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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.07%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.05B
AUM Growth
+$503M
Cap. Flow
+$454M
Cap. Flow %
11.2%
Top 10 Hldgs %
55.84%
Holding
654
New
120
Increased
131
Reduced
191
Closed
155

Top Buys

Rank Stock Value
1
K
Kellanova
K
+$269M
2
SRCL
Stericycle Inc
SRCL
+$141M
3
MRO
Marathon Oil Corporation
MRO
+$108M
4
CHX
ChampionX
CHX
+$103M
5
SPR
Spirit AeroSystems
SPR
+$95.3M

Top Sells

Rank Stock Value
1
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$149M
2
CERE
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
+$81.8M
3
SWN
Southwestern Energy Company
SWN
+$56.7M
4
UNP icon
Union Pacific
UNP
+$24.2M
5
X
US Steel
X
+$20.2M

Sector Composition

Rank Sector Weight
1 Energy 20.91%
2 Technology 19.62%
3 Healthcare 14.36%
4 Industrials 11.13%
5 Consumer Staples 9.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANAB icon
451
CALL
AnaptysBio
ANAB
$1.68B
$11K ﹤0.01%
+10,000
New +$342K
CCOI icon
452
PUT
Cogent Communications
CCOI
$494M
$10.8K ﹤0.01%
17,300
– –
BCYC
453
CALL
Bicycle Therapeutics
BCYC
$290M
$10.5K ﹤0.01%
+20,000
New +$461K
GPK icon
454
PUT
Graphic Packaging
GPK
$3.58B
$10K ﹤0.01%
30,800
– –
SBXC.WS
455
DELISTED
SilverBox Corp III Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SBXC.WS
$9.75K ﹤0.01%
88,226
-2,850
-3% -$369
AM icon
456
PUT
Antero Midstream
AM
$10.2B
$9.58K ﹤0.01%
95,800
– –
BNAIW
457
Brand Engagement Network Warrant
BNAIW
$1.85M
$9.07K ﹤0.01%
150,251
-3,316
-2% -$259
REPL icon
458
CALL
Replimune Group
REPL
$1.03B
$9K ﹤0.01%
+30,000
New +$305K
CSLMW
459
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$8.04K ﹤0.01%
67,295
-1,486
-2% -$190
AENTW icon
460
Alliance Entertainment Holding Corp Warrants
AENTW
$4.27M
$7.99K ﹤0.01%
114,255
-2,526
-2% -$127
RENEW
461
DELISTED
Cartesian Growth Corporation II Warrant
RENEW
$7.75K ﹤0.01%
118,982
-3,844
-3% -$314
PLAOW
462
DELISTED
Patria Latin American Opportunity Acquisition Corp. Warrant
PLAOW
$7.14K ﹤0.01%
174,189
-3,844
-2% -$135
APLS
463
CALL
DELISTED
Apellis Pharmaceuticals
APLS
$6.75K ﹤0.01%
27,500
+15,000
+120% +$556K
BSLKW
464
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$6.66K ﹤0.01%
110,914
-3,584
-3% -$349
TGTX icon
465
CALL
TG Therapeutics
TGTX
$7.63B
$6.5K ﹤0.01%
20,000
-50,000
-71% -$1.09M
EPR icon
466
PUT
EPR Properties
EPR
$4.72B
$6.42K ﹤0.01%
25,700
– –
JTAI icon
467
Jet.AI
JTAI
$2.82M
$6.37K ﹤0.01%
+1
New +$10.1K
APXIW
468
DELISTED
APx Acquisition Corp. I Warrant
APXIW
$6.22K ﹤0.01%
89,465
-1,974
-2% -$247
WDC icon
469
PUT
Western Digital
WDC
$149B
$6.09K ﹤0.01%
19,184
– –
SKT icon
470
PUT
Tanger
SKT
$4.52B
$6.05K ﹤0.01%
24,200
– –
IDYA icon
471
CALL
IDEAYA Biosciences
IDYA
$3.51B
$5.63K ﹤0.01%
+15,000
New +$569K
JWSM.WS
472
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$5.49K ﹤0.01%
168,845
-3,736
-2% -$174
MSAIW icon
473
MultiSensor AI Holdings Warrant
MSAIW
$755K
$5.35K ﹤0.01%
142,585
-3,147
-2% -$90
EXEL icon
474
CALL
Exelixis
EXEL
$13.2B
$5.25K ﹤0.01%
30,000
-10,000
-25% -$249K
BRLSW icon
475
Borealis Foods Inc Warrant
BRLSW
$949K
$5.11K ﹤0.01%
70,030
-2,263
-3% -$146
17 18
19
20 21

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q3 2024 Portfolio in Review

As of Q3 2024, UBS O'Connor held 654 positions worth $4.05B, up 14% from $3.55B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

UBS O'Connor deployed $454M of net new capital in Q3 2024, opening 120 new positions and adding to 131 existing holdings. Its largest new stake was Kellanova: 3,778,689 shares worth $305M.

By sector, the portfolio is most concentrated in Energy at 21% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was US Steel, an estimated $20.2M trimmed.

  • UBS O'Connor's largest Q3 2024 buy was Kellanova: 3,778,689 shares worth $305M.
  • UBS O'Connor added most to Stericycle Inc in Q3 2024, an estimated $141M increase.
  • UBS O'Connor's biggest Q3 2024 reduction was US Steel, cutting an estimated $20.2M.
  • UBS O'Connor fully exited Equitrans Midstream Corporation Common Stock in Q3 2024, selling an estimated $149M.
  • UBS O'Connor's ten largest holdings make up 56% of its $4.05B portfolio in Q3 2024.
  • UBS O'Connor opened 120 new positions and closed 155 in Q3 2024.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $4.05B.

Based on UBS O'Connor's 13F filing for Q3 2024, filed 14 Nov 2024.