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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HPP icon
451
Hudson Pacific Properties
HPP
$650M
– –
-37,548
Closed -$6.66M –
ITUB icon
452
Itaú Unibanco
ITUB
$112B
– –
-117,604
Closed -$678K –
J icon
453
Jacobs Solutions
J
$16.3B
– –
-581,245
Closed -$25.6M –
JPM icon
454
JPMorgan Chase
JPM
$885B
– –
-446,532
Closed -$25.7M –
KIM icon
455
Kimco Realty
KIM
$14.9B
– –
-63,138
Closed -$1.45M –
KMI icon
456
Kinder Morgan
KMI
$72.3B
– –
-655,629
Closed -$23.8M –
KMT icon
457
Kennametal
KMT
$2.44B
– –
-131,548
Closed -$6.09M –
KRC icon
458
Kilroy Realty
KRC
$3.98B
– –
-77,495
Closed -$4.83M –
KRG icon
459
Kite Realty
KRG
$4.79B
– –
-6,694
Closed -$164K –
LAZ icon
460
Lazard
LAZ
$3.58B
– –
-112,000
Closed -$5.78M –
LBTYA icon
461
Liberty Global Class A
LBTYA
$2.95B
– –
-129,618
Closed -$4.73M –
LNT icon
462
Alliant Energy
LNT
$17.1B
– –
-468,100
Closed -$14.2M –
M icon
463
Macy's
M
$5.92B
– –
-564,870
Closed -$32.8M –
MAA icon
464
Mid-America Apartment Communities
MAA
$13.6B
– –
-19,227
Closed -$1.41M –
MAS icon
465
Masco
MAS
$13.6B
– –
-191,634
Closed -$3.74M –
MDU icon
466
MDU Resources
MDU
$3.94B
– –
-383,545
Closed -$5.12M –
MDXG icon
467
MiMedx Group
MDXG
$682M
– –
-45,000
Closed -$319K –
MGA icon
468
Magna International
MGA
$17.1B
– –
-45,436
Closed -$2.45M –
MHK icon
469
Mohawk Industries
MHK
$8B
– –
-1,837
Closed -$254K –
MO icon
470
CALL
Altria Group
MO
$120B
– –
-396,500
Closed -$166K –
MO icon
471
Altria Group
MO
$120B
– –
-481,516
Closed -$20.2M –
MOS icon
472
The Mosaic Company
MOS
$5.96B
– –
-601,767
Closed -$29.8M –
NBHC icon
473
National Bank Holdings
NBHC
$1.68B
– –
-61,970
Closed -$1.24M –
NI icon
474
CALL
NiSource
NI
$19.5B
– –
-254,500
Closed -$30K –
NKE icon
475
Nike
NKE
$51.6B
– –
-401,796
Closed -$15.6M –
17 18
19
20 21

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FNBT
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.