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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.52B
AUM Growth
-$7.28B
Cap. Flow
-$6.76B
Cap. Flow %
-444.29%
Top 10 Hldgs %
100%
Holding
929
New
–
Increased
6
Reduced
3
Closed
920

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
FHN icon
First Horizon
FHN
+$107M
3
SGFY
Signify Health, Inc.
SGFY
+$54.9M
4
VMW
VMware, Inc
VMW
+$34.9M
5
ONEM
1Life Healthcare
ONEM
+$29.7M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
ROG icon
Rogers Corp
ROG
+$432M
4
AVLR
Avalara, Inc.
AVLR
+$373M
5
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M

Sector Composition

Rank Sector Weight
1 Technology 45.54%
2 Healthcare 36.97%
3 Financials 14.43%
4 Communication Services 3.06%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPEC
451
DELISTED
Spectaire Holdings, Inc. Common Stock
SPEC
– –
-477,246
Closed -$4.85M
TRIS
452
DELISTED
Tristar Acquisition I Corp.
TRIS
– –
-120,715
Closed -$1.2M
MAQC
453
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
– –
-937,681
Closed -$9.69M
PEGR
454
DELISTED
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
– –
-238,623
Closed -$2.35M
HOLI
455
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-283,100
Closed -$4.84M
NFYS
456
DELISTED
Enphys Acquisition Corp.
NFYS
– –
-183,827
Closed -$1.79M
TRTL
457
DELISTED
TortoiseEcofin Acquisition Corp. III
TRTL
– –
-477,246
Closed -$4.69M
SEPA
458
DELISTED
SEP Acquisition Corp Class A Common Stock
SEPA
– –
-334,073
Closed -$3.33M
BLUA
459
DELISTED
BlueRiver Acquisition Corp.
BLUA
– –
-475,238
Closed -$4.71M
CHAA
460
DELISTED
Catcha Investment Corp
CHAA
– –
-238,623
Closed -$2.36M
GETR
461
DELISTED
Getaround, Inc.
GETR
– –
-741,925
Closed -$7.3M
CNGL
462
DELISTED
Canna-Global Acquisition Corp. Class A Common Stock
CNGL
– –
-280,744
Closed -$2.84M
BLUA.WS
463
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
– –
-51,138
Closed -$3K
SIX
464
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-33,000
Closed -$676K
DMTK
465
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-1,413,334
Closed -$5.6M
COOLW
466
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
– –
-112,855
Closed -$3K
COOL
467
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
– –
-701,629
Closed -$7M
APCA
468
DELISTED
AP Acquisition Corp
APCA
– –
-280,744
Closed -$2.85M
GMFI
469
DELISTED
Aetherium Acquisition Corp
GMFI
– –
-203,024
Closed -$2.02M
CMCA
470
DELISTED
Capitalworks Emerging Markets Acquisition Corp Class A Ordinary Shares
CMCA
– –
-467,907
Closed -$4.73M
DCPH
471
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
-10,000
Closed -$185K
SWSS
472
DELISTED
Clean Energy Special Situations Corp. Common stock
SWSS
– –
-381,796
Closed -$1.9M
AONC
473
DELISTED
American Oncology Network, Inc. Class A Common Stock
AONC
– –
-325,945
Closed -$3.2M
FUSN
474
DELISTED
Fusion Pharmaceuticals Inc. Common Shares
FUSN
– –
-17,286
Closed -$52K
PUCKW
475
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
– –
-286,766
Closed -$11K
17 18
19
20 21

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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 929 positions worth $1.52B, down 83% from $8.8B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $6.76B in Q4 2022, closing 920 positions and reducing 3 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Technology at 46% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

Against the trend, UBS O'Connor added an estimated $184M to Horizon Therapeutics Public Limited Company Ordinary Shares.

  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Activision Blizzard, cutting an estimated $45.3M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.52B portfolio in Q4 2022.
  • UBS O'Connor opened 0 new positions and closed 920 in Q4 2022.
  • UBS O'Connor's portfolio value fell 83% quarter-over-quarter to $1.52B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.