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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHOP icon
451
Shopify
SHOP
$190B
– –
-1,209,190
Closed -$3.72M
SIG icon
452
CALL
Signet Jewelers
SIG
$3.65B
– –
-27,000
Closed -$11K
SIG icon
453
Signet Jewelers
SIG
$3.65B
– –
-50,000
Closed -$4.12M
SPLV icon
454
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
– –
-370,000
Closed -$15.8M
T icon
455
AT&T
T
$162B
– –
-266,936
Closed -$8.44M
TCBI icon
456
Texas Capital Bancshares
TCBI
$4.32B
– –
-33,079
Closed -$1.55M
TGT icon
457
Target
TGT
$66.8B
– –
-160,000
Closed -$11.2M
TLT icon
458
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
– –
-10,000
Closed -$1.39M
TNK icon
459
CALL
Teekay Tankers
TNK
$2.67B
– –
-17,338
Closed -$3K
TRIP icon
460
TripAdvisor
TRIP
$1.22B
– –
-101,000
Closed -$6.49M
TSM icon
461
TSMC
TSM
$2.17T
– –
-548,543
Closed -$14.4M
TT icon
462
Trane Technologies
TT
$105B
– –
-54,824
Closed -$3.49M
TTWO icon
463
Take-Two Interactive
TTWO
$43.5B
– –
-32,382
Closed -$1.23M
TXMD icon
464
CALL
TherapeuticsMD
TXMD
$24.2M
– –
-418
Closed -$33K
VTR icon
465
Ventas
VTR
$47.3B
– –
-21,748
Closed -$1.58M
VZ icon
466
Verizon
VZ
$195B
– –
-176,606
Closed -$9.48M
VZ icon
467
PUT
Verizon
VZ
$195B
– –
-4,040,500
Closed -$263K
WDC icon
468
CALL
Western Digital
WDC
$156B
– –
-132,300
Closed -$4K
WDC icon
469
PUT
Western Digital
WDC
$156B
– –
-132,300
Closed -$4K
WFC icon
470
Wells Fargo
WFC
$265B
– –
-129,032
Closed -$6.11M
WING icon
471
Wingstop
WING
$3.18B
– –
-39,526
Closed -$1.08M
XBI icon
472
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.1B
– –
-22,500
Closed -$7K
XLF icon
473
CALL
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
– –
-535,399
Closed -$85K
XLP icon
474
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-302,120
Closed -$16.7M
XME icon
475
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
– –
-151,100
Closed -$34K
17 18
19
20 21

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.