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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$1.42B
Cap. Flow %
-27.47%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.3 quarters
Top 20 Avg Time Held Equity + Options
1.9 quarters
Avg Time Held Equity only
2.5 quarters
Top 10 Avg Time Held Equity only
0.3 quarters
Top 20 Avg Time Held Equity only
1.9 quarters

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR icon
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 18.01%
2 Consumer Discretionary 13.1%
3 Industrials 12.06%
4 Communication Services 10.13%
5 Technology 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ALR
26
DELISTED
Alere Inc
ALR
$39.2M 0.76%
1,005,702
+72,641
+8% +$2.94M
2016 Q1
3 quarters
GLPI icon
27
Gaming and Leisure Properties
GLPI
$11.1B
$39.1M 0.76%
1,278,172
+312,953
+32% +$9.79M
2016 Q2
2 quarters
K icon
28
DELISTED
Kellanova
K
$37.5M 0.72%
541,666
-77,751
-13% -$5.41M
2015 Q2
6 quarters
AAPL icon
29
Apple
AAPL
$4.91T
$36.8M 0.71%
1,271,900
-127,288
-9% -$3.61M
2014 Q1
11 quarters
GM icon
30
General Motors
GM
$72.6B
$36.8M 0.71%
1,056,085
-727,584
-41% -$24.5M
2013 Q4
12 quarters
ESRX
31
DELISTED
Express Scripts Holding Company
ESRX
$36.3M 0.7%
528,044
-221,956
-30% -$15.9M
2016 Q1
3 quarters
BEAV
32
DELISTED
B/E Aerospace Inc
BEAV
$33.2M 0.64%
+551,546
New +$31.8M
2016 Q4
0 quarters
SE icon
33
DELISTED
Spectra Energy Corp Wi
SE
$32.3M 0.62%
786,541
+284,941
+57% +$11.8M
2016 Q3
1 quarter
ENR icon
34
Energizer
ENR
$1.46B
$32.2M 0.62%
720,725
+140,725
+24% +$6.42M
2015 Q3
5 quarters
JCI icon
35
Johnson Controls International
JCI
$95.4B
$31.9M 0.62%
775,079
-55,188
-7% -$2.42M
2015 Q1
7 quarters
BKLN icon
36
Invesco Senior Loan ETF
BKLN
$6.48B
$31.3M 0.61%
+1,342,000
New +$31.1M
2016 Q4
0 quarters
CRM icon
37
Salesforce
CRM
$189B
$31M 0.6%
453,124
+340,624
+303% +$24.7M
2014 Q2
10 quarters
RTX icon
38
RTX Corp
RTX
$251B
$31M 0.6%
449,137
+103,232
+30% +$6.84M
2016 Q1
3 quarters
SWK icon
39
Stanley Black & Decker
SWK
$13.4B
$30.6M 0.59%
266,392
+234,524
+736% +$27.9M
2016 Q1
3 quarters
DISH
40
DELISTED
DISH Network Corp.
DISH
$30.1M 0.58%
519,581
+104,122
+25% +$5.95M
2016 Q3
1 quarter
CPE
41
DELISTED
Callon Petroleum Company
CPE
$29.6M 0.57%
192,307
+143,832
+297% +$22M
2015 Q1
7 quarters
DHR icon
42
Danaher
DHR
$155B
$28.1M 0.54%
406,512
-347,680
-46% -$24.1M
2016 Q1
3 quarters
JOY
43
DELISTED
Joy Global Inc
JOY
$28M 0.54%
999,783
+199,783
+25% +$5.59M
2016 Q3
1 quarter
TMH icon
44
DELISTED
Team Health Holdings Inc
TMH
$27.8M 0.54%
+638,689
New +$26.4M
2016 Q4
0 quarters
CMPR icon
45
Cimpress
CMPR
$1.81B
$27.7M 0.53%
302,411
-171,071
-36% -$15.5M
2014 Q2
10 quarters
DD icon
46
DuPont de Nemours
DD
$17.6B
$27.1M 0.52%
+187,193
New +$26.1M
2016 Q4
0 quarters
RHT
47
DELISTED
Red Hat Inc
RHT
$26M 0.5%
373,296
+102,973
+38% +$7.95M
2015 Q3
5 quarters
HBI icon
48
DELISTED
Hanesbrands
HBI
$25.6M 0.5%
1,189,130
+539,130
+83% +$12.9M
2014 Q4
8 quarters
CCK icon
49
Crown Holdings
CCK
$11.8B
$25.5M 0.49%
484,751
-196,299
-29% -$10.6M
2015 Q3
5 quarters
BOX icon
50
Box
BOX
$4.99B
$25.2M 0.49%
1,820,399
+91,259
+5% +$1.35M
2015 Q1
7 quarters
1
2
3 4 5

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CGL
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JCM
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UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $1.42B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.