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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALR
26
DELISTED
Alere Inc
ALR
$39.2M 0.76%
1,005,702
+72,641
+8% +$2.94M
GLPI icon
27
Gaming and Leisure Properties
GLPI
$12.8B
$39.1M 0.76%
1,278,172
+312,953
+32% +$9.79M
K
28
DELISTED
Kellanova
K
$37.5M 0.72%
541,666
-77,751
-13% -$5.41M
AAPL icon
29
Apple
AAPL
$4.56T
$36.8M 0.71%
1,271,900
-127,288
-9% -$3.61M
GM icon
30
General Motors
GM
$76.3B
$36.8M 0.71%
1,056,085
-727,584
-41% -$24.5M
ESRX
31
DELISTED
Express Scripts Holding Company
ESRX
$36.3M 0.7%
528,044
-221,956
-30% -$15.9M
BEAV
32
DELISTED
B/E Aerospace Inc
BEAV
$33.2M 0.64%
+551,546
New +$31.8M
SE
33
DELISTED
Spectra Energy Corp Wi
SE
$32.3M 0.62%
786,541
+284,941
+57% +$11.8M
ENR icon
34
Energizer
ENR
$1.48B
$32.2M 0.62%
720,725
+140,725
+24% +$6.42M
JCI icon
35
Johnson Controls International
JCI
$93.6B
$31.9M 0.62%
775,079
-55,188
-7% -$2.42M
BKLN icon
36
Invesco Senior Loan ETF
BKLN
$6.81B
$31.3M 0.61%
+1,342,000
New +$31.1M
CRM icon
37
Salesforce
CRM
$153B
$31M 0.6%
453,124
+340,624
+303% +$24.7M
RTX icon
38
RTX Corp
RTX
$301B
$31M 0.6%
449,137
+103,232
+30% +$6.84M
SWK icon
39
Stanley Black & Decker
SWK
$15.3B
$30.6M 0.59%
266,392
+234,524
+736% +$27.9M
DISH
40
DELISTED
DISH Network Corp.
DISH
$30.1M 0.58%
519,581
+104,122
+25% +$5.95M
CPE
41
DELISTED
Callon Petroleum Company
CPE
$29.6M 0.57%
192,307
+143,832
+297% +$22M
DHR icon
42
Danaher
DHR
$141B
$28.1M 0.54%
406,512
-347,680
-46% -$24.1M
JOY
43
DELISTED
Joy Global Inc
JOY
$28M 0.54%
999,783
+199,783
+25% +$5.59M
TMH
44
DELISTED
Team Health Holdings Inc
TMH
$27.8M 0.54%
+638,689
New +$26.4M
CMPR icon
45
Cimpress
CMPR
$2.34B
$27.7M 0.53%
302,411
-171,071
-36% -$15.5M
DD icon
46
DuPont de Nemours
DD
$19.5B
$27.1M 0.52%
+187,193
New +$26.1M
RHT
47
DELISTED
Red Hat Inc
RHT
$26M 0.5%
373,296
+102,973
+38% +$7.95M
HBI
48
DELISTED
Hanesbrands
HBI
$25.6M 0.5%
1,189,130
+539,130
+83% +$12.9M
CCK icon
49
Crown Holdings
CCK
$13.2B
$25.5M 0.49%
484,751
-196,299
-29% -$10.6M
BOX icon
50
Box
BOX
$4.41B
$25.2M 0.49%
1,820,399
+91,259
+5% +$1.35M
1
2
3 4 5

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.