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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
(-9.9%)
Cap. Flow
-$1.24B
Cap. Flow
% of AUM
-25.85%
Top 10 Holdings %
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6
quarters
Top 10 Avg Time Held Equity + Options
0.6
quarters
Top 20 Avg Time Held Equity + Options
0.4
quarters
Avg Time Held Equity only
0.6
quarters
Top 10 Avg Time Held Equity only
0.6
quarters
Top 20 Avg Time Held Equity only
0.4
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Colgate-Palmolive
CL
|
+$59.4M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$56.3M |
| 3 |
Simon Property Group
SPG
|
+$52M |
| 4 |
TSMC
TSM
|
+$45.4M |
| 5 |
Macy's
M
|
+$44.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Pfizer
PFE
|
+$167M |
| 2 |
GDI
GARDNER DENVER,INC
GDI
|
+$60.4M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$58.7M |
| 4 |
SMITHFIELD FOODS,INC
SFD
|
+$55.2M |
| 5 |
Advance Auto Parts
AAP
|
+$48.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 29.53% |
| 2 | Real Estate | 16.41% |
| 3 | Consumer Staples | 12.46% |
| 4 | Financials | 6.75% |
| 5 | Consumer Discretionary | 6.16% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
451
PUT
iShares US Real Estate ETF
IYR
$4.16B
| – | – |
-100,000
| Closed | -$858K | – |
|
452
JB Hunt Transport Services
JBHT
$21.5B
| – | – |
-125,322
| Closed | -$9.05M | – |
|
453
PUT
DELISTED
Nordstrom
JWN
| – | – |
-155,900
| Closed | -$166K | – |
|
454
PUT
Korea Electric Power
KEP
$14.2B
| – | – |
-38,200
| Closed | -$3K | – |
|
455
Kimberly-Clark
KMB
$32.5B
| – | – |
-239,520
| Closed | -$22.2M | – |
|
|
456
PUT
Kimberly-Clark
KMB
$32.5B
| – | – |
-312,900
| Closed | -$205K | – |
|
457
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$3.59B
| – | – |
-281,600
| Closed | -$64K | – |
|
458
Kohl's
KSS
$2.31B
| – | – |
-150,525
| Closed | -$7.6M | – |
|
459
Marriott International
MAR
$95.4B
| – | – |
-166,917
| Closed | -$6.74M | – |
|
460
Mitek Systems
MITK
$799M
| – | – |
-104,584
| Closed | -$604K | – |
|
461
Mueller Industries
MLI
$13.4B
| – | – |
-234,000
| Closed | -$1.48M | – |
|
462
Marsh
MRSH
$83.9B
| – | – |
-11,154
| Closed | -$445K | – |
|
463
3M
MMM
$82.5B
| – | – |
-38,242
| Closed | -$3.5M | – |
|
464
Molina Healthcare
MOH
$10.3B
| – | – |
-87,000
| Closed | -$3.23M | – |
|
465
Merck
MRK
$359B
| – | – |
-109,097
| Closed | -$4.83M | – |
|
466
Nabors Industries
NBR
$1.23B
| – | – |
-899
| Closed | -$688K | – |
|
467
CALL
Nike
NKE
$51.6B
| – | – |
-206,200
| Closed | -$407K | – |
|
|
468
Nike
NKE
$51.6B
| – | – |
-1,322,768
| Closed | -$43.2M | – |
|
469
Northrop Grumman
NOC
$68.3B
| – | – |
-10,000
| Closed | -$924K | – |
|
470
NVR
NVR
$15.7B
| – | – |
-4,160
| Closed | -$3.84M | – |
|
471
CALL
VanEck Oil Services ETF
OIH
$1.87B
| – | – |
-795
| Closed | -$7K | – |
|
|
472
PUT
VanEck Oil Services ETF
OIH
$1.87B
| – | – |
-4,500
| Closed | -$20K | – |
|
473
abrdn Physical Palladium Shares ETF
PALL
$599M
| – | – |
-27,000
| Closed | -$349K | – |
|
474
PBF Energy
PBF
$9.99B
| – | – |
-146,355
| Closed | -$3.79M | – |
|
475
PepsiCo
PEP
$172B
| – | – |
-4,397
| Closed | -$361K | – |
|
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UBS O'Connor's Q3 2013 Portfolio in Review
As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.
Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.
- UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
- UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
- UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
- UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
- UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
- UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
- UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.
Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.