UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+15.79%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$4.75B
AUM Growth
+$910M
Cap. Flow
+$381M
Cap. Flow %
8.03%
Top 10 Hldgs %
38.91%
Holding
529
New
249
Increased
65
Reduced
54
Closed
75

Top Buys

1
WORK
Slack Technologies, Inc.
WORK
$251M
2
CXO
CONCHO RESOURCES INC.
CXO
$240M
3
VAR
Varian Medical Systems, Inc.
VAR
$212M
4
TIF
Tiffany & Co.
TIF
$104M
5
XLNX
Xilinx Inc
XLNX
$87.2M

Top Sells

1
ETFC
E*Trade Financial Corporation
ETFC
$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
$473M
3
WMGI
Wright Medical Group Inc
WMGI
$160M
4
IMMU
Immunomedics Inc
IMMU
$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$93M

Sector Composition

1 Technology 12.17%
2 Financials 9.9%
3 Industrials 9.31%
4 Healthcare 5.88%
5 Real Estate 5.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GTM
451
ZoomInfo Technologies
GTM
$3.22B
– –
-60,179
Closed -$2.59M
TXNM
452
TXNM Energy, Inc.
TXNM
$5.99B
– –
-25,000
Closed -$1.03M
CTEV
453
Claritev Corporation
CTEV
$1.11B
– –
-108,680
Closed -$44.6M
DM
454
DELISTED
Desktop Metal, Inc.
DM
– –
-46,875
Closed -$5.06M
MRO
455
DELISTED
Marathon Oil Corporation
MRO
– –
-400,000
Closed -$1.64M
DNMR
456
DELISTED
Danimer Scientific, Inc.
DNMR
– –
-22,812
Closed -$9.2M
VIEW
457
DELISTED
View, Inc. Class A Common Stock
VIEW
– –
0
– –
MIMO
458
DELISTED
Airspan Networks Holdings Inc.
MIMO
– –
0
– –
SOLO
459
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
– –
0
– –
GOEV
460
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
0
– –
CANO
461
DELISTED
Cano Health, Inc.
CANO
– –
0
– –
BTWN
462
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
– –
0
– –
ZEV
463
DELISTED
Lightning eMotors, Inc.
ZEV
– –
0
– –
APPH
464
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-445,312
Closed -$5.24M
UNVR
465
DELISTED
Univar Solutions Inc.
UNVR
– –
-85,000
Closed -$1.44M
STOR
466
DELISTED
STORE Capital Corporation
STOR
– –
-29,800
Closed -$817K
BTRS
467
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-684,373
Closed -$7.15M
LOTZ
468
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-684,372
Closed -$6.99M
UPH
469
DELISTED
UpHealth, Inc.
UPH
– –
-46,858
Closed -$4.76M
ESSCR
470
DELISTED
East Stone Acquisition Corporation Right
ESSCR
– –
-556,206
Closed -$121K
RMO
471
DELISTED
Romeo Power, Inc.
RMO
– –
-139,341
Closed -$1.49M
SPAK
472
DELISTED
Defiance Next Gen SPAC Derived ETF
SPAK
– –
0
– –
ELMS
473
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
– –
0
– –
VMAC
474
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
– –
0
– –
TRIT
475
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-296,562
Closed -$3.08M
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