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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$2.77B
AUM Growth
-$1.58B
Cap. Flow
-$2B
Cap. Flow %
-72%
Top 10 Hldgs %
42.37%
Holding
344
New
73
Increased
57
Reduced
60
Closed
118

Top Buys

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$149M
2
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$81.4M
3
ATHN
Athenahealth, Inc.
ATHN
+$70.2M
4
ESL
Esterline Technologies
ESL
+$52.1M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$51.2M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$427M
2
COL
Rockwell Collins
COL
+$386M
3
ANDV
Andeavor
ANDV
+$358M
4
ESRX
Express Scripts Holding Company
ESRX
+$122M
5
CA
CA, Inc.
CA
+$102M

Sector Composition

Rank Sector Weight
1 Communication Services 28.08%
2 Technology 11.5%
3 Financials 7.82%
4 Industrials 6.62%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACB icon
26
Pacific Biosciences
PACB
$363M
$22.2M 0.8%
+2,996,814
New +$19M
BCO icon
27
Brink's
BCO
$4.65B
$20.7M 0.75%
+320,000
New +$21.1M
XLV icon
28
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$19.9M 0.72%
230,000
-110,000
-32% -$9.96M
XLF icon
29
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$19.1M 0.69%
800,000
-525,000
-40% -$13.6M
WEX icon
30
WEX
WEX
$6.46B
$18.2M 0.66%
+130,000
New +$21.4M
GOOS
31
Canada Goose Holdings
GOOS
$837M
$18.1M 0.65%
+415,000
New +$23.1M
SMH icon
32
VanEck Semiconductor ETF
SMH
$71.8B
$17.5M 0.63%
+400,000
New +$18.8M
AMZN icon
33
Amazon
AMZN
$2.94T
$17M 0.61%
226,800
+66,780
+42% +$5.55M
VZ icon
34
Verizon
VZ
$195B
$17M 0.61%
301,700
-168,300
-36% -$9.55M
CDK
35
DELISTED
CDK Global, Inc.
CDK
$16.8M 0.6%
350,000
-50,000
-13% -$2.64M
DBI icon
36
Designer Brands
DBI
$336M
$16.1M 0.58%
650,000
+300,000
+86% +$8.05M
BPYU
37
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$15.2M 0.55%
944,666
– –
NEWR
38
DELISTED
New Relic, Inc.
NEWR
$14.8M 0.53%
+182,500
New +$15.4M
BKNG icon
39
Booking.com
BKNG
$156B
$14.6M 0.53%
+212,500
New +$15.6M
CRM icon
40
Salesforce
CRM
$153B
$12.3M 0.44%
90,000
+38,311
+74% +$5.27M
PRKS icon
41
United Parks & Resorts
PRKS
$2.09B
$12.2M 0.44%
550,000
+50,000
+10% +$1.34M
MSFT icon
42
Microsoft
MSFT
$3.71T
$12.1M 0.44%
+119,143
New +$12.8M
W icon
43
Wayfair
W
$14.3B
$11.5M 0.41%
+127,500
New +$13.4M
BDX icon
44
Becton Dickinson
BDX
$48.8B
$11.3M 0.41%
+51,250
New +$11.9M
P
45
DELISTED
Pandora Media Inc
P
$9.79M 0.35%
+1,209,481
New +$10.4M
TDC icon
46
Teradata
TDC
$2.54B
$8.82M 0.32%
230,000
-305,910
-57% -$11.2M
PPLI
47
People Inc
PPLI
$3.2B
$8.72M 0.31%
+266,481
New +$8.94M
TPGH.U
48
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$8.66M 0.31%
831,000
– –
PANW icon
49
Palo Alto Networks
PANW
$293B
$8.48M 0.31%
+270,000
New +$8.42M
SWKS icon
50
Skyworks Solutions
SWKS
$10.1B
$7.71M 0.28%
115,000
-115,000
-50% -$8.88M
1
2
3 4 5

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SAG
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ACI
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UBS O'Connor's Q4 2018 Portfolio in Review

As of Q4 2018, UBS O'Connor held 344 positions worth $2.77B, down 36% from $4.35B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $2B in Q4 2018, closing 118 positions and reducing 60 holdings. Its most notable exit was Aetna Inc, an estimated $427M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Red Hat Inc worth $165M.

  • UBS O'Connor's largest Q4 2018 buy was Red Hat Inc: 937,711 shares worth $165M.
  • UBS O'Connor added most to Twenty-First Century Fox, Inc. Class A in Q4 2018, an estimated $51.2M increase.
  • UBS O'Connor's biggest Q4 2018 reduction was Dell, cutting an estimated $50.9M.
  • UBS O'Connor fully exited Aetna Inc in Q4 2018, selling an estimated $427M.
  • UBS O'Connor's ten largest holdings make up 42% of its $2.77B portfolio in Q4 2018.
  • UBS O'Connor opened 73 new positions and closed 118 in Q4 2018.
  • UBS O'Connor's portfolio value fell 36% quarter-over-quarter to $2.77B.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.