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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSTH
426
CALL
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$739K 0.02%
+76,040
New +$1.83M
VYGG
427
CALL
DELISTED
Vy Global Growth
VYGG
$730K 0.01%
+365,000
New +$3.81M
PTRA
428
CALL
DELISTED
Proterra Inc. Common Stock
PTRA
$725K 0.01%
+307,969
New +$3.21M
IMPX
429
CALL
DELISTED
AEA-Bridges Impact Corp
IMPX
$721K 0.01%
+456,250
New +$4.57M
CONX
430
CALL
DELISTED
CONX Corp. Class A Common Stock
CONX
$712K 0.01%
+456,250
New +$4.65M
GLS
431
CALL
DELISTED
Gelesis Holdings, Inc.
GLS
$695K 0.01%
+487,796
New +$4.8M
FMAC
432
CALL
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
$694K 0.01%
+273,750
New +$2.84M
IPOD
433
CALL
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$693K 0.01%
+182,500
New +$2.27M
LOTZ
434
CALL
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$684K 0.01%
265,217
– –
ATIP
435
CALL
DELISTED
ATI Physical Therapy, Inc.
ATIP
$683K 0.01%
+5,472
New +$2.76M
OACB
436
CALL
DELISTED
Oaktree Acquisition Corp. II
OACB
$676K 0.01%
+342,188
New +$3.47M
UDR icon
437
UDR
UDR
$12.3B
$657K 0.01%
17,100
-384,100
-96% -$14M
STLN
438
CALL
Starling Oncology, Inc. Common Stock
STLN
$665M
$656K 0.01%
339,722
– –
IACA
439
CALL
DELISTED
ION Acquisition Corp 1 Ltd.
IACA
$650K 0.01%
+182,500
New +$1.98M
CELU icon
440
CALL
Celularity
CELU
$20.5M
$644K 0.01%
23,429
– –
BTAQ
441
CALL
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$642K 0.01%
+342,188
New +$3.37M
EQD
442
CALL
DELISTED
Equity Distribution Acquisition Corp.
EQD
$637K 0.01%
+365,000
New +$3.69M
CRWD icon
443
CrowdStrike
CRWD
$216B
$635K 0.01%
+12,000
New +$468K
MKTW icon
444
CALL
MarketWise
MKTW
$54M
$635K 0.01%
+18,250
New +$3.63M
RBAC
445
CALL
DELISTED
RedBall Acquisition Corp.
RBAC
$624K 0.01%
+273,750
New +$2.85M
RBOT
446
CALL
DELISTED
Vicarious Surgical
RBOT
$610K 0.01%
+18,661
New +$5.48M
EVGO icon
447
CALL
EVgo
EVGO
$214M
$609K 0.01%
+342,187
New +$3.54M
SPIR icon
448
CALL
Spire Global
SPIR
$549M
$605K 0.01%
+56,860
New +$4.49M
QELL
449
CALL
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
$596K 0.01%
+190,104
New +$2.24M
MOS icon
450
The Mosaic Company
MOS
$7.4B
$595K 0.01%
+25,874
New +$521K
16 17
18
19 20

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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.