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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYR icon
451
PUT
iShares US Real Estate ETF
IYR
$4.66B
– –
-100,000
Closed -$858K
JBHT icon
452
JB Hunt Transport Services
JBHT
$25B
– –
-125,322
Closed -$9.05M
JWN
453
PUT
DELISTED
Nordstrom
JWN
– –
-155,900
Closed -$166K
KEP icon
454
PUT
Korea Electric Power
KEP
$16B
– –
-38,200
Closed -$3K
KMB icon
455
Kimberly-Clark
KMB
$36.3B
– –
-239,520
Closed -$22.2M
KMB icon
456
PUT
Kimberly-Clark
KMB
$36.3B
– –
-312,900
Closed -$205K
KRE icon
457
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
– –
-281,600
Closed -$64K
KSS icon
458
Kohl's
KSS
$2.1B
– –
-150,525
Closed -$7.6M
MAR icon
459
Marriott International
MAR
$93.4B
– –
-166,917
Closed -$6.74M
MITK icon
460
Mitek Systems
MITK
$784M
– –
-104,584
Closed -$604K
MLI icon
461
Mueller Industries
MLI
$15.3B
– –
-234,000
Closed -$1.48M
MRSH
462
Marsh
MRSH
$92.3B
– –
-11,154
Closed -$445K
MMM icon
463
3M
MMM
$93.9B
– –
-38,242
Closed -$3.5M
MOH icon
464
Molina Healthcare
MOH
$10.1B
– –
-87,000
Closed -$3.23M
MRK icon
465
Merck
MRK
$313B
– –
-109,097
Closed -$4.83M
NBR icon
466
Nabors Industries
NBR
$1.21B
– –
-899
Closed -$688K
NKE icon
467
CALL
Nike
NKE
$62.7B
– –
-206,200
Closed -$407K
NKE icon
468
Nike
NKE
$62.7B
– –
-1,322,768
Closed -$43.2M
NOC icon
469
Northrop Grumman
NOC
$80B
– –
-10,000
Closed -$924K
NVR icon
470
NVR
NVR
$17.2B
– –
-4,160
Closed -$3.84M
OIH icon
471
CALL
VanEck Oil Services ETF
OIH
$1.93B
– –
-795
Closed -$7K
OIH icon
472
PUT
VanEck Oil Services ETF
OIH
$1.93B
– –
-4,500
Closed -$20K
PALL icon
473
abrdn Physical Palladium Shares ETF
PALL
$663M
– –
-27,000
Closed -$349K
PBF icon
474
PBF Energy
PBF
$7.12B
– –
-146,355
Closed -$3.79M
PEP icon
475
PepsiCo
PEP
$189B
– –
-4,397
Closed -$361K
17 18
19
20 21

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.