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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPP
451
Hudson Pacific Properties
HPP
$729M
– –
-37,548
Closed -$6.66M
ITUB icon
452
Itaú Unibanco
ITUB
$90.2B
– –
-117,604
Closed -$678K
J icon
453
Jacobs Solutions
J
$16.9B
– –
-581,245
Closed -$25.6M
JPM icon
454
JPMorgan Chase
JPM
$947B
– –
-446,532
Closed -$25.7M
KIM icon
455
Kimco Realty
KIM
$16.4B
– –
-63,138
Closed -$1.45M
KMI icon
456
Kinder Morgan
KMI
$69.7B
– –
-655,629
Closed -$23.8M
KMT icon
457
Kennametal
KMT
$2.58B
– –
-131,548
Closed -$6.09M
KRC icon
458
Kilroy Realty
KRC
$4.34B
– –
-77,495
Closed -$4.83M
KRG icon
459
Kite Realty
KRG
$5.35B
– –
-6,694
Closed -$164K
LAZ icon
460
Lazard
LAZ
$4.22B
– –
-112,000
Closed -$5.78M
LBTYA icon
461
Liberty Global Class A
LBTYA
$3.68B
– –
-129,618
Closed -$4.73M
LNT icon
462
Alliant Energy
LNT
$18B
– –
-468,100
Closed -$14.2M
M icon
463
Macy's
M
$6.61B
– –
-564,870
Closed -$32.8M
MAA icon
464
Mid-America Apartment Communities
MAA
$15.5B
– –
-19,227
Closed -$1.41M
MAS icon
465
Masco
MAS
$14.9B
– –
-191,634
Closed -$3.74M
MDU icon
466
MDU Resources
MDU
$4.34B
– –
-383,545
Closed -$5.12M
MDXG icon
467
MiMedx Group
MDXG
$609M
– –
-45,000
Closed -$319K
MGA icon
468
Magna International
MGA
$18.1B
– –
-45,436
Closed -$2.45M
MHK icon
469
Mohawk Industries
MHK
$8.97B
– –
-1,837
Closed -$254K
MO icon
470
CALL
Altria Group
MO
$113B
– –
-396,500
Closed -$166K
MO icon
471
Altria Group
MO
$113B
– –
-481,516
Closed -$20.2M
MOS icon
472
The Mosaic Company
MOS
$7.46B
– –
-601,767
Closed -$29.8M
NBHC icon
473
National Bank Holdings
NBHC
$1.91B
– –
-61,970
Closed -$1.24M
NI icon
474
CALL
NiSource
NI
$20.8B
– –
-254,500
Closed -$30K
NKE icon
475
Nike
NKE
$62.3B
– –
-401,796
Closed -$15.6M
17 18
19
20 21

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.