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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.2 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.2 quarters

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PSTH
426
CALL
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$739K 0.02%
+76,040
New +$1.83M
2020 Q4
0 quarters
VYGG
427
CALL
DELISTED
Vy Global Growth
VYGG
$730K 0.01%
+365,000
New +$3.81M
2020 Q4
0 quarters
PTRA
428
CALL
DELISTED
Proterra Inc. Common Stock
PTRA
$725K 0.01%
+307,969
New +$3.21M
2020 Q4
0 quarters
IMPX
429
CALL
DELISTED
AEA-Bridges Impact Corp
IMPX
$721K 0.01%
+456,250
New +$4.57M
2020 Q4
0 quarters
CONX icon
430
CALL
DELISTED
CONX Corp. Class A Common Stock
CONX
$712K 0.01%
+456,250
New +$4.65M
2020 Q4
0 quarters
GLS
431
CALL
DELISTED
Gelesis Holdings, Inc.
GLS
$695K 0.01%
+487,796
New +$4.8M
2020 Q4
0 quarters
FMAC icon
432
CALL
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
$694K 0.01%
+273,750
New +$2.84M
2020 Q4
0 quarters
IPOD
433
CALL
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$693K 0.01%
+182,500
New +$2.27M
2020 Q4
0 quarters
LOTZ
434
CALL
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$684K 0.01%
265,217
– –
2019 Q4
4 quarters
ATIP
435
CALL
DELISTED
ATI Physical Therapy, Inc.
ATIP
$683K 0.01%
+5,472
New +$2.76M
2020 Q4
0 quarters
OACB
436
CALL
DELISTED
Oaktree Acquisition Corp. II
OACB
$676K 0.01%
+342,188
New +$3.47M
2020 Q4
0 quarters
UDR icon
437
UDR
UDR
$11B
$657K 0.01%
17,100
-384,100
-96% -$14M
2020 Q3
1 quarter
STLN icon
438
CALL
Starling Oncology
STLN
$676M
$656K 0.01%
339,722
– –
2020 Q2
2 quarters
IACA
439
CALL
DELISTED
ION Acquisition Corp 1 Ltd.
IACA
$650K 0.01%
+182,500
New +$1.98M
2020 Q4
0 quarters
CELU icon
440
CALL
Celularity
CELU
$50.6M
$644K 0.01%
23,429
– –
2020 Q1
3 quarters
BTAQ
441
CALL
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$642K 0.01%
+342,188
New +$3.37M
2020 Q4
0 quarters
EQD
442
CALL
DELISTED
Equity Distribution Acquisition Corp.
EQD
$637K 0.01%
+365,000
New +$3.69M
2020 Q4
0 quarters
CRWD icon
443
CrowdStrike
CRWD
$282B
$635K 0.01%
+12,000
New +$468K
2020 Q4
0 quarters
MKTW icon
444
CALL
MarketWise
MKTW
$53.8M
$635K 0.01%
+18,250
New +$3.63M
2020 Q4
0 quarters
RBAC
445
CALL
DELISTED
RedBall Acquisition Corp.
RBAC
$624K 0.01%
+273,750
New +$2.85M
2020 Q4
0 quarters
RBOT icon
446
CALL
DELISTED
Vicarious Surgical
RBOT
$610K 0.01%
+18,661
New +$5.48M
2020 Q4
0 quarters
EVGO icon
447
CALL
EVgo
EVGO
$173M
$609K 0.01%
+342,187
New +$3.54M
2020 Q4
0 quarters
SPIR icon
448
CALL
Spire Global
SPIR
$402M
$605K 0.01%
+56,860
New +$4.49M
2020 Q4
0 quarters
QELL
449
CALL
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
$596K 0.01%
+190,104
New +$2.24M
2020 Q4
0 quarters
MOS icon
450
The Mosaic Company
MOS
$5.96B
$595K 0.01%
+25,874
New +$521K
2020 Q4
0 quarters
16 17
18
19 20

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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.