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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.64B
Cap. Flow %
-83.08%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169

Top Buys

Rank Stock Value
1
PXD
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK
Splunk Inc
SPLK
+$446M
3
HES
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Real Estate 7.26%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JWSM.WS
451
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$6.7K ﹤0.01%
172,581
– –
NAVI icon
452
PUT
Navient
NAVI
$834M
$6.56K ﹤0.01%
37,500
– –
AEON.WS
453
DELISTED
AEON Biopharma Inc
AEON.WS
$6.55K ﹤0.01%
74,997
-33,921
-31% -$2.53K
TVGNW icon
454
Tevogen Inc. Warrant
TVGNW
$856K
$6.49K ﹤0.01%
185,416
-1,177
-0.6% -$48
PLAOW
455
DELISTED
Patria Latin American Opportunity Acquisition Corp. Warrant
PLAOW
$6.48K ﹤0.01%
+178,033
New +$6.61K
ALTUW
456
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$6.22K ﹤0.01%
231,102
– –
APXIW
457
DELISTED
APx Acquisition Corp. I Warrant
APXIW
$5.26K ﹤0.01%
91,439
– –
CVNA icon
458
PUT
Carvana
CVNA
$77.8B
$5K ﹤0.01%
5,000,000
– –
COOLW
459
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$4.9K ﹤0.01%
75,251
-34,036
-31% -$2.57K
MCAAW
460
DELISTED
Mountain & Co. I Acquisition Corp. Warrant
MCAAW
$4.83K ﹤0.01%
136,155
– –
RDZNW icon
461
Roadzen Inc Warrants
RDZNW
$8.64M
$4.71K ﹤0.01%
67,181
-1,600
-2% -$65
XIFR
462
PUT
XPLR Infrastructure LP
XIFR
$1.09B
$4.5K ﹤0.01%
90,000
-50,000
-36% -$1.27M
SLACW
463
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$4.32K ﹤0.01%
128,141
– –
OPTXW icon
464
Syntec Optics Holdings Warrant
OPTXW
$20.5M
$4.15K ﹤0.01%
33,069
-14,863
-31% -$979
STWD icon
465
PUT
Starwood Property Trust
STWD
$6B
$4.15K ﹤0.01%
101,200
– –
TRONW
466
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$4.07K ﹤0.01%
116,665
– –
LCW.WS
467
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
$4.07K ﹤0.01%
+231,102
New +$6.49K
FAASW
468
DELISTED
DigiAsia Corp Warrant
FAASW
$3.94K ﹤0.01%
138,661
– –
ROIV icon
469
PUT
Roivant Sciences
ROIV
$26B
$3.75K ﹤0.01%
+50,000
New +$487K
CSTA.WS
470
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$2.97K ﹤0.01%
139,600
– –
CSLMW
471
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$2.96K ﹤0.01%
68,781
– –
VICI icon
472
PUT
VICI Properties
VICI
$29.3B
$2.41K ﹤0.01%
32,100
– –
SEDA.WS
473
DELISTED
SDCL EDGE Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A ordinary share at an exercise price of $11.50
SEDA.WS
$2.33K ﹤0.01%
49,013
-22,030
-31% -$1.47K
BLUA.WS
474
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$2.23K ﹤0.01%
49,521
– –
MRTX
475
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$1.88K ﹤0.01%
25,000
– –
17 18
19
20 21

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SAG
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ACI
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CGL
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JCM
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UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.64B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.