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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CMPR icon
26
Cimpress
CMPR
$1.81B
$44.2M 0.76%
807,203
+57,155
+8% +$2.61M
2014 Q2
1 quarter
HRI icon
27
Herc Holdings
HRI
$4.13B
$42.3M 0.73%
555,505
-96,871
-15% -$8.28M
2013 Q2
5 quarters
CPRI icon
28
Capri Holdings
CPRI
$1.7B
$42.3M 0.73%
+592,515
New +$47.6M
2014 Q3
0 quarters
BFH icon
29
Bread Financial
BFH
$3.86B
$41.1M 0.71%
207,354
+144,704
+231% +$30.4M
2014 Q2
1 quarter
SHPG
30
DELISTED
Shire pic
SHPG
$40.7M 0.7%
+157,001
New +$39M
2014 Q3
0 quarters
TSNU
31
DELISTED
Tyson Foods, Inc.
TSNU
$40.1M 0.69%
+795,500
New +$39.2M
2014 Q3
0 quarters
HON icon
32
Honeywell
HON
$65.8B
$39.8M 0.69%
+475,849
New +$40.4M
2014 Q3
0 quarters
CPWR
33
DELISTED
COMPUWARE CORP
CPWR
$38.8M 0.67%
3,810,434
+3,550,184
+1,364% +$33.4M
2014 Q1
2 quarters
DAR icon
34
Darling Ingredients
DAR
$9.51B
$38.6M 0.67%
2,108,448
+292,262
+16% +$5.65M
2013 Q4
3 quarters
D icon
35
Dominion Energy
D
$54.2B
$37.7M 0.65%
+545,700
New +$37.7M
2014 Q3
0 quarters
FDO
36
DELISTED
FAMILY DOLLAR STORES
FDO
$37M 0.64%
+478,754
New +$35.3M
2014 Q3
0 quarters
TWTC
37
DELISTED
TW TELECOM INC CL A COM
TWTC
$36.7M 0.63%
+880,917
New +$35.8M
2014 Q3
0 quarters
TIBX
38
DELISTED
TIBCO SOFTWARE INC
TIBX
$35.2M 0.61%
+1,489,460
New +$30.5M
2014 Q3
0 quarters
HCBK
39
DELISTED
HUDSON CITY BANCORP INC
HCBK
$35.1M 0.61%
3,610,200
+525,000
+17% +$5.16M
2013 Q3
4 quarters
UI icon
40
Ubiquiti
UI
$39.8B
$34.8M 0.6%
928,518
+131,485
+16% +$5.58M
2014 Q2
1 quarter
BHP icon
41
BHP
BHP
$220B
$34M 0.59%
683,167
+254,987
+60% +$14.8M
2013 Q3
4 quarters
GME icon
42
GameStop
GME
$13.4B
$33.8M 0.58%
3,279,256
+756,212
+30% +$8.04M
2013 Q2
5 quarters
LO
43
DELISTED
LORILLARD INC COM STK
LO
$33M 0.57%
+550,000
New +$33.3M
2014 Q3
0 quarters
MDLZ icon
44
Mondelez International
MDLZ
$77.1B
$32.8M 0.57%
956,235
+3,261
+0.3% +$119K
2014 Q2
1 quarter
EPC icon
45
Edgewell Personal Care
EPC
$1.28B
$31.7M 0.55%
+347,444
New +$31.1M
2014 Q3
0 quarters
CSX icon
46
CSX Corp
CSX
$87.5B
$31M 0.54%
2,904,342
-17,046
-0.6% -$176K
2013 Q4
3 quarters
AAL icon
47
American Airlines Group
AAL
$8.45B
$30M 0.52%
846,801
-353,199
-29% -$13.9M
2013 Q4
3 quarters
WCC icon
48
WESCO International
WCC
$17.8B
$28.4M 0.49%
+362,692
New +$30M
2014 Q3
0 quarters
CTXS
49
DELISTED
Citrix Systems Inc
CTXS
$28.2M 0.49%
496,463
-40,715
-8% -$2.21M
2014 Q1
2 quarters
DHR icon
50
Danaher
DHR
$155B
$27.8M 0.48%
544,918
+69,887
+15% +$3.59M
2014 Q1
2 quarters
1
2
3 4 5

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ACI
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RC
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A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.