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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+6.07%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.05B
AUM Growth
+$503M
(+14%)
Cap. Flow
+$330M
Cap. Flow
% of AUM
8.14%
Top 10 Holdings %
Top 10 Hldgs %
55.84%
Holding
654
New
120
Increased
131
Reduced
191
Closed
155
Avg Time Held Equity + Options
4.2
quarters
Top 10 Avg Time Held Equity + Options
1.2
quarters
Top 20 Avg Time Held Equity + Options
1.3
quarters
Avg Time Held Equity only
4.5
quarters
Top 10 Avg Time Held Equity only
1.2
quarters
Top 20 Avg Time Held Equity only
1.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Kellanova
K
|
+$269M |
| 2 |
Stericycle Inc
SRCL
|
+$141M |
| 3 |
Marathon Oil Corporation
MRO
|
+$108M |
| 4 |
ChampionX
CHX
|
+$103M |
| 5 |
Spirit AeroSystems
SPR
|
+$95.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Equitrans Midstream Corporation Common Stock
ETRN
|
+$149M |
| 2 |
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
|
+$81.8M |
| 3 |
Southwestern Energy Company
SWN
|
+$56.7M |
| 4 |
Union Pacific
UNP
|
+$24.2M |
| 5 |
US Steel
X
|
+$20.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 20.91% |
| 2 | Technology | 19.62% |
| 3 | Healthcare | 14.36% |
| 4 | Industrials | 11.13% |
| 5 | Consumer Staples | 9.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
451
CALL
AnaptysBio
ANAB
$1.39B
| $11K | ﹤0.01% |
+10,000
| New | +$342K |
2024 Q3
0 quarters
|
|
452
PUT
Cogent Communications
CCOI
$430M
| $10.8K | ﹤0.01% |
17,300
| – | – |
2024 Q2
1 quarter
|
|
453
CALL
Bicycle Therapeutics
BCYC
$268M
| $10.5K | ﹤0.01% |
+20,000
| New | +$461K |
2024 Q3
0 quarters
|
|
454
PUT
Graphic Packaging
GPK
$2.42B
| $10K | ﹤0.01% |
30,800
| – | – |
2024 Q2
1 quarter
|
|
455
DELISTED
SilverBox Corp III Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SBXC.WS
| $9.75K | ﹤0.01% |
88,226
-2,850
| -3% | -$369 |
2023 Q4
3 quarters
|
|
456
PUT
Antero Midstream
AM
$10B
| $9.58K | ﹤0.01% |
95,800
| – | – |
2024 Q1
2 quarters
|
|
457
Brand Engagement Network Warrant
BNAIW
$888K
| $9.07K | ﹤0.01% |
150,251
-3,316
| -2% | -$259 |
2024 Q1
2 quarters
|
|
458
CALL
Replimune Group
REPL
$1.26B
| $9K | ﹤0.01% |
+30,000
| New | +$305K |
2024 Q3
0 quarters
|
|
459
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
| $8.04K | ﹤0.01% |
67,295
-1,486
| -2% | -$190 |
2023 Q1
6 quarters
|
|
460
Alliance Entertainment Holding Corp Warrants
AENTW
$1.53M
| $7.99K | ﹤0.01% |
114,255
-2,526
| -2% | -$127 |
2023 Q2
5 quarters
|
|
461
DELISTED
Cartesian Growth Corporation II Warrant
RENEW
| $7.75K | ﹤0.01% |
118,982
-3,844
| -3% | -$314 |
2023 Q4
3 quarters
|
|
462
DELISTED
Patria Latin American Opportunity Acquisition Corp. Warrant
PLAOW
| $7.14K | ﹤0.01% |
174,189
-3,844
| -2% | -$135 |
2023 Q4
3 quarters
|
|
463
CALL
DELISTED
Apellis Pharmaceuticals
APLS
| $6.75K | ﹤0.01% |
27,500
+15,000
| +120% | +$556K |
2024 Q2
1 quarter
|
|
|
BSLKW
464
DELISTED
Bolt Projects Holdings Warrant
BSLKW
| $6.66K | ﹤0.01% |
110,914
-3,584
| -3% | -$349 |
2022 Q1
10 quarters
|
|
465
CALL
TG Therapeutics
TGTX
$8.53B
| $6.5K | ﹤0.01% |
20,000
-50,000
| -71% | -$1.09M |
2023 Q4
3 quarters
|
|
466
PUT
EPR Properties
EPR
$4.2B
| $6.42K | ﹤0.01% |
25,700
| – | – |
2024 Q2
1 quarter
|
|
467
Jet.AI
JTAI
$5.34M
| $6.37K | ﹤0.01% |
+1
| New | +$10.1K |
2024 Q3
0 quarters
|
|
468
DELISTED
APx Acquisition Corp. I Warrant
APXIW
| $6.22K | ﹤0.01% |
89,465
-1,974
| -2% | -$247 |
2022 Q1
10 quarters
|
|
469
PUT
Western Digital
WDC
$145B
| $6.09K | ﹤0.01% |
19,184
| – | – |
2023 Q1
6 quarters
|
|
470
PUT
Tanger
SKT
$4.02B
| $6.05K | ﹤0.01% |
24,200
| – | – |
2024 Q2
1 quarter
|
|
471
CALL
IDEAYA Biosciences
IDYA
$3.48B
| $5.63K | ﹤0.01% |
+15,000
| New | +$569K |
2024 Q3
0 quarters
|
|
472
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
| $5.49K | ﹤0.01% |
168,845
-3,736
| -2% | -$174 |
2021 Q2
13 quarters
|
|
473
MultiSensor AI Holdings Warrant
MSAIW
$715K
| $5.35K | ﹤0.01% |
142,585
-3,147
| -2% | -$90 |
2023 Q4
3 quarters
|
|
474
CALL
Exelixis
EXEL
$15.1B
| $5.25K | ﹤0.01% |
30,000
-10,000
| -25% | -$249K |
2024 Q2
1 quarter
|
|
475
Borealis Foods Inc Warrant
BRLSW
$750K
| $5.11K | ﹤0.01% |
70,030
-2,263
| -3% | -$146 |
2024 Q1
2 quarters
|
|
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UBS O'Connor's Q3 2024 Portfolio in Review
As of Q3 2024, UBS O'Connor held 654 positions worth $4.05B, up 14% from $3.55B the previous quarter. Its ten largest holdings account for 56% of the portfolio.
UBS O'Connor deployed $330M of net new capital in Q3 2024, opening 120 new positions and adding to 131 existing holdings. Its largest new stake was Kellanova: 3,778,689 shares worth $305M.
By sector, the portfolio is most concentrated in Energy at 21% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was US Steel, an estimated $20.2M trimmed.
- UBS O'Connor's largest Q3 2024 buy was Kellanova: 3,778,689 shares worth $305M.
- UBS O'Connor added most to Stericycle Inc in Q3 2024, an estimated $141M increase.
- UBS O'Connor's biggest Q3 2024 reduction was US Steel, cutting an estimated $20.2M.
- UBS O'Connor fully exited Equitrans Midstream Corporation Common Stock in Q3 2024, selling an estimated $149M.
- UBS O'Connor's ten largest holdings make up 56% of its $4.05B portfolio in Q3 2024.
- UBS O'Connor opened 120 new positions and closed 155 in Q3 2024.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $4.05B.
Based on UBS O'Connor's 13F filing for Q3 2024, filed 14 Nov 2024.