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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.37%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.02B
AUM Growth
-$31.8M
Cap. Flow
+$159M
Cap. Flow %
3.95%
Top 10 Hldgs %
55.91%
Holding
627
New
130
Increased
130
Reduced
70
Closed
208

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$191M
2
SMAR
Smartsheet Inc.
SMAR
+$188M
3
FYBR
Frontier Communications
FYBR
+$124M
4
SUM
Summit Materials, Inc. Class A Common Stock
SUM
+$95M
5
ALTR
Altair Engineering Inc
ALTR
+$92.6M

Top Sells

Rank Stock Value
1
CTLT
CATALENT, INC.
CTLT
+$234M
2
MRO
Marathon Oil Corporation
MRO
+$222M
3
SRCL
Stericycle Inc
SRCL
+$172M
4
AXNX
Axonics, Inc. Common Stock
AXNX
+$150M
5
PRFT
Perficient Inc
PRFT
+$79.6M

Sector Composition

Rank Sector Weight
1 Technology 28.76%
2 Energy 15.79%
3 Communication Services 7.77%
4 Consumer Staples 7.72%
5 Financials 7.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APLS
426
CALL
DELISTED
Apellis Pharmaceuticals
APLS
– –
-27,500
Closed -$6.75K
APLS
427
DELISTED
Apellis Pharmaceuticals
APLS
– –
-7,603
Closed -$219K
APTV icon
428
Aptiv
APTV
$10.1B
– –
-85,820
Closed -$6.18M
ARE icon
429
Alexandria Real Estate Equities
ARE
$8.43B
– –
-35,373
Closed -$4.2M
ARKG icon
430
CALL
ARK Genomic Revolution ETF
ARKG
$1.69B
– –
-70,000
Closed -$29.8K
ARVN icon
431
Arvinas
ARVN
$578M
– –
-27,403
Closed -$666K
ATEC icon
432
CALL
Alphatec Holdings
ATEC
$1.43B
– –
-70,000
Closed -$15.8K
AVB icon
433
AvalonBay Communities
AVB
$26.7B
– –
-5,049
Closed -$1.14M
AWK icon
434
American Water Works
AWK
$27B
– –
-30,000
Closed -$4.39M
AXSM icon
435
Axsome Therapeutics
AXSM
$10.9B
– –
-15,666
Closed -$1.41M
BCYC
436
CALL
Bicycle Therapeutics
BCYC
$287M
– –
-20,000
Closed -$10.5K
BDTX icon
437
CALL
Black Diamond Therapeutics
BDTX
$111M
– –
-300,000
Closed -$22.5K
BE icon
438
Bloom Energy
BE
$64.3B
– –
-20,000
Closed -$351K
BEKE icon
439
KE Holdings
BEKE
$18.8B
– –
-121,677
Closed -$2.42M
BIRK icon
440
Birkenstock
BIRK
$7.04B
– –
-45,000
Closed -$2.22M
BKD icon
441
Brookdale Senior Living
BKD
$3.43B
– –
-231,502
Closed -$1.57M
BMRN icon
442
CALL
BioMarin Pharmaceuticals
BMRN
$12.1B
– –
-15,000
Closed -$4.13K
BRX icon
443
Brixmor Property Group
BRX
$9.32B
– –
-220,061
Closed -$6.13M
CAR icon
444
CALL
Avis
CAR
$4.96B
– –
-15,000
Closed -$128K
CCJ icon
445
Cameco
CCJ
$41.6B
– –
-209,570
Closed -$10M
CCOI icon
446
PUT
Cogent Communications
CCOI
$503M
– –
-17,300
Closed -$10.8K
CDP icon
447
COPT Defense Properties
CDP
$4.23B
– –
-190,126
Closed -$5.77M
CEG icon
448
Constellation Energy
CEG
$95B
– –
-56,250
Closed -$14.6M
CHH icon
449
Choice Hotels
CHH
$4.87B
– –
-16,489
Closed -$2.15M
COLD icon
450
Americold
COLD
$4.16B
– –
-35,017
Closed -$990K
16 17
18
19 20

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2024 Portfolio in Review

As of Q4 2024, UBS O'Connor held 627 positions worth $4.02B, down 0.79% from $4.05B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

UBS O'Connor deployed $159M of net new capital in Q4 2024, opening 130 new positions and adding to 130 existing holdings. Its largest new stake was Discover Financial Services: 1,166,698 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 20% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was US Steel, an estimated $62.2M trimmed.

  • UBS O'Connor's largest Q4 2024 buy was Discover Financial Services: 1,166,698 shares worth $202M.
  • UBS O'Connor added most to Smartsheet Inc. in Q4 2024, an estimated $188M increase.
  • UBS O'Connor's biggest Q4 2024 reduction was US Steel, cutting an estimated $62.2M.
  • UBS O'Connor fully exited CATALENT, INC. in Q4 2024, selling an estimated $234M.
  • UBS O'Connor's ten largest holdings make up 56% of its $4.02B portfolio in Q4 2024.
  • UBS O'Connor opened 130 new positions and closed 208 in Q4 2024.
  • UBS O'Connor's portfolio value fell 0.79% quarter-over-quarter to $4.02B.

Based on UBS O'Connor's 13F filing for Q4 2024, filed 14 Feb 2025.