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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.64B
Cap. Flow %
-83.08%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169

Top Buys

Rank Stock Value
1
PXD
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK
Splunk Inc
SPLK
+$446M
3
HES
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Real Estate 7.26%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVNC
426
CALL
DELISTED
Revance Therapeutics, Inc.
RVNC
$22.1K ﹤0.01%
+55,000
New +$451K
LEGN icon
427
CALL
Legend Biotech
LEGN
$3.95B
$21.6K ﹤0.01%
+12,500
New +$792K
ABBV icon
428
CALL
AbbVie
ABBV
$432B
$21.6K ﹤0.01%
+10,000
New +$1.46M
VTYX
429
CALL
DELISTED
Ventyx Biosciences
VTYX
$18.8K ﹤0.01%
50,000
+20,000
+67% +$190K
CBAY
430
PUT
DELISTED
Cymabay Therapeutics
CBAY
$18.8K ﹤0.01%
50,000
-40,000
-44% -$712K
M icon
431
PUT
Macy's
M
$6.68B
$17.1K ﹤0.01%
131,000
– –
RYTM icon
432
PUT
Rhythm Pharmaceuticals
RYTM
$7.88B
$16.9K ﹤0.01%
+25,000
New +$789K
BIP icon
433
PUT
Brookfield Infrastructure Partners
BIP
$17.9B
$16.8K ﹤0.01%
+167,500
New +$4.53M
RENEW
434
DELISTED
Cartesian Growth Corporation II Warrant
RENEW
$16.6K ﹤0.01%
+122,826
New +$15.8K
BSLKW
435
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$16K ﹤0.01%
114,498
-51,465
-31% -$6.11K
CRSP icon
436
CALL
CRISPR Therapeutics
CRSP
$5.19B
$15K ﹤0.01%
+15,000
New +$829K
KDKRW
437
Kodiak AI Warrants
KDKRW
$13.7K ﹤0.01%
+85,383
New +$16.5K
FUBO icon
438
CALL
FuboTV Inc
FUBO
$273M
$11.5K ﹤0.01%
8,333
– –
USARW
439
DELISTED
USA Rare Earth Inc Warrant
USARW
$10.9K ﹤0.01%
+103,486
New +$14.9K
DISH
440
CALL
DELISTED
DISH Network Corp.
DISH
$10.5K ﹤0.01%
100,000
– –
MNTN.WS
441
DELISTED
Everest Consolidator Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A Common Stock, at an exercise price of $11.50
MNTN.WS
$9.84K ﹤0.01%
+78,716
New +$10.2K
RMGCW
442
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$9.82K ﹤0.01%
126,755
-57,331
-31% -$3.82K
ISRG icon
443
PUT
Intuitive Surgical
ISRG
$134B
$9.07K ﹤0.01%
+11,000
New +$3.28M
JTAIW
444
DELISTED
Jet.AI Inc. Warrant
JTAIW
$8.94K ﹤0.01%
197,427
– –
SBXC.WS
445
DELISTED
SilverBox Corp III Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SBXC.WS
$8.43K ﹤0.01%
+91,076
New +$11.1K
DAL icon
446
PUT
Delta Air Lines
DAL
$60.1B
$8.27K ﹤0.01%
27,900
– –
KPTI icon
447
CALL
Karyopharm Therapeutics
KPTI
$46.2M
$7.5K ﹤0.01%
20,000
– –
MSAIW icon
448
MultiSensor AI Holdings Warrant
MSAIW
$755K
$7.34K ﹤0.01%
+145,732
New +$5.71K
SEPAW
449
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$7.08K ﹤0.01%
80,900
-36,363
-31% -$3.77K
IVCAW
450
DELISTED
Investcorp AI Acquisition Corp. Warrant
IVCAW
$6.97K ﹤0.01%
+214,435
New +$10.4K
16 17
18
19 20

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SAG
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ACI
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RC
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A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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JCM
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UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.64B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.