UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+4.67%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$6.93B
AUM Growth
+$2.18B
Cap. Flow
+$1.92B
Cap. Flow %
27.68%
Top 10 Hldgs %
41.99%
Holding
1,023
New
565
Increased
83
Reduced
103
Closed
191

Top Buys

1
INFO
IHS Markit Ltd. Common Shares
INFO
$529M
2
RP
RealPage, Inc.
RP
$246M
3
WORK
Slack Technologies, Inc.
WORK
$183M
4
KSU
Kansas City Southern
KSU
$172M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$170M

Top Sells

1
TIF
Tiffany & Co.
TIF
$309M
2
CXO
CONCHO RESOURCES INC.
CXO
$240M
3
ACIA
Acacia Communications, Inc. Common Stock
ACIA
$73.4M
4
EV
Eaton Vance Corp.
EV
$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
$65.3M

Sector Composition

1 Technology 16.63%
2 Healthcare 10.01%
3 Financials 9.93%
4 Industrials 9.83%
5 Communication Services 9.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FTAAU
451
DELISTED
FTAC Athena Acquisition Corp. Unit
FTAAU
$2.01M 0.03%
+200,000
New +$2.01M
HUGS.U
452
DELISTED
USHG Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-third of one Warrant
HUGS.U
$2.01M 0.03%
+200,000
New +$2.01M
TCACU
453
DELISTED
Tuatara Capital Acquisition Corporation Unit
TCACU
$2M 0.03%
+200,000
New +$2M
VELOU
454
DELISTED
Velocity Acquisition Corp. Units
VELOU
$1.99M 0.03%
+202,220
New +$1.99M
ASPCU
455
DELISTED
Alpha Capital Acquisition Company Unit
ASPCU
$1.99M 0.03%
+200,000
New +$1.99M
GFX
456
DELISTED
Golden Falcon Acquisition Corp.
GFX
$1.99M 0.03%
+205,700
New +$1.99M
ITQRU
457
DELISTED
Itiquira Acquisition Corp. Unit
ITQRU
$1.99M 0.03%
+199,993
New +$1.99M
LIVK
458
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$1.99M 0.03%
200,000
-28,569
-12% -$284K
MACAU
459
DELISTED
Moringa Acquisition Corp Units
MACAU
$1.99M 0.03%
+200,000
New +$1.99M
PLX icon
460
Protalix BioTherapeutics
PLX
$123M
$1.99M 0.03%
445,171
+295,171
+197% +$1.32M
CFVIU
461
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
$1.98M 0.03%
+200,000
New +$1.98M
WARR.U
462
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
$1.98M 0.03%
+200,000
New +$1.98M
TWO
463
Two Harbors Investment
TWO
$1.08B
$1.98M 0.03%
67,387
-111,233
-62% -$3.26M
VPCC.U
464
DELISTED
VPC Impact Acquisition Holdings III, Inc. Units, each consisting of one share of Class A common stoc
VPCC.U
$1.98M 0.03%
+200,131
New +$1.98M
VPCBU
465
DELISTED
VPC Impact Acquisition Holdings II Unit
VPCBU
$1.97M 0.03%
+200,131
New +$1.97M
ISLE
466
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
$1.94M 0.03%
+200,000
New +$1.94M
BLTS
467
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
$1.93M 0.03%
+200,783
New +$1.93M
AAL icon
468
American Airlines Group
AAL
$8.63B
$1.93M 0.03%
+80,580
New +$1.93M
NOVA
469
DELISTED
Sunnova Energy
NOVA
$1.81M 0.03%
44,248
+25,656
+138% +$1.05M
LTC
470
LTC Properties
LTC
$1.69B
$1.79M 0.03%
43,000
-63,600
-60% -$2.65M
SBRA icon
471
Sabra Healthcare REIT
SBRA
$4.56B
$1.76M 0.03%
+101,200
New +$1.76M
PICC.U
472
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$1.75M 0.03%
+174,994
New +$1.75M
PHIC
473
DELISTED
Population Health Investment Co., Inc. Class A Ordinary Share
PHIC
$1.74M 0.03%
+176,472
New +$1.74M
GSAH.WS
474
DELISTED
GS Acquisition Holdings Corp II Redeemable Warrants, each whole warrant exercisable for one share of
GSAH.WS
$1.71M 0.02%
+770,244
New +$1.71M
REXR icon
475
Rexford Industrial Realty
REXR
$10.2B
$1.69M 0.02%
33,600
-67,100
-67% -$3.38M
17 18
19
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