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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRX
26
DELISTED
Express Scripts Holding Company
ESRX
$52.9M 0.79%
750,000
+153,519
+26% +$11.5M
DHR icon
27
Danaher
DHR
$141B
$52.4M 0.78%
754,192
-336,164
-31% -$23.8M
CMPR icon
28
Cimpress
CMPR
$2.34B
$47.9M 0.71%
473,482
-52,149
-10% -$5.09M
SCHW
29
Charles Schwab
SCHW
$187B
$47.4M 0.7%
1,500,000
-825,638
-36% -$24.2M
K
30
DELISTED
Kellanova
K
$45.1M 0.67%
619,417
-365,708
-37% -$28M
MEG
31
DELISTED
Media General, Inc
MEG
$45M 0.67%
2,439,370
+441,860
+22% +$7.83M
BBY icon
32
Best Buy
BBY
$16.9B
$44.7M 0.67%
1,171,609
-191,778
-14% -$6.73M
TCOM icon
33
Trip.com Group
TCOM
$29.1B
$44.1M 0.66%
947,919
+782,919
+474% +$34.9M
ALR
34
DELISTED
Alere Inc
ALR
$40.3M 0.6%
933,061
+114,759
+14% +$4.68M
AAPL icon
35
Apple
AAPL
$4.56T
$39.5M 0.59%
1,399,188
+467,580
+50% +$12.4M
CCK icon
36
Crown Holdings
CCK
$13.2B
$38.9M 0.58%
681,050
+92,202
+16% +$4.94M
JCI icon
37
Johnson Controls International
JCI
$93.6B
$38.6M 0.57%
830,267
-468,812
-36% -$21.7M
META icon
38
Meta Platforms (Facebook)
META
$1.5T
$37.4M 0.56%
+291,374
New +$36.2M
KHC icon
39
Kraft Heinz
KHC
$29.6B
$37.2M 0.55%
415,634
+100,634
+32% +$8.9M
MCD icon
40
McDonald's
MCD
$196B
$36M 0.54%
+311,913
New +$37M
ITC
41
DELISTED
ITC HOLDINGS CORP
ITC
$34.5M 0.51%
742,912
+178,411
+32% +$8.26M
HD icon
42
Home Depot
HD
$349B
$34.1M 0.51%
265,300
+115,300
+77% +$15.4M
WRK
43
DELISTED
WestRock Company
WRK
$33.9M 0.5%
700,251
-415,908
-37% -$18.6M
GLPI icon
44
Gaming and Leisure Properties
GLPI
$12.8B
$32.3M 0.48%
965,219
+4,882
+0.5% +$169K
QVCGA
45
DELISTED
QVC Group Inc Series A
QVCGA
$31.1M 0.46%
+32,028
New +$35.3M
KMB icon
46
Kimberly-Clark
KMB
$36.1B
$31.1M 0.46%
246,322
+76,322
+45% +$9.87M
GTN icon
47
Gray Television
GTN
$440M
$30.2M 0.45%
2,910,861
+2,546,804
+700% +$27.7M
FLTX
48
DELISTED
Fleetmatics Group PLC
FLTX
$30M 0.45%
+500,000
New +$27.3M
WLK icon
49
Westlake Corp
WLK
$9.93B
$29M 0.43%
541,656
-54,826
-9% -$2.64M
ENR icon
50
Energizer
ENR
$1.48B
$29M 0.43%
580,000
+100,000
+21% +$4.91M
1
2
3 4 5

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.