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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+11.57%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.94B
AUM Growth
-$591M
Cap. Flow
-$893M
Cap. Flow %
-22.69%
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139
Avg Time Held Equity + Options
2.7 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1 quarter
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1 quarter

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$172M
2
MXIM
Maxim Integrated Products
MXIM
+$117M
3
VAR
Varian Medical Systems, Inc.
VAR
+$112M
4
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$102M
5
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$88.9M

Top Sells

Rank Stock Value
1
LM
Legg Mason, Inc.
LM
+$165M
2
EE icon
El Paso Electric Company
EE
+$106M
3
LOGM
LogMein, Inc.
LOGM
+$76.5M
4
TIF
Tiffany & Co.
TIF
+$74.4M
5
CZR icon
Caesars Entertainment Corporation
CZR
+$70.2M

Sector Composition

Rank Sector Weight
1 Financials 31.8%
2 Healthcare 15.47%
3 Technology 11.7%
4 Miscellaneous 10.56%
5 Consumer Discretionary 8.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SUI icon
26
Sun Communities
SUI
$13.9B
$19.8M 0.5%
140,568
+42,768
+44% +$6.13M
2018 Q2
9 quarters
CBB
27
DELISTED
Cincinnati Bell Inc.
CBB
$19.1M 0.49%
1,274,387
+32,409
+3% +$486K
2020 Q1
2 quarters
ETWO icon
28
DELISTED
E2open Parent Holdings
ETWO
$16.1M 0.41%
+1,551,245
New +$16M
2020 Q3
0 quarters
AAL icon
29
PUT
American Airlines Group
AAL
$8.45B
$14.7M 0.37%
6,361,500
+2,750,000
+76% +$34.5M
2020 Q1
2 quarters
SKIL icon
30
Skillsoft
SKIL
$55.6M
$14.3M 0.36%
67,821
+27,056
+66% +$5.85M
2019 Q3
4 quarters
ELS icon
31
Equity Lifestyle Properties
ELS
$11.5B
$14M 0.35%
227,800
-43,900
-16% -$2.84M
2018 Q2
9 quarters
UDR icon
32
UDR
UDR
$11B
$13.1M 0.33%
+401,200
New +$14.1M
2020 Q3
0 quarters
RYAAY icon
33
Ryanair
RYAAY
$28.1B
$12.6M 0.32%
386,775
+9,837
+3% +$306K
2020 Q1
2 quarters
GTYH
34
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$12.4M 0.31%
4,675,000
+2,000,419
+75% +$6.42M
2019 Q2
5 quarters
EGP icon
35
EastGroup Properties
EGP
$10.5B
$12.2M 0.31%
94,000
+4,200
+5% +$542K
2018 Q4
7 quarters
ATVI
36
DELISTED
Activision Blizzard
ATVI
$12.1M 0.31%
150,000
+70,000
+88% +$5.68M
2020 Q2
1 quarter
CIIC
37
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
$11.7M 0.3%
1,171,875
-538,125
-31% -$5.42M
2020 Q1
2 quarters
CHPM
38
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$11.6M 0.3%
1,140,622
-1,186,878
-51% -$12.1M
2020 Q1
2 quarters
SRTA icon
39
Strata Critical Medical Inc
SRTA
$401M
$11.5M 0.29%
1,140,531
-1,400,719
-55% -$14.1M
2019 Q4
3 quarters
FIRY icon
40
Firy Inc
FIRY
$201M
$11.4M 0.29%
46,875
-102,750
-69% -$23.6M
2020 Q2
1 quarter
PSB
41
DELISTED
PS Business Parks, Inc.
PSB
$11.1M 0.28%
91,000
+27,500
+43% +$3.55M
2018 Q4
7 quarters
OHI icon
42
Omega Healthcare
OHI
$13.5B
$11M 0.28%
366,000
+230,075
+169% +$7.18M
2020 Q2
1 quarter
KPLT icon
43
Katapult Holdings
KPLT
$399M
$10.9M 0.28%
43,380
-25,020
-37% -$6.3M
2019 Q4
3 quarters
FISV icon
44
Fiserv Inc
FISV
$24.3B
$10.8M 0.27%
105,000
-145,000
-58% -$14.4M
2019 Q1
6 quarters
NFH
45
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$10.6M 0.27%
1,390,687
-62,509
-4% -$513K
2020 Q1
2 quarters
FR icon
46
First Industrial Realty Trust
FR
$7.88B
$10.6M 0.27%
266,000
+204,600
+333% +$8.45M
2018 Q3
8 quarters
ADC icon
47
Agree Realty
ADC
$8.2B
$10.1M 0.26%
158,200
+27,900
+21% +$1.84M
2019 Q4
3 quarters
ALC icon
48
Alcon
ALC
$31B
$9.68M 0.25%
170,000
-85,000
-33% -$5M
2019 Q4
3 quarters
AVPT icon
49
AvePoint
AVPT
$3.1B
$9.67M 0.25%
912,497
-1,462,503
-62% -$15.2M
2019 Q4
3 quarters
AMH icon
50
American Homes 4 Rent
AMH
$11.1B
$9.66M 0.25%
339,300
+101,500
+43% +$2.87M
2020 Q2
1 quarter
1
2
3 4 5

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
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UBS O'Connor's Q3 2020 Portfolio in Review

As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

UBS O'Connor withdrew a net $893M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.

  • UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
  • UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
  • UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
  • UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
  • UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
  • UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.

Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.