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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPAC
26
DELISTED
Far Peak Acquisition Corporation
FPAC
$39.1M 0.38%
3,886,068
-1,179,963
-23% -$12.2M
FBC
27
DELISTED
Flagstar Bancorp, Inc. New
FBC
$35.3M 0.34%
737,105
+64,074
+10% +$3.18M
STFC
28
DELISTED
State Auto Financial Corp
STFC
$31.4M 0.3%
608,156
-211,932
-26% -$10.9M
CPAA
29
DELISTED
Conyers Park III Acquisition Corp. Class A Common Stock
CPAA
$31.3M 0.3%
+3,205,991
New +$31.5M
RYAAY icon
30
Ryanair
RYAAY
$31.4B
$28.5M 0.27%
695,988
+60,218
+9% +$2.62M
AES icon
31
AES
AES
$10.5B
$28.4M 0.27%
1,167,031
+955,858
+453% +$23.2M
CSX icon
32
CSX Corp
CSX
$93.9B
$28M 0.27%
745,842
+50,309
+7% +$1.77M
RDS.A
33
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$26.1M 0.25%
+600,853
New +$27.1M
GM icon
34
General Motors
GM
$76.3B
$25.8M 0.25%
439,887
-194,950
-31% -$11.4M
NPABU
35
DELISTED
New Providence Acquisition Corp. II Unit
NPABU
$22.3M 0.21%
+2,227,500
New +$22.5M
FOE
36
DELISTED
Ferro Corporation
FOE
$21.9M 0.21%
+1,005,495
New +$21.4M
ATC
37
DELISTED
Atotech Limited
ATC
$21.6M 0.21%
+846,408
New +$20.7M
AMYT
38
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
$21.5M 0.21%
1,990,000
– –
MTZ icon
39
MasTec
MTZ
$20.8B
$21.3M 0.21%
231,118
+67,883
+42% +$6.2M
LICY
40
DELISTED
Li-Cycle Holdings Corp.
LICY
$20.4M 0.2%
255,866
-14,678
-5% -$1.39M
WLK icon
41
Westlake Corp
WLK
$9.93B
$20.3M 0.2%
209,346
+43,815
+26% +$4.27M
MAT icon
42
Mattel
MAT
$4.21B
$20.1M 0.19%
930,753
+126,533
+16% +$2.65M
HPLT
43
DELISTED
Home Plate Acquisition Corporation Class A Common Stock
HPLT
$19.1M 0.18%
+1,980,000
New +$19.3M
TRAQ.U
44
DELISTED
Trine II Acquisition Corp. Units, each consisting of one Class A Ordinary Share and one-half of one redeemable warrant
TRAQ.U
$18.3M 0.18%
+1,805,196
New +$18.2M
TGP
45
DELISTED
Teekay LNG Partners L.P.
TGP
$17.6M 0.17%
+1,040,778
New +$17.7M
DMTK
46
DELISTED
DermTech, Inc. Common Stock
DMTK
$17.4M 0.17%
1,100,000
+1,000,000
+1,000% +$24M
OXY.WS icon
47
Occidental Petroleum Corp Warrants
OXY.WS
$32.2B
$17.3M 0.17%
1,379,705
+226,733
+20% +$3.11M
SPGI icon
48
S&P Global
SPGI
$119B
$17M 0.16%
36,000
+7,000
+24% +$3.2M
SHAC
49
DELISTED
SCP & CO Healthcare Acquisition Company Class A Common Stock
SHAC
$17M 0.16%
1,732,445
– –
NHIC
50
DELISTED
NewHold Investment Corp. II Class A Common Stock
NHIC
$16.9M 0.16%
+1,732,500
New +$16.9M
1
2
3 4 5

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.