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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$1.9B
Cap. Flow %
-52.75%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82
Avg Time Held Equity + Options
2.1 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC icon
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 25.24%
2 Miscellaneous 18.19%
3 Technology 13.49%
4 Financials 9.55%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BDX icon
26
Becton Dickinson
BDX
$50.1B
$20.2M 0.56%
82,000
-30,750
-27% -$7.59M
2018 Q4
3 quarters
LOTZ
27
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$19.7M 0.55%
+1,975,000
New +$19.4M
2019 Q3
0 quarters
CHR icon
28
Cheer Holding
CHR
$3.54M
$19.6M 0.55%
+1,286
New +$19.5M
2019 Q3
0 quarters
CHPT icon
29
ChargePoint
CHPT
$213M
$18.8M 0.52%
+96,948
New +$18.9M
2019 Q3
0 quarters
FISV icon
30
Fiserv Inc
FISV
$24.3B
$18.6M 0.52%
180,000
-40,000
-18% -$4.08M
2019 Q1
2 quarters
VIAB
31
DELISTED
Viacom Inc. Class B
VIAB
$17.4M 0.49%
+726,145
New +$20.3M
2019 Q3
0 quarters
PAYA
32
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$17M 0.47%
+1,690,000
New +$16.8M
2019 Q3
0 quarters
DBX icon
33
Dropbox
DBX
$7.47B
$16.8M 0.47%
834,432
+334,432
+67% +$7.13M
2018 Q3
4 quarters
XLF icon
34
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
$16.8M 0.47%
600,000
+50,000
+9% +$1.38M
2018 Q1
6 quarters
RWGE
35
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
$16.3M 0.45%
+1,576,036
New +$16.2M
2019 Q3
0 quarters
TRIT
36
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$16.1M 0.45%
+1,646,595
New +$16.1M
2019 Q3
0 quarters
BTRS
37
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$16M 0.44%
+1,630,000
New +$16M
2019 Q3
0 quarters
TSLA icon
38
Tesla
TSLA
$1.51T
$15.7M 0.44%
975,000
– –
2018 Q3
4 quarters
MVST icon
39
Microvast
MVST
$222M
$15.5M 0.43%
+1,580,000
New +$15.6M
2019 Q3
0 quarters
VZ icon
40
Verizon
VZ
$173B
$15.1M 0.42%
250,000
-300,000
-55% -$17.3M
2017 Q4
7 quarters
STNL
41
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$14.6M 0.41%
+1,425,000
New +$14.6M
2019 Q3
0 quarters
QSR icon
42
Restaurant Brands International
QSR
$24.7B
$14.2M 0.4%
200,000
-380,000
-66% -$28M
2017 Q2
9 quarters
ATCX icon
43
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
$14M 0.39%
+1,388,720
New +$13.9M
2019 Q3
0 quarters
DMS
44
DELISTED
Digital Media Solutions, Inc.
DMS
$13.1M 0.36%
+85,355
New +$13.1M
2019 Q3
0 quarters
RPM icon
45
RPM International
RPM
$12.5B
$13.1M 0.36%
190,000
-240,000
-56% -$15.9M
2018 Q2
5 quarters
SPCE icon
46
Virgin Galactic
SPCE
$431M
$13M 0.36%
+60,899
New +$12.7M
2019 Q3
0 quarters
CRC icon
47
PUT
DELISTED
California Resources Corporation
CRC
$12.8M 0.36%
3,377,700
+1,922,700
+132% +$24.7M
2018 Q3
4 quarters
GSKY
48
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$12.6M 0.35%
1,847,083
+1,377,589
+293% +$12.3M
2018 Q3
4 quarters
ULTA icon
49
Ulta Beauty
ULTA
$24.4B
$12.5M 0.35%
+50,000
New +$15.3M
2019 Q3
0 quarters
ELAN icon
50
Elanco Animal Health
ELAN
$11.5B
$12.5M 0.35%
+470,000
New +$14.1M
2019 Q3
0 quarters
1
2
3 4 5

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ACI
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RC
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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JCM
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MPM
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UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $1.9B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 11% a quarter earlier, followed by Miscellaneous and Technology.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.