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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$2.47B
Cap. Flow %
-68.8%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 18.77%
2 Technology 13.48%
3 Financials 9.55%
4 Industrials 8.32%
5 Real Estate 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
26
Becton Dickinson
BDX
$48.8B
$20.2M 0.56%
82,000
-30,750
-27% -$7.59M
LOTZ
27
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$19.7M 0.55%
+1,975,000
New +$19.4M
CHR icon
28
Cheer Holding
CHR
$3.43M
$19.6M 0.55%
+1,286
New +$19.5M
CHPT icon
29
ChargePoint
CHPT
$152M
$18.8M 0.52%
+96,948
New +$18.9M
FISV
30
Fiserv Inc
FISV
$28.9B
$18.6M 0.52%
180,000
-40,000
-18% -$4.08M
VIAB
31
DELISTED
Viacom Inc. Class B
VIAB
$17.4M 0.49%
+726,145
New +$20.3M
PAYA
32
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$17M 0.47%
+1,690,000
New +$16.8M
DBX icon
33
Dropbox
DBX
$8.06B
$16.8M 0.47%
834,432
+334,432
+67% +$7.13M
XLF icon
34
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$16.8M 0.47%
600,000
+50,000
+9% +$1.38M
RWGE
35
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
$16.3M 0.45%
+1,576,036
New +$16.2M
TRIT
36
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$16.1M 0.45%
+1,646,595
New +$16.1M
BTRS
37
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$16M 0.44%
+1,630,000
New +$16M
TSLA icon
38
Tesla
TSLA
$1.26T
$15.7M 0.44%
975,000
– –
MVST icon
39
Microvast
MVST
$261M
$15.5M 0.43%
+1,580,000
New +$15.6M
VZ icon
40
Verizon
VZ
$195B
$15.1M 0.42%
250,000
-300,000
-55% -$17.3M
STNL
41
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$14.6M 0.41%
+1,425,000
New +$14.6M
QSR icon
42
Restaurant Brands International
QSR
$25.3B
$14.2M 0.4%
200,000
-380,000
-66% -$28M
ATCX
43
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
$14M 0.39%
+1,388,720
New +$13.9M
DMS
44
DELISTED
Digital Media Solutions, Inc.
DMS
$13.1M 0.36%
+85,355
New +$13.1M
RPM icon
45
RPM International
RPM
$14.8B
$13.1M 0.36%
190,000
-240,000
-56% -$15.9M
SPCE icon
46
Virgin Galactic
SPCE
$377M
$13M 0.36%
+60,899
New +$12.7M
CRC
47
PUT
DELISTED
California Resources Corporation
CRC
$12.8M 0.36%
3,377,700
+1,922,700
+132% +$24.7M
GSKY
48
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$12.6M 0.35%
1,847,083
+1,377,589
+293% +$12.3M
ULTA icon
49
Ulta Beauty
ULTA
$23.2B
$12.5M 0.35%
+50,000
New +$15.3M
ELAN icon
50
Elanco Animal Health
ELAN
$12.1B
$12.5M 0.35%
+470,000
New +$14.1M
1
2
3 4 5

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $2.47B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.