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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$1.72B
Cap. Flow %
-62.08%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.5 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.5 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA icon
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.1%
2 Technology 17.58%
3 Miscellaneous 16.82%
4 Financials 7.82%
5 Industrials 6.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PACB icon
26
Pacific Biosciences
PACB
$724M
$22.2M 0.8%
+2,996,814
New +$19M
2018 Q4
0 quarters
BCO icon
27
Brink's
BCO
$4.26B
$20.7M 0.75%
+320,000
New +$21.1M
2018 Q4
0 quarters
XLV icon
28
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$19.9M 0.72%
230,000
-110,000
-32% -$9.96M
2018 Q2
2 quarters
XLF icon
29
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
$19.1M 0.69%
800,000
-525,000
-40% -$13.6M
2018 Q1
3 quarters
WEX icon
30
WEX
WEX
$5.88B
$18.2M 0.66%
+130,000
New +$21.4M
2018 Q4
0 quarters
GOOS icon
31
Canada Goose Holdings
GOOS
$773M
$18.1M 0.65%
+415,000
New +$23.1M
2018 Q4
0 quarters
SMH icon
32
VanEck Semiconductor ETF
SMH
$74B
$17.5M 0.63%
+400,000
New +$18.8M
2018 Q4
0 quarters
AMZN icon
33
Amazon
AMZN
$2.83T
$17M 0.61%
226,800
+66,780
+42% +$5.55M
2015 Q1
15 quarters
VZ icon
34
Verizon
VZ
$173B
$17M 0.61%
301,700
-168,300
-36% -$9.55M
2017 Q4
4 quarters
CDK
35
DELISTED
CDK Global, Inc.
CDK
$16.8M 0.6%
350,000
-50,000
-13% -$2.64M
2014 Q4
16 quarters
DBI icon
36
Designer Brands
DBI
$291M
$16.1M 0.58%
650,000
+300,000
+86% +$8.05M
2018 Q3
1 quarter
BPYU
37
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$15.2M 0.55%
944,666
– –
2018 Q3
1 quarter
NEWR
38
DELISTED
New Relic, Inc.
NEWR
$14.8M 0.53%
+182,500
New +$15.4M
2018 Q4
0 quarters
BKNG icon
39
Booking.com
BKNG
$120B
$14.6M 0.53%
+212,500
New +$15.6M
2018 Q4
0 quarters
CRM icon
40
Salesforce
CRM
$189B
$12.3M 0.44%
90,000
+38,311
+74% +$5.27M
2014 Q2
18 quarters
PRKS icon
41
United Parks & Resorts
PRKS
$1.48B
$12.2M 0.44%
550,000
+50,000
+10% +$1.34M
2018 Q2
2 quarters
MSFT icon
42
Microsoft
MSFT
$3.97T
$12.1M 0.44%
+119,143
New +$12.8M
2018 Q4
0 quarters
W icon
43
Wayfair
W
$14.5B
$11.5M 0.41%
+127,500
New +$13.4M
2018 Q4
0 quarters
BDX icon
44
Becton Dickinson
BDX
$50.1B
$11.3M 0.41%
+51,250
New +$11.9M
2018 Q4
0 quarters
P icon
45
DELISTED
Pandora Media Inc
P
$9.79M 0.35%
+1,209,481
New +$10.4M
2018 Q4
0 quarters
TDC icon
46
Teradata
TDC
$2.84B
$8.82M 0.32%
230,000
-305,910
-57% -$11.2M
2018 Q1
3 quarters
PPLI icon
47
People Inc
PPLI
$3.04B
$8.72M 0.31%
+266,481
New +$8.94M
2018 Q4
0 quarters
TPGH.U
48
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$8.66M 0.31%
831,000
– –
2017 Q2
6 quarters
PANW icon
49
Palo Alto Networks
PANW
$343B
$8.48M 0.31%
+270,000
New +$8.42M
2018 Q4
0 quarters
SWKS icon
50
Skyworks Solutions
SWKS
$11.5B
$7.71M 0.28%
115,000
-115,000
-50% -$8.88M
2018 Q3
1 quarter
1
2
3 4 5

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.72B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.