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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.94B
AUM Growth
+$2.04B
Cap. Flow
+$1.34B
Cap. Flow %
19.35%
Top 10 Hldgs %
41.92%
Holding
1,156
New
575
Increased
91
Reduced
107
Closed
351

Top Buys

Rank Stock Value
1
INFO
IHS Markit Ltd. Common Shares
INFO
+$500M
2
RP
RealPage, Inc.
RP
+$245M
3
WORK
Slack Technologies, Inc.
WORK
+$188M
4
ALXN
Alexion Pharmaceuticals
ALXN
+$157M
5
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$148M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$309M
2
CXO
CONCHO RESOURCES INC.
CXO
+$240M
3
ACIA
Acacia Communications Inc
ACIA
+$73.4M
4
EV
Eaton Vance Corp.
EV
+$67.7M
5
FIT
Fitbit, Inc. Class A common stock
FIT
+$65.3M

Sector Composition

Rank Sector Weight
1 Technology 16.6%
2 Financials 10.11%
3 Healthcare 9.99%
4 Industrials 9.81%
5 Communication Services 9.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUGS.U
451
DELISTED
USHG Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-third of one Warrant
HUGS.U
$2.01M 0.03%
+200,000
New +$2.03M
TCACU
452
DELISTED
Tuatara Capital Acquisition Corporation Unit
TCACU
$2M 0.03%
+200,000
New +$2.04M
VELOU
453
DELISTED
Velocity Acquisition Corp. Units
VELOU
$1.99M 0.03%
+202,220
New +$2.02M
ASPCU
454
DELISTED
Alpha Capital Acquisition Co Unit
ASPCU
$1.99M 0.03%
+200,000
New +$2.04M
GFX
455
DELISTED
Golden Falcon Acquisition Corp.
GFX
$1.99M 0.03%
+205,700
New +$2.05M
ITQRU
456
DELISTED
Itiquira Acquisition Corp. Unit
ITQRU
$1.99M 0.03%
+199,993
New +$2.03M
LIVK
457
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$1.99M 0.03%
200,000
-28,569
-12% -$290K
MACAU
458
DELISTED
Moringa Acquisition Corp Units
MACAU
$1.99M 0.03%
+200,000
New +$2.04M
PLX icon
459
Protalix BioTherapeutics
PLX
$198M
$1.99M 0.03%
445,171
+295,171
+197% +$1.37M
CFVIU
460
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
$1.98M 0.03%
+200,000
New +$2.03M
WARR.U
461
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
$1.98M 0.03%
+200,000
New +$2M
TWO
462
Two Harbors Investment
TWO
$1.27B
$1.98M 0.03%
67,387
-111,233
-62% -$3.05M
VPCC.U
463
DELISTED
VPC Impact Acquisition Holdings III, Inc. Units, each consisting of one share of Class A common stoc
VPCC.U
$1.98M 0.03%
+200,131
New +$1.99M
VPCBU
464
DELISTED
VPC Impact Acquisition Holdings II Unit
VPCBU
$1.97M 0.03%
+200,131
New +$2M
ISLE
465
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
$1.94M 0.03%
+200,000
New +$1.93M
BLTS
466
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
$1.93M 0.03%
+200,783
New +$1.97M
AAL icon
467
American Airlines Group
AAL
$10.5B
$1.93M 0.03%
+80,580
New +$1.55M
NOVA
468
DELISTED
Sunnova Energy
NOVA
$1.81M 0.03%
44,248
+25,656
+138% +$1.14M
LTC
469
LTC Properties
LTC
$2.15B
$1.79M 0.03%
43,000
-63,600
-60% -$2.62M
SBRA icon
470
Sabra Healthcare REIT
SBRA
$5.37B
$1.76M 0.03%
+101,200
New +$1.78M
PICC.U
471
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$1.75M 0.03%
+174,994
New +$1.8M
PHIC
472
DELISTED
Population Health Investment Co., Inc. Class A Ordinary Share
PHIC
$1.74M 0.03%
+176,472
New +$1.8M
GSAH.WS
473
DELISTED
GS Acquisition Holdings Corp II Redeemable Warrants, each whole warrant exercisable for one share of
GSAH.WS
$1.71M 0.02%
+770,244
New +$2.56M
REXR icon
474
Rexford Industrial Realty
REXR
$8.2B
$1.69M 0.02%
33,600
-67,100
-67% -$3.3M
HMCO
475
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
$1.68M 0.02%
+168,930
New +$1.76M
17 18
19
20 21

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q1 2021 Portfolio in Review

As of Q1 2021, UBS O'Connor held 1,156 positions worth $6.94B, up 42% from $4.9B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor deployed $1.34B of net new capital in Q1 2021, opening 575 new positions and adding to 91 existing holdings. Its largest new stake was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $18.7M trimmed.

  • UBS O'Connor's largest Q1 2021 buy was IHS Markit Ltd. Common Shares: 5,470,177 shares worth $529M.
  • UBS O'Connor added most to RealPage, Inc. in Q1 2021, an estimated $245M increase.
  • UBS O'Connor's biggest Q1 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $18.7M.
  • UBS O'Connor fully exited Tiffany & Co. in Q1 2021, selling an estimated $309M.
  • UBS O'Connor's ten largest holdings make up 42% of its $6.94B portfolio in Q1 2021.
  • UBS O'Connor opened 575 new positions and closed 351 in Q1 2021.
  • UBS O'Connor's portfolio value rose 42% quarter-over-quarter to $6.94B.

Based on UBS O'Connor's 13F filing for Q1 2021, filed 14 May 2021.