We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.19B
AUM Growth
-$451M
Cap. Flow
+$179M
Cap. Flow %
3.44%
Top 10 Hldgs %
58.96%
Holding
438
New
147
Increased
36
Reduced
81
Closed
142

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$221M
2
XL
XL Group Ltd.
XL
+$209M
3
NXPI icon
NXP Semiconductors
NXPI
+$194M
4
MON
Monsanto Co
MON
+$116M
5
VR
Validus Hold Ltd
VR
+$114M

Top Sells

Rank Stock Value
1
BDX icon
Becton Dickinson
BDX
+$178M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$167M
3
CPN
Calpine Corporation
CPN
+$132M
4
AKRX
Akorn Inc
AKRX
+$62.4M
5
GM icon
General Motors
GM
+$62.2M

Sector Composition

Rank Sector Weight
1 Technology 18.89%
2 Financials 17.37%
3 Materials 13.46%
4 Communication Services 10.59%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
26
Meta Platforms (Facebook)
META
$1.5T
$19.6M 0.38%
122,813
+89,412
+268% +$16.1M
TMUS icon
27
T-Mobile US
TMUS
$193B
$19.6M 0.38%
320,484
-77,054
-19% -$4.82M
TTD icon
28
Trade Desk
TTD
$8.31B
$19.1M 0.37%
3,853,920
+1,550,200
+67% +$7.94M
ASH icon
29
Ashland
ASH
$3.32B
$18.8M 0.36%
+270,000
New +$19.4M
SHLM
30
DELISTED
Schulman (A.) Inc
SHLM
$18.4M 0.35%
+428,644
New +$17.5M
CSRA
31
DELISTED
CSRA Inc.
CSRA
$17.8M 0.34%
+432,224
New +$15.9M
DIS icon
32
Walt Disney
DIS
$182B
$17.6M 0.34%
175,266
+107,882
+160% +$11.5M
AKRX
33
DELISTED
Akorn Inc
AKRX
$16.5M 0.32%
881,473
-2,300,564
-72% -$62.4M
CAG icon
34
Conagra Brands
CAG
$7.11B
$15.8M 0.3%
427,595
-1,247,997
-74% -$46M
NXTM
35
DELISTED
NxStage Medical Inc.
NXTM
$15.7M 0.3%
633,458
+73,777
+13% +$1.79M
AAPL icon
36
Apple
AAPL
$4.56T
$15.6M 0.3%
372,392
+273,540
+277% +$11.8M
LULU icon
37
lululemon athletica
LULU
$14.2B
$15.6M 0.3%
+175,000
New +$14M
KHC icon
38
Kraft Heinz
KHC
$29.6B
$15.4M 0.3%
246,921
-313,079
-56% -$22.4M
CSX icon
39
CSX Corp
CSX
$93.9B
$14.8M 0.28%
+795,000
New +$14.9M
TFCFA
40
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$14.8M 0.28%
402,078
+244,941
+156% +$9.04M
NTAP icon
41
NetApp
NTAP
$37.6B
$14.4M 0.28%
233,880
+228,971
+4,664% +$14M
W icon
42
Wayfair
W
$14.3B
$12.6M 0.24%
+185,973
New +$15.6M
AIG icon
43
American International
AIG
$42.4B
$12.5M 0.24%
+230,000
New +$13.6M
ALL icon
44
Allstate
ALL
$70.8B
$12.3M 0.24%
+130,000
New +$12.6M
HON icon
45
Honeywell
HON
$76.3B
$11.9M 0.23%
91,109
-53,936
-37% -$7.46M
BABA icon
46
Alibaba
BABA
$304B
$11.8M 0.23%
64,258
+31,223
+95% +$5.88M
GS icon
47
Goldman Sachs
GS
$301B
$11.3M 0.22%
+45,000
New +$11.7M
MTB icon
48
M&T Bank
MTB
$36.1B
$11.1M 0.21%
60,000
+7,817
+15% +$1.46M
CCK icon
49
Crown Holdings
CCK
$13.2B
$9.83M 0.19%
193,701
-20,780
-10% -$1.11M
TVPT
50
DELISTED
Travelport Worldwide Limited
TVPT
$9.8M 0.19%
600,000
-300,000
-33% -$4.15M
1
2
3 4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2018 Portfolio in Review

As of Q1 2018, UBS O'Connor held 438 positions worth $5.19B, down 8% from $5.64B the previous quarter. Its ten largest holdings account for 59% of the portfolio.

UBS O'Connor deployed $179M of net new capital in Q1 2018, opening 147 new positions and adding to 36 existing holdings. Its largest new stake was XL Group Ltd.: 4,767,914 shares worth $263M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Akorn Inc, an estimated $62.4M trimmed.

  • UBS O'Connor's largest Q1 2018 buy was XL Group Ltd.: 4,767,914 shares worth $263M.
  • UBS O'Connor added most to Aetna Inc in Q1 2018, an estimated $221M increase.
  • UBS O'Connor's biggest Q1 2018 reduction was Akorn Inc, cutting an estimated $62.4M.
  • UBS O'Connor fully exited Becton Dickinson in Q1 2018, selling an estimated $178M.
  • UBS O'Connor's ten largest holdings make up 59% of its $5.19B portfolio in Q1 2018.
  • UBS O'Connor opened 147 new positions and closed 142 in Q1 2018.
  • UBS O'Connor's portfolio value fell 8% quarter-over-quarter to $5.19B.

Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.