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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WYNN icon
451
Wynn Resorts
WYNN
$10.5B
– –
-13,281
Closed -$1.29M
X
452
PUT
DELISTED
US Steel
X
– –
-80,700
Closed -$54K
XLI icon
453
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
– –
-97,800
Closed -$4K
XLI icon
454
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
– –
-107,491
Closed -$6.28M
XLV icon
455
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
– –
-86,943
Closed -$6.27M
YUM icon
456
Yum! Brands
YUM
$41.6B
– –
-128,321
Closed -$8.38M
Z icon
457
Zillow
Z
$7.52B
– –
-536,988
Closed -$18.6M
ZG icon
458
Zillow
ZG
$7.59B
– –
-483,094
Closed -$16.6M
NBIS
459
Nebius Group N.V.
NBIS
$48.2B
– –
-107,076
Closed -$2.25M
QVCGA
460
CALL
DELISTED
QVC Group Inc Series A
QVCGA
– –
-2,260
Closed -$11K
SUM
461
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
– –
-252,603
Closed -$4.49M
SLCA
462
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-213,422
Closed -$9.94M
SIX
463
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-57,212
Closed -$3.07M
PXD
464
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-41,675
Closed -$7.74M
SPLK
465
DELISTED
Splunk Inc
SPLK
– –
-22,500
Closed -$1.32M
SYNH
466
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-167,408
Closed -$7.46M
PDCE
467
DELISTED
PDC Energy, Inc.
PDCE
– –
-387,160
Closed -$26M
MIME
468
DELISTED
Mimecast Limited
MIME
– –
-36,133
Closed -$691K
NAV
469
DELISTED
Navistar International
NAV
– –
-252,000
Closed -$5.77M
NAV
470
PUT
DELISTED
Navistar International
NAV
– –
-200,000
Closed -$115K
MIK
471
DELISTED
Michaels Stores, Inc
MIK
– –
-180,000
Closed -$4.35M
FIT
472
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-1,425,389
Closed -$21.2M
WPX
473
DELISTED
WPX Energy, Inc.
WPX
– –
-102,335
Closed -$1.35M
TIF
474
CALL
DELISTED
Tiffany & Co.
TIF
– –
-105,400
Closed -$26K
HTZ
475
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
-263,510
Closed -$9.19M
17 18
19
20 21

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.