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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.89%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.35B
AUM Growth
-$639M
Cap. Flow
-$2.02B
Cap. Flow %
-46.48%
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$269M
2
CA
CA, Inc.
CA
+$99.2M
3
PF
Pinnacle Foods, Inc.
PF
+$92.3M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$70.6M
5
DNB
Dun & Bradstreet
DNB
+$44M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$628M
2
XL
XL Group Ltd.
XL
+$371M
3
VR
Validus Hold Ltd
VR
+$144M
4
COL
Rockwell Collins
COL
+$122M
5
RSPP
RSP Permian, Inc.
RSPP
+$57.9M

Sector Composition

Rank Sector Weight
1 Financials 14.75%
2 Communication Services 13.37%
3 Technology 12.03%
4 Energy 9.23%
5 Healthcare 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
26
Apple
AAPL
$4.56T
$33.8M 0.78%
599,776
+302,388
+102% +$15.7M
XLV icon
27
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$32.4M 0.74%
340,000
+40,000
+13% +$3.61M
AHL
28
DELISTED
ASPEN Insurance Holding Limited
AHL
$31.6M 0.73%
+756,539
New +$30.2M
EFX icon
29
Equifax
EFX
$20.7B
$31.3M 0.72%
240,000
+60,000
+33% +$7.82M
RPM icon
30
RPM International
RPM
$14.8B
$31.2M 0.72%
480,000
+344,190
+253% +$22.2M
ADP icon
31
Automatic Data Processing
ADP
$109B
$30.1M 0.69%
200,000
-60,000
-23% -$8.49M
HLF icon
32
Herbalife
HLF
$1.19B
$30M 0.69%
550,000
-50,000
-8% -$2.76M
EA icon
33
Electronic Arts
EA
$27.2M 0.63%
225,958
+101,940
+82% +$13.1M
VZ icon
34
Verizon
VZ
$195B
$25.1M 0.58%
470,000
+120,000
+34% +$6.35M
CDK
35
DELISTED
CDK Global, Inc.
CDK
$25M 0.57%
400,000
– –
QCOM icon
36
Qualcomm
QCOM
$168B
$21.6M 0.5%
300,000
-150,000
-33% -$9.87M
SWKS icon
37
Skyworks Solutions
SWKS
$10.1B
$20.9M 0.48%
+230,000
New +$21.5M
TDC icon
38
Teradata
TDC
$2.54B
$20.2M 0.46%
535,910
+139,561
+35% +$5.63M
BPYU
39
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$19.8M 0.45%
+944,666
New +$19M
DLR icon
40
Digital Realty Trust
DLR
$71.3B
$18M 0.41%
159,800
+148,600
+1,327% +$17.8M
TSLA icon
41
Tesla
TSLA
$1.26T
$16.3M 0.37%
+922,500
New +$19.2M
AMZN icon
42
Amazon
AMZN
$2.94T
$16M 0.37%
160,020
+22,080
+16% +$2.08M
XLU icon
43
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$15.8M 0.36%
600,000
+100,000
+20% +$2.66M
PRKS icon
44
United Parks & Resorts
PRKS
$2.09B
$15.7M 0.36%
500,000
+350,000
+233% +$9.12M
KLXI
45
DELISTED
KLX Inc.
KLXI
$15.7M 0.36%
250,000
-102,740
-29% -$6.33M
CVG
46
DELISTED
Convergys
CVG
$14.9M 0.34%
+628,939
New +$15.5M
BIDU icon
47
Baidu
BIDU
$37.1B
$13.5M 0.31%
59,143
-58,370
-50% -$13.7M
AZUL
48
DELISTED
Azul
AZUL
$13.3M 0.31%
750,000
-1,085,242
-59% -$19.2M
TSM icon
49
TSMC
TSM
$2.17T
$13.2M 0.3%
298,882
+197,999
+196% +$8.2M
ASML icon
50
ASML
ASML
$655B
$12.6M 0.29%
67,174
+44,466
+196% +$8.92M
1
2
3 4 5

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q3 2018 Portfolio in Review

As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 19% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.

  • UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
  • UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
  • UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
  • UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
  • UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.