We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMPR icon
26
Cimpress
CMPR
$2.34B
$44.2M 0.76%
807,203
+57,155
+8% +$2.61M
HRI icon
27
Herc Holdings
HRI
$5.62B
$42.3M 0.73%
555,505
-96,871
-15% -$8.28M
CPRI icon
28
Capri Holdings
CPRI
$1.72B
$42.3M 0.73%
+592,515
New +$47.6M
BFH icon
29
Bread Financial
BFH
$4.44B
$41.1M 0.71%
207,354
+144,704
+231% +$30.4M
SHPG
30
DELISTED
Shire pic
SHPG
$40.7M 0.7%
+157,001
New +$39M
TSNU
31
DELISTED
Tyson Foods, Inc.
TSNU
$40.1M 0.69%
+795,500
New +$39.2M
HON icon
32
Honeywell
HON
$76.3B
$39.8M 0.69%
+475,849
New +$40.4M
CPWR
33
DELISTED
COMPUWARE CORP
CPWR
$38.8M 0.67%
3,810,434
+3,550,184
+1,364% +$33.4M
DAR icon
34
Darling Ingredients
DAR
$9.62B
$38.6M 0.67%
2,108,448
+292,262
+16% +$5.65M
D icon
35
Dominion Energy
D
$58.8B
$37.7M 0.65%
+545,700
New +$37.7M
FDO
36
DELISTED
FAMILY DOLLAR STORES
FDO
$37M 0.64%
+478,754
New +$35.3M
TWTC
37
DELISTED
TW TELECOM INC CL A COM
TWTC
$36.7M 0.63%
+880,917
New +$35.8M
TIBX
38
DELISTED
TIBCO SOFTWARE INC
TIBX
$35.2M 0.61%
+1,489,460
New +$30.5M
HCBK
39
DELISTED
HUDSON CITY BANCORP INC
HCBK
$35.1M 0.61%
3,610,200
+525,000
+17% +$5.16M
UI icon
40
Ubiquiti
UI
$34.3B
$34.8M 0.6%
928,518
+131,485
+16% +$5.58M
BHP icon
41
BHP
BHP
$223B
$34M 0.59%
683,167
+254,987
+60% +$14.8M
GME icon
42
GameStop
GME
$8.63B
$33.8M 0.58%
3,279,256
+756,212
+30% +$8.04M
LO
43
DELISTED
LORILLARD INC COM STK
LO
$33M 0.57%
+550,000
New +$33.3M
MDLZ icon
44
Mondelez International
MDLZ
$80.1B
$32.8M 0.57%
956,235
+3,261
+0.3% +$119K
EPC icon
45
Edgewell Personal Care
EPC
$1.3B
$31.7M 0.55%
+347,444
New +$31.1M
CSX icon
46
CSX Corp
CSX
$93.9B
$31M 0.54%
2,904,342
-17,046
-0.6% -$176K
AAL icon
47
American Airlines Group
AAL
$10.6B
$30M 0.52%
846,801
-353,199
-29% -$13.9M
WCC
48
WESCO International
WCC
$18.1B
$28.4M 0.49%
+362,692
New +$30M
CTXS
49
DELISTED
Citrix Systems Inc
CTXS
$28.2M 0.49%
496,463
-40,715
-8% -$2.21M
DHR icon
50
Danaher
DHR
$141B
$27.8M 0.48%
544,918
+69,887
+15% +$3.59M
1
2
3 4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.