We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPOF
451
CALL
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$567K 0.01%
+171,094
New +$1.94M
ASAQ
452
CALL
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$567K 0.01%
+501,874
New +$4.9M
OWL icon
453
CALL
Blue Owl Capital
OWL
$18.1B
$560K 0.01%
+197,708
New +$2.14M
GOAC
454
CALL
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$557K 0.01%
+380,208
New +$3.74M
SPY icon
455
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$555K 0.01%
2,000,000
+1,000,000
+100% +$355M
TLMD
456
CALL
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$554K 0.01%
+456,248
New +$4.03M
TEKK
457
CALL
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$552K 0.01%
+228,125
New +$2.29M
PLX icon
458
Protalix BioTherapeutics
PLX
$197M
$544K 0.01%
150,000
-150,000
-50% -$538K
HZON
459
CALL
DELISTED
Horizon Acquisition Corporation II
HZON
$542K 0.01%
+281,354
New +$2.9M
XOS icon
460
CALL
Xos
XOS
$37.2M
$538K 0.01%
+12,167
New +$3.65M
AVAN
461
CALL
DELISTED
Avanti Acquisition Corp.
AVAN
$532K 0.01%
+342,187
New +$3.42M
QEP
462
PUT
DELISTED
QEP RESOURCES, INC.
QEP
$529K 0.01%
93,600
– –
ADT icon
463
ADT
ADT
$5.62B
$526K 0.01%
67,000
– –
VLTA
464
CALL
DELISTED
Volta Inc.
VLTA
$525K 0.01%
+182,500
New +$1.91M
TWCT
465
CALL
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
$502K 0.01%
+304,166
New +$3.06M
SEAH
466
CALL
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$494K 0.01%
+342,187
New +$3.42M
MKFG
467
CALL
DELISTED
Markforged Holding Corporation
MKFG
$488K 0.01%
+22,813
New +$2.36M
TMPO
468
CALL
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$484K 0.01%
+342,187
New +$3.38M
GTY
469
Getty Realty Corp
GTY
$2.06B
$474K 0.01%
+17,200
New +$477K
BOAC
470
CALL
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$471K 0.01%
+228,125
New +$2.42M
HZAC
471
CALL
DELISTED
Horizon Acquisition Corporation
HZAC
$468K 0.01%
+304,166
New +$3.05M
SKIL icon
472
CALL
Skillsoft
SKIL
$76.1M
$452K 0.01%
11,715
– –
MAAC
473
CALL
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$449K 0.01%
+296,562
New +$2.99M
GBTG icon
474
CALL
American Express Global Business Travel
GBTG
$4.93B
$440K 0.01%
+228,125
New +$2.32M
ENPC
475
CALL
DELISTED
Executive Network Partnering Corporation
ENPC
$438K 0.01%
+399,060
New +$3.94M
17 18
19
20 21

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.