ
$17.1B
| $21.3M | 0.21% |
231,118
+67,883
| +42% | +$6.2M |
2020 Q4
4 quarters
|
|
40
DELISTED
Li-Cycle Holdings Corp.
LICY
| $20.4M | 0.2% |
255,866
-14,678
| -5% | -$1.39M |
2021 Q3
1 quarter
|
|
41
Westlake Corp
WLK
$7.96B
| $20.3M | 0.2% |
209,346
+43,815
| +26% | +$4.27M |
2021 Q2
2 quarters
|
|
42
Mattel
MAT
$4.77B
| $20.1M | 0.19% |
930,753
+126,533
| +16% | +$2.65M |
2020 Q1
7 quarters
|
|
|
HPLT
43
DELISTED
Home Plate Acquisition Corporation Class A Common Stock
HPLT
| $19.1M | 0.18% |
+1,980,000
| New | +$19.3M |
2021 Q4
0 quarters
|
|
|
TRAQ.U
44
DELISTED
Trine II Acquisition Corp. Units, each consisting of one Class A Ordinary Share and one-half of one redeemable warrant
TRAQ.U
| $18.3M | 0.18% |
+1,805,196
| New | +$18.2M |
2021 Q4
0 quarters
|
|
|
TGP
45
DELISTED
Teekay LNG Partners L.P.
TGP
| $17.6M | 0.17% |
+1,040,778
| New | +$17.7M |
2021 Q4
0 quarters
|
|
46
DELISTED
DermTech, Inc. Common Stock
DMTK
| $17.4M | 0.17% |
1,100,000
+1,000,000
| +1,000% | +$24M |
2021 Q3
1 quarter
|
|
47
Occidental Petroleum Corp Warrants
OXY.WS
$35.8B
| $17.3M | 0.17% |
1,379,705
+226,733
| +20% | +$3.11M |
2021 Q1
3 quarters
|
|
48
S&P Global
SPGI
$120B
| $17M | 0.16% |
36,000
+7,000
| +24% | +$3.2M |
2021 Q3
1 quarter
|
|
|
SHAC
49
DELISTED
SCP & CO Healthcare Acquisition Company Class A Common Stock
SHAC
| $17M | 0.16% |
1,732,445
| – | – |
2021 Q1
3 quarters
|
|
|
NHIC
50
DELISTED
NewHold Investment Corp. II Class A Common Stock
NHIC
| $16.9M | 0.16% |
+1,732,500
| New | +$16.9M |
2021 Q4
0 quarters
|
|
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UBS O'Connor's Q4 2021 Portfolio in Review
As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.
UBS O'Connor withdrew a net $3.18B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.
By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.
Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.
- UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
- UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
- UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
- UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
- UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
- UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
- UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.
Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.