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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SHOP icon
451
Shopify
SHOP
$220B
– –
-1,209,190
Closed -$3.72M –
SIG icon
452
CALL
Signet Jewelers
SIG
$4.03B
– –
-27,000
Closed -$11K –
SIG icon
453
Signet Jewelers
SIG
$4.03B
– –
-50,000
Closed -$4.12M –
SPLV icon
454
Invesco S&P 500 Low Volatility ETF
SPLV
$7.08B
– –
-370,000
Closed -$15.8M –
T icon
455
AT&T
T
$152B
– –
-266,936
Closed -$8.44M –
TCBI icon
456
Texas Capital Bancshares
TCBI
$3.93B
– –
-33,079
Closed -$1.55M –
TGT icon
457
Target
TGT
$69.8B
– –
-160,000
Closed -$11.2M –
TLT icon
458
iShares 20+ Year Treasury Bond ETF
TLT
$46.7B
– –
-10,000
Closed -$1.39M –
TNK icon
459
CALL
Teekay Tankers
TNK
$3.68B
– –
-17,338
Closed -$3K –
TRIP icon
460
TripAdvisor
TRIP
$1.02B
– –
-101,000
Closed -$6.49M –
TSM icon
461
TSMC
TSM
$2.35T
– –
-548,543
Closed -$14.4M –
TT icon
462
Trane Technologies
TT
$105B
– –
-54,824
Closed -$3.49M –
TTWO icon
463
Take-Two Interactive
TTWO
$39.9B
– –
-32,382
Closed -$1.23M –
TXMD icon
464
CALL
TherapeuticsMD
TXMD
$23.8M
– –
-418
Closed -$33K –
VTR icon
465
Ventas
VTR
$42.1B
– –
-21,748
Closed -$1.58M –
VZ icon
466
Verizon
VZ
$173B
– –
-176,606
Closed -$9.48M –
VZ icon
467
PUT
Verizon
VZ
$173B
– –
-4,040,500
Closed -$263K –
WDC icon
468
CALL
Western Digital
WDC
$149B
– –
-132,300
Closed -$4K –
WDC icon
469
PUT
Western Digital
WDC
$149B
– –
-132,300
Closed -$4K –
WFC icon
470
Wells Fargo
WFC
$253B
– –
-129,032
Closed -$6.11M –
WING icon
471
Wingstop
WING
$3.33B
– –
-39,526
Closed -$1.08M –
XBI icon
472
PUT
State Street SPDR S&P Biotech ETF
XBI
$10B
– –
-22,500
Closed -$7K –
XLF icon
473
CALL
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
– –
-535,399
Closed -$85K –
XLP icon
474
State Street Consumer Staples Select Sector SPDR ETF
XLP
$13.7B
– –
-302,120
Closed -$16.7M –
XME icon
475
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
– –
-151,100
Closed -$34K –
17 18
19
20 21

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.