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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.2 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.2 quarters

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
IPOF
451
CALL
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$567K 0.01%
+171,094
New +$1.94M
2020 Q4
0 quarters
ASAQ
452
CALL
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$567K 0.01%
+501,874
New +$4.9M
2020 Q4
0 quarters
OWL icon
453
CALL
Blue Owl Capital
OWL
$6.49B
$560K 0.01%
+197,708
New +$2.14M
2020 Q4
0 quarters
GOAC
454
CALL
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$557K 0.01%
+380,208
New +$3.74M
2020 Q4
0 quarters
SPY icon
455
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$555K 0.01%
2,000,000
+1,000,000
+100% +$355M
2014 Q4
24 quarters
TLMD
456
CALL
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$554K 0.01%
+456,248
New +$4.03M
2020 Q4
0 quarters
TEKK
457
CALL
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$552K 0.01%
+228,125
New +$2.29M
2020 Q4
0 quarters
PLX icon
458
Protalix BioTherapeutics
PLX
$224M
$544K 0.01%
150,000
-150,000
-50% -$538K
2020 Q2
2 quarters
HZON
459
CALL
DELISTED
Horizon Acquisition Corporation II
HZON
$542K 0.01%
+281,354
New +$2.9M
2020 Q4
0 quarters
XOS icon
460
CALL
Xos
XOS
$45.6M
$538K 0.01%
+12,167
New +$3.65M
2020 Q4
0 quarters
AVAN
461
CALL
DELISTED
Avanti Acquisition Corp.
AVAN
$532K 0.01%
+342,187
New +$3.42M
2020 Q4
0 quarters
QEP
462
PUT
DELISTED
QEP RESOURCES, INC.
QEP
$529K 0.01%
93,600
– –
2019 Q2
6 quarters
ADT icon
463
ADT
ADT
$4.7B
$526K 0.01%
67,000
– –
2018 Q2
10 quarters
VLTA
464
CALL
DELISTED
Volta Inc.
VLTA
$525K 0.01%
+182,500
New +$1.91M
2020 Q4
0 quarters
TWCT
465
CALL
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
$502K 0.01%
+304,166
New +$3.06M
2020 Q4
0 quarters
SEAH
466
CALL
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$494K 0.01%
+342,187
New +$3.42M
2020 Q4
0 quarters
MKFG icon
467
CALL
DELISTED
Markforged Holding Corporation
MKFG
$488K 0.01%
+22,813
New +$2.36M
2020 Q4
0 quarters
TMPO
468
CALL
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$484K 0.01%
+342,187
New +$3.38M
2020 Q4
0 quarters
GTY icon
469
Getty Realty Corp
GTY
$1.73B
$474K 0.01%
+17,200
New +$477K
2020 Q4
0 quarters
BOAC
470
CALL
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$471K 0.01%
+228,125
New +$2.42M
2020 Q4
0 quarters
HZAC
471
CALL
DELISTED
Horizon Acquisition Corporation
HZAC
$468K 0.01%
+304,166
New +$3.05M
2020 Q4
0 quarters
SKIL icon
472
CALL
Skillsoft
SKIL
$55.6M
$452K 0.01%
11,715
– –
2019 Q3
5 quarters
MAAC
473
CALL
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$449K 0.01%
+296,562
New +$2.99M
2020 Q4
0 quarters
GBTG icon
474
CALL
DELISTED
American Express Global Business Travel
GBTG
$440K 0.01%
+228,125
New +$2.32M
2020 Q4
0 quarters
ENPC
475
CALL
DELISTED
Executive Network Partnering Corporation
ENPC
$438K 0.01%
+399,060
New +$3.94M
2020 Q4
0 quarters
17 18
19
20 21

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CGL
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JCM
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.