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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ESRX
26
DELISTED
Express Scripts Holding Company
ESRX
$52.9M 0.79%
750,000
+153,519
+26% +$11.5M
2016 Q1
2 quarters
DHR icon
27
Danaher
DHR
$155B
$52.4M 0.78%
754,192
-336,164
-31% -$23.8M
2016 Q1
2 quarters
CMPR icon
28
Cimpress
CMPR
$1.81B
$47.9M 0.71%
473,482
-52,149
-10% -$5.09M
2014 Q2
9 quarters
SCHW icon
29
Charles Schwab
SCHW
$167B
$47.4M 0.7%
1,500,000
-825,638
-36% -$24.2M
2013 Q2
13 quarters
K icon
30
DELISTED
Kellanova
K
$45.1M 0.67%
619,417
-365,708
-37% -$28M
2015 Q2
5 quarters
MEG icon
31
DELISTED
Media General, Inc
MEG
$45M 0.67%
2,439,370
+441,860
+22% +$7.83M
2016 Q1
2 quarters
BBY icon
32
Best Buy
BBY
$18.2B
$44.7M 0.67%
1,171,609
-191,778
-14% -$6.73M
2015 Q1
6 quarters
TCOM icon
33
Trip.com Group
TCOM
$24.5B
$44.1M 0.66%
947,919
+782,919
+474% +$34.9M
2015 Q4
3 quarters
ALR
34
DELISTED
Alere Inc
ALR
$40.3M 0.6%
933,061
+114,759
+14% +$4.68M
2016 Q1
2 quarters
AAPL icon
35
Apple
AAPL
$4.91T
$39.5M 0.59%
1,399,188
+467,580
+50% +$12.4M
2014 Q1
10 quarters
CCK icon
36
Crown Holdings
CCK
$11.8B
$38.9M 0.58%
681,050
+92,202
+16% +$4.94M
2015 Q3
4 quarters
JCI icon
37
Johnson Controls International
JCI
$95.4B
$38.6M 0.57%
830,267
-468,812
-36% -$21.7M
2015 Q1
6 quarters
META icon
38
Meta Platforms (Facebook)
META
$1.83T
$37.4M 0.56%
+291,374
New +$36.2M
2016 Q3
0 quarters
KHC icon
39
The Kraft Heinz Company
KHC
$26.4B
$37.2M 0.55%
415,634
+100,634
+32% +$8.9M
2016 Q2
1 quarter
MCD icon
40
McDonald's
MCD
$166B
$36M 0.54%
+311,913
New +$37M
2016 Q3
0 quarters
ITC
41
DELISTED
ITC HOLDINGS CORP
ITC
$34.5M 0.51%
742,912
+178,411
+32% +$8.26M
2016 Q1
2 quarters
HD icon
42
Home Depot
HD
$290B
$34.1M 0.51%
265,300
+115,300
+77% +$15.4M
2016 Q2
1 quarter
WRK icon
43
DELISTED
WestRock Company
WRK
$33.9M 0.5%
700,251
-415,908
-37% -$18.6M
2015 Q3
4 quarters
GLPI icon
44
Gaming and Leisure Properties
GLPI
$11.1B
$32.3M 0.48%
965,219
+4,882
+0.5% +$169K
2016 Q2
1 quarter
QVCGA
45
DELISTED
QVC Group Inc Series A
QVCGA
$31.1M 0.46%
+32,028
New +$35.3M
2016 Q3
0 quarters
KMB icon
46
Kimberly-Clark
KMB
$32.5B
$31.1M 0.46%
246,322
+76,322
+45% +$9.87M
2015 Q1
6 quarters
GTN icon
47
Gray Television
GTN
$468M
$30.2M 0.45%
2,910,861
+2,546,804
+700% +$27.7M
2016 Q2
1 quarter
FLTX
48
DELISTED
Fleetmatics Group PLC
FLTX
$30M 0.45%
+500,000
New +$27.3M
2016 Q3
0 quarters
WLK icon
49
Westlake Corp
WLK
$7.96B
$29M 0.43%
541,656
-54,826
-9% -$2.64M
2015 Q1
6 quarters
ENR icon
50
Energizer
ENR
$1.46B
$29M 0.43%
580,000
+100,000
+21% +$4.91M
2015 Q3
4 quarters
1
2
3 4 5

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ACI
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RC
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A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.