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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.85B
Cap. Flow %
-89.66%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169
Avg Time Held Equity + Options
4.1 quarters
Top 10 Avg Time Held Equity + Options
0.1 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
4.3 quarters
Top 10 Avg Time Held Equity only
0.1 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
PXD icon
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK icon
Splunk Inc
SPLK
+$446M
3
HES icon
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X icon
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Miscellaneous 10.26%
5 Real Estate 7.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
JWSM.WS icon
451
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$6.7K ﹤0.01%
172,581
– –
2021 Q2
10 quarters
NAVI icon
452
PUT
Navient
NAVI
$864M
$6.56K ﹤0.01%
37,500
– –
2021 Q2
10 quarters
AEON.WS icon
453
DELISTED
AEON Biopharma Inc
AEON.WS
$6.55K ﹤0.01%
74,997
-33,921
-31% -$2.53K
2021 Q2
10 quarters
TVGNW icon
454
Tevogen Inc Warrant
TVGNW
$1.22M
$6.49K ﹤0.01%
185,416
-1,177
-0.6% -$48
2022 Q1
7 quarters
PLAOW icon
455
DELISTED
Patria Latin American Opportunity Acquisition Corp. Warrant
PLAOW
$6.48K ﹤0.01%
+178,033
New +$6.61K
2023 Q4
0 quarters
ALTUW
456
DELISTED
Altitude Acquisition Corp Warrant
ALTUW
$6.22K ﹤0.01%
231,102
– –
2021 Q1
11 quarters
APXIW icon
457
DELISTED
APx Acquisition Corp. I Warrant
APXIW
$5.26K ﹤0.01%
91,439
– –
2022 Q1
7 quarters
CVNA icon
458
PUT
Carvana
CVNA
$45.1B
$5K ﹤0.01%
5,000,000
– –
2023 Q1
3 quarters
COOLW icon
459
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$4.9K ﹤0.01%
75,251
-34,036
-31% -$2.57K
2021 Q1
11 quarters
MCAAW icon
460
DELISTED
Mountain & Co. I Acquisition Corp. Warrant
MCAAW
$4.83K ﹤0.01%
136,155
– –
2022 Q1
7 quarters
RDZNW icon
461
Roadzen Inc Warrants
RDZNW
$5.61M
$4.71K ﹤0.01%
67,181
-1,600
-2% -$65
2022 Q2
6 quarters
XIFR icon
462
PUT
XPLR Infrastructure LP
XIFR
$976M
$4.5K ﹤0.01%
90,000
-50,000
-36% -$1.27M
2023 Q3
1 quarter
SLACW
463
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$4.32K ﹤0.01%
128,141
– –
2022 Q1
7 quarters
OPTXW icon
464
Syntec Optics Holdings Warrant
OPTXW
$26.7M
$4.15K ﹤0.01%
33,069
-14,863
-31% -$979
2022 Q1
7 quarters
STWD icon
465
PUT
Starwood Property Trust
STWD
$4.68B
$4.15K ﹤0.01%
101,200
– –
2021 Q2
10 quarters
TRONW icon
466
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$4.07K ﹤0.01%
116,665
– –
2021 Q3
9 quarters
LCW.WS icon
467
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
$4.07K ﹤0.01%
+231,102
New +$6.49K
2023 Q4
0 quarters
FAASW icon
468
DELISTED
DigiAsia Corp Warrant
FAASW
$3.94K ﹤0.01%
138,661
– –
2023 Q1
3 quarters
ROIV icon
469
PUT
Roivant Sciences
ROIV
$25.3B
$3.75K ﹤0.01%
+50,000
New +$487K
2023 Q4
0 quarters
CSTA.WS
470
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$2.97K ﹤0.01%
139,600
– –
2022 Q1
7 quarters
CSLMW icon
471
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$2.96K ﹤0.01%
68,781
– –
2023 Q1
3 quarters
VICI icon
472
PUT
VICI Properties
VICI
$25.4B
$2.41K ﹤0.01%
32,100
– –
2022 Q3
5 quarters
SEDA.WS icon
473
DELISTED
SDCL EDGE Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A ordinary share at an exercise price of $11.50
SEDA.WS
$2.33K ﹤0.01%
49,013
-22,030
-31% -$1.47K
2022 Q1
7 quarters
BLUA.WS icon
474
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$2.23K ﹤0.01%
49,521
– –
2022 Q1
7 quarters
MRTX
475
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$1.88K ﹤0.01%
25,000
– –
2023 Q2
2 quarters
17 18
19
20 21

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.85B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.