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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.28%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.49B
AUM Growth
+$308M
Cap. Flow
-$9.33M
Cap. Flow %
-0.27%
Top 10 Hldgs %
56.89%
Holding
645
New
145
Increased
110
Reduced
156
Closed
135

Top Buys

Rank Stock Value
1
JNPR
Juniper Networks
JNPR
+$162M
2
AXNX
Axonics, Inc. Common Stock
AXNX
+$128M
3
ANSS
Ansys
ANSS
+$119M
4
X
US Steel
X
+$104M
5
CTLT
CATALENT, INC.
CTLT
+$93.3M

Top Sells

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$561M
2
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$120M
3
IMGN
Immunogen Inc
IMGN
+$56.8M
4
CPRI icon
Capri Holdings
CPRI
+$44.2M
5
PXD
Pioneer Natural Resource Co.
PXD
+$34M

Sector Composition

Rank Sector Weight
1 Energy 34.28%
2 Technology 15.43%
3 Healthcare 14.7%
4 Industrials 8%
5 Materials 6.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGTX icon
451
CALL
TG Therapeutics
TGTX
$7.58B
$18K ﹤0.01%
120,000
+70,000
+140% +$1.12M
HASI icon
452
PUT
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.89B
$17.5K ﹤0.01%
+100,000
New +$2.5M
KDKRW
453
Kodiak AI Warrants
KDKRW
$17.3K ﹤0.01%
85,383
– –
PLAOW
454
DELISTED
Patria Latin American Opportunity Acquisition Corp. Warrant
PLAOW
$16.9K ﹤0.01%
178,033
– –
H icon
455
PUT
Hyatt Hotels
H
$16.9B
$16.4K ﹤0.01%
16,000
+4,000
+33% +$563K
TPC
456
PUT
Tutor Perini Cor
TPC
$5.03B
$16.4K ﹤0.01%
+93,700
New +$957K
AGIO icon
457
CALL
Agios Pharmaceuticals
AGIO
$1.91B
$16K ﹤0.01%
+40,000
New +$1.07M
USARW
458
DELISTED
USA Rare Earth Inc Warrant
USARW
$15.8K ﹤0.01%
103,486
– –
TVGNW icon
459
Tevogen Inc. Warrant
TVGNW
$899K
$14.6K ﹤0.01%
185,416
– –
NAVI icon
460
PUT
Navient
NAVI
$892M
$14.4K ﹤0.01%
16,500
-21,000
-56% -$354K
APXIW
461
DELISTED
APx Acquisition Corp. I Warrant
APXIW
$14.4K ﹤0.01%
91,439
– –
RENEW
462
DELISTED
Cartesian Growth Corporation II Warrant
RENEW
$13.5K ﹤0.01%
122,826
– –
ATXS
463
PUT
DELISTED
Astria Therapeutics
ATXS
$13.5K ﹤0.01%
+90,000
New +$1.12M
COOLW
464
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$13.2K ﹤0.01%
75,251
– –
SEPAW
465
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$12.2K ﹤0.01%
80,900
– –
WDC icon
466
PUT
Western Digital
WDC
$156B
$12.1K ﹤0.01%
19,184
– –
MNTN.WS
467
DELISTED
Everest Consolidator Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A Common Stock, at an exercise price of $11.50
MNTN.WS
$12K ﹤0.01%
78,716
– –
BRLSW icon
468
Borealis Foods Inc Warrant
BRLSW
$949K
$11.6K ﹤0.01%
+72,293
New +$8.56K
SBXC.WS
469
DELISTED
SilverBox Corp III Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SBXC.WS
$11.4K ﹤0.01%
91,076
– –
PETQ
470
PUT
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
$11.3K ﹤0.01%
+50,000
New +$890K
LCW.WS
471
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
$11.1K ﹤0.01%
231,102
– –
MCAAW
472
DELISTED
Mountain & Co. I Acquisition Corp. Warrant
MCAAW
$11K ﹤0.01%
136,155
– –
UBER icon
473
PUT
Uber
UBER
$144B
$10.9K ﹤0.01%
170,000
– –
JTAIW
474
DELISTED
Jet.AI Inc. Warrant
JTAIW
$10.9K ﹤0.01%
197,427
– –
CRSP icon
475
CALL
CRISPR Therapeutics
CRSP
$4.99B
$10.8K ﹤0.01%
16,000
+1,000
+7% +$71.6K
17 18
19
20 21

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SAG
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ACI
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TCOV
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RC
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A
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CGL
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UBS O'Connor's Q1 2024 Portfolio in Review

As of Q1 2024, UBS O'Connor held 645 positions worth $3.49B, up 9.7% from $3.18B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor's Q1 2024 filing shows 145 new, 110 increased, 156 reduced and 135 closed positions. Its largest new stake was Juniper Networks: 4,428,704 shares worth $164M. The largest sale was Splunk Inc, an estimated $561M.

By sector, the portfolio is most concentrated in Energy at 34% of assets, up from 30% a quarter earlier, followed by Technology and Healthcare.

  • UBS O'Connor's largest Q1 2024 buy was Juniper Networks: 4,428,704 shares worth $164M.
  • UBS O'Connor added most to Axonics, Inc. Common Stock in Q1 2024, an estimated $128M increase.
  • UBS O'Connor's biggest Q1 2024 reduction was Pioneer Natural Resource Co., cutting an estimated $34M.
  • UBS O'Connor fully exited Splunk Inc in Q1 2024, selling an estimated $561M.
  • UBS O'Connor's ten largest holdings make up 57% of its $3.49B portfolio in Q1 2024.
  • UBS O'Connor opened 145 new positions and closed 135 in Q1 2024.
  • UBS O'Connor's portfolio value rose 9.7% quarter-over-quarter to $3.49B.

Based on UBS O'Connor's 13F filing for Q1 2024, filed 15 May 2024.