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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.52B
AUM Growth
-$7.28B
Cap. Flow
-$6.76B
Cap. Flow %
-444.29%
Top 10 Hldgs %
100%
Holding
929
New
–
Increased
6
Reduced
3
Closed
920

Top Buys

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$184M
2
FHN icon
First Horizon
FHN
+$107M
3
SGFY
Signify Health, Inc.
SGFY
+$54.9M
4
VMW
VMware, Inc
VMW
+$34.9M
5
ONEM
1Life Healthcare
ONEM
+$29.7M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$572M
2
ZEN
ZENDESK INC
ZEN
+$456M
3
ROG icon
Rogers Corp
ROG
+$432M
4
AVLR
Avalara, Inc.
AVLR
+$373M
5
SWCH
Switch, Inc. Class A Common Stock
SWCH
+$271M

Sector Composition

Rank Sector Weight
1 Technology 45.54%
2 Healthcare 36.97%
3 Financials 14.43%
4 Communication Services 3.06%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JWSM.WS
426
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
– –
-178,214
Closed -$20K
JWSM
427
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
– –
-506,141
Closed -$5.03M
ONYX
428
DELISTED
Onyx Acquisition Co. I Class A Ordinary Shares
ONYX
– –
-477,246
Closed -$4.84M
PHYT
429
DELISTED
Pyrophyte Acquisition Corp.
PHYT
– –
-262,511
Closed -$2.67M
VSAC
430
DELISTED
Vision Sensing Acquisition Corp. Class A Common Stock
VSAC
– –
-262,486
Closed -$2.66M
GTAC
431
DELISTED
Global Technology Acquisition Corp. I Class A Ordinary Shares
GTAC
– –
-238,623
Closed -$2.41M
BHAC
432
DELISTED
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
– –
-238,623
Closed -$2.37M
LCW
433
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
– –
-477,246
Closed -$4.72M
XFIN
434
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
– –
-477,246
Closed -$4.78M
AAGR
435
DELISTED
African Agriculture Holdings Inc
AAGR
– –
-166,440
Closed -$1.19M
SILK
436
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
– –
-33,230
Closed -$1.5M
AOGO
437
DELISTED
Arogo Capital Acquisition Corp. Class A Common Stock
AOGO
– –
-233,953
Closed -$2.33M
JTAIW
438
DELISTED
Jet.AI Inc. Warrant
JTAIW
– –
-203,852
Closed -$9K
CNDA
439
DELISTED
Concord Acquisition Corp II
CNDA
– –
-182,069
Closed -$1.77M
SLAM
440
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
– –
-273,608
Closed -$2.71M
FEXD
441
DELISTED
Fintech Ecosystem Development Corp. Class A Common Stock
FEXD
– –
-238,623
Closed -$2.4M
CVII
442
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
– –
-951,514
Closed -$9.35M
CVIIW
443
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
– –
-199,847
Closed -$25K
KCGI
444
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
– –
-701,860
Closed -$6.99M
MORF
445
DELISTED
Morphic Holding, Inc. Common Stock
MORF
– –
-36,534
Closed -$1.03M
AACI
446
DELISTED
Armada Acquisition Corp. I Common Stock
AACI
– –
-334,072
Closed -$3.31M
SPWR
447
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-18,749
Closed -$432K
TRONW
448
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
– –
-117,986
Closed -$9K
TRON
449
DELISTED
Corner Growth Acquisition Corp. 2 Class A Ordinary Share
TRON
– –
-350,000
Closed -$3.55M
SPECW
450
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
– –
-238,622
Closed -$6K
16 17
18
19 20

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UBS O'Connor's Q4 2022 Portfolio in Review

As of Q4 2022, UBS O'Connor held 929 positions worth $1.52B, down 83% from $8.8B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

UBS O'Connor withdrew a net $6.76B in Q4 2022, closing 920 positions and reducing 3 holdings. Its most notable exit was Biohaven Pharmaceutical Holding Company Ltd., an estimated $572M position sold in full.

By sector, the portfolio is most concentrated in Technology at 46% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

Against the trend, UBS O'Connor added an estimated $184M to Horizon Therapeutics Public Limited Company Ordinary Shares.

  • UBS O'Connor added most to Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2022, an estimated $184M increase.
  • UBS O'Connor's biggest Q4 2022 reduction was Activision Blizzard, cutting an estimated $45.3M.
  • UBS O'Connor fully exited Biohaven Pharmaceutical Holding Company Ltd. in Q4 2022, selling an estimated $572M.
  • UBS O'Connor's ten largest holdings make up 100% of its $1.52B portfolio in Q4 2022.
  • UBS O'Connor opened 0 new positions and closed 920 in Q4 2022.
  • UBS O'Connor's portfolio value fell 83% quarter-over-quarter to $1.52B.

Based on UBS O'Connor's 13F filing for Q4 2022, filed 14 Feb 2023.