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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELS icon
26
Equity Lifestyle Properties
ELS
$12.5B
$20.6M 0.42%
324,600
+96,800
+42% +$5.97M
NRDY icon
27
Nerdy
NRDY
$107M
$20.3M 0.41%
+1,825,000
New +$19.8M
FISV
28
Fiserv Inc
FISV
$28.9B
$19.4M 0.4%
170,000
+65,000
+62% +$7M
CONX
29
DELISTED
CONX Corp. Class A Common Stock
CONX
$18.7M 0.38%
+1,825,000
New +$18.6M
RYAAY icon
30
Ryanair
RYAAY
$31.4B
$18.4M 0.38%
418,418
+31,643
+8% +$1.24M
GOOGL icon
31
Alphabet (Google) Class A
GOOGL
$4.38T
$17.5M 0.36%
200,000
+110,000
+122% +$9.25M
MIR icon
32
Mirion Technologies
MIR
$3.74B
$17.4M 0.36%
+1,596,871
New +$16.5M
VYGG
33
DELISTED
Vy Global Growth
VYGG
$16.6M 0.34%
+1,596,875
New +$16.7M
EGP icon
34
EastGroup Properties
EGP
$10.8B
$16.4M 0.33%
118,611
+24,611
+26% +$3.4M
DIS icon
35
Walt Disney
DIS
$182B
$16.3M 0.33%
90,000
+55,000
+157% +$7.89M
IIAC.U
36
DELISTED
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
$15.9M 0.33%
+1,551,250
New +$15.9M
TMUS icon
37
T-Mobile US
TMUS
$193B
$15.4M 0.31%
114,000
+34,000
+43% +$4.2M
WPF
38
DELISTED
Foley Trasimene Acquisition Corp.
WPF
$15.3M 0.31%
+1,368,746
New +$14.2M
TPGY
39
DELISTED
TPG Pace Beneficial Finance Corp.
TPGY
$15.1M 0.31%
+582,424
New +$11.7M
JOBY icon
40
Joby Aviation
JOBY
$8.1B
$14.8M 0.3%
+1,277,500
New +$14.2M
GRSV
41
DELISTED
Gores Holdings V, Inc.
GRSV
$13.7M 0.28%
+1,319,110
New +$13.2M
NHIC
42
DELISTED
NewHold Investment Corp. Class A Common Stock
NHIC
$13.7M 0.28%
+1,368,746
New +$13.5M
META icon
43
Meta Platforms (Facebook)
META
$1.5T
$13.7M 0.28%
50,000
+18,500
+59% +$5.07M
AMT icon
44
American Tower
AMT
$79.8B
$13.5M 0.28%
60,200
+32,000
+113% +$7.44M
EL icon
45
Estee Lauder
EL
$30.9B
$13.3M 0.27%
50,000
+8,500
+20% +$2.04M
SPNV.U
46
DELISTED
Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s
SPNV.U
$13.2M 0.27%
+1,140,624
New +$12.1M
PRPB
47
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$13.2M 0.27%
+1,264,737
New +$12.6M
AMZN icon
48
Amazon
AMZN
$2.94T
$13M 0.27%
80,000
+30,000
+60% +$4.79M
ADC icon
49
Agree Realty
ADC
$9.5B
$12.9M 0.26%
193,300
+35,100
+22% +$2.29M
HRTX icon
50
Heron Therapeutics
HRTX
$94.5M
$12.7M 0.26%
600,000
-50,000
-8% -$869K
1
2
3 4 5

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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.