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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+11.57%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.94B
AUM Growth
-$591M
Cap. Flow
-$564M
Cap. Flow %
-14.32%
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$172M
2
MXIM
Maxim Integrated Products
MXIM
+$117M
3
VAR
Varian Medical Systems, Inc.
VAR
+$112M
4
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$102M
5
AMTD
TD Ameritrade Holding Corp
AMTD
+$88.9M

Top Sells

Rank Stock Value
1
LM
Legg Mason, Inc.
LM
+$165M
2
EE
El Paso Electric Company
EE
+$106M
3
LOGM
LogMein, Inc.
LOGM
+$76.5M
4
TIF
Tiffany & Co.
TIF
+$74.4M
5
CZR
Caesars Entertainment Corporation
CZR
+$70.2M

Sector Composition

Rank Sector Weight
1 Financials 31.8%
2 Healthcare 9.34%
3 Industrials 6.85%
4 Technology 5.85%
5 Communication Services 5.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUI icon
26
Sun Communities
SUI
$14.7B
$19.8M 0.5%
140,568
+42,768
+44% +$6.13M
CBB
27
DELISTED
Cincinnati Bell Inc.
CBB
$19.1M 0.49%
1,274,387
+32,409
+3% +$486K
ETWO
28
DELISTED
E2open Parent Holdings
ETWO
$16.1M 0.41%
+1,551,245
New +$16M
AAL icon
29
PUT
American Airlines Group
AAL
$10.6B
$14.7M 0.37%
6,361,500
+2,750,000
+76% +$34.5M
SKIL icon
30
Skillsoft
SKIL
$72.1M
$14.3M 0.36%
67,821
+27,056
+66% +$5.85M
ELS icon
31
Equity Lifestyle Properties
ELS
$12.5B
$14M 0.35%
227,800
-43,900
-16% -$2.84M
UDR icon
32
UDR
UDR
$12.3B
$13.1M 0.33%
+401,200
New +$14.1M
RYAAY icon
33
Ryanair
RYAAY
$31.4B
$12.6M 0.32%
386,775
+9,837
+3% +$306K
GTYH
34
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$12.4M 0.31%
4,675,000
+2,000,419
+75% +$6.42M
EGP icon
35
EastGroup Properties
EGP
$10.8B
$12.2M 0.31%
94,000
+4,200
+5% +$542K
ATVI
36
DELISTED
Activision Blizzard
ATVI
$12.1M 0.31%
150,000
+70,000
+88% +$5.68M
CIIC
37
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
$11.7M 0.3%
1,171,875
-538,125
-31% -$5.42M
CHPM
38
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$11.6M 0.3%
1,140,622
-1,186,878
-51% -$12.1M
SRTA
39
Strata Critical Medical Inc
SRTA
$495M
$11.5M 0.29%
1,140,531
-1,400,719
-55% -$14.1M
FIRY
40
Firy Inc
FIRY
$156M
$11.4M 0.29%
46,875
-102,750
-69% -$23.6M
PSB
41
DELISTED
PS Business Parks, Inc.
PSB
$11.1M 0.28%
91,000
+27,500
+43% +$3.55M
OHI icon
42
Omega Healthcare
OHI
$14.8B
$11M 0.28%
366,000
+230,075
+169% +$7.18M
KPLT icon
43
Katapult Holdings
KPLT
$32.1M
$10.9M 0.28%
43,380
-25,020
-37% -$6.3M
FISV
44
Fiserv Inc
FISV
$28.9B
$10.8M 0.27%
105,000
-145,000
-58% -$14.4M
NFH
45
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$10.6M 0.27%
1,390,687
-62,509
-4% -$513K
FR icon
46
First Industrial Realty Trust
FR
$8.4B
$10.6M 0.27%
266,000
+204,600
+333% +$8.45M
ADC icon
47
Agree Realty
ADC
$9.5B
$10.1M 0.26%
158,200
+27,900
+21% +$1.84M
ALC icon
48
Alcon
ALC
$33.9B
$9.68M 0.25%
170,000
-85,000
-33% -$5M
AVPT icon
49
AvePoint
AVPT
$2.71B
$9.67M 0.25%
912,497
-1,462,503
-62% -$15.2M
AMH icon
50
American Homes 4 Rent
AMH
$12.4B
$9.66M 0.25%
339,300
+101,500
+43% +$2.87M
1
2
3 4 5

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SAG
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ACI
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TCOV
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RC
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CGL
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UBS O'Connor's Q3 2020 Portfolio in Review

As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

UBS O'Connor withdrew a net $564M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.

  • UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
  • UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
  • UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
  • UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
  • UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
  • UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.

Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.